Abstract
Background
Lung health is increasingly recognized as an essential factor in mental health. However, prospective evidence on lung function with incident depression remains to be determined. The study aimed to examine the prospective association between impaired lung function and incident depression and the underlying biological mechanisms.
Methods
This prospective cohort study comprised 280,032 non-depressed individuals with valid lung function measurements from the UK Biobank. Lung function was assessed through the forced vital capacity (FVC) or forced expiratory volume in 1 s (FEV1). Cox proportional hazard models were applied to estimate the associations between lung function and incident depression. Mediation analyses were fitted to investigate the potential mediating role of biomarkers and metabolites in the association.
Results
A total of 9514 participants (3.4%) developed depression during a median follow-up of 13.91 years. Individuals in the highest quartile had a lower risk of depression (FVC % predicted: HR = 0.880, 95% CI = 0.830–0.933; FEV1% predicted: HR = 0.854, 95% CI = 0.805–0.905) compared with those in the lowest quartile of the lung function indices. Additionally, the restricted cubic splines suggested lung function indices had reversed J-shaped associations with incident depression (nonlinear P < 0.05 for FVC % predicted and FEV1% predicted). Impaired lung function yielded similar risk estimates (HR = 1.124, 95% CI = 1.074–1.176). Biomarkers involving systemic inflammation, erythrocytes, and liver and renal function may be potential mediators in the lung function-depression association.
Conclusions
This study revealed that the higher risk of develo** depression was associated with impaired lung function. Also, the association might be partially mediated by biomarkers including systemic inflammation, erythrocytes, and liver and renal function, though these mediation findings should be interpreted with caution due to potential temporal ambiguity.
Similar content being viewed by others
Background
Depression, a mental health condition that impacts the well-being of over 300 million individuals globally [1], has emerged as the leading contributor to disability-adjusted life years among mental disorders [2]. Accumulating evidence suggests that depression is associated with a heightened risk of multiple detrimental health outcomes, including all-cause and cancer mortality, as well as cardiovascular disease morbidity and mortality [3, 4]. However, traditional therapies for depression (e.g., medication) are costly and of limited efficacy [5]. Hence, identifying cost-effective strategies to prevent depression is paramount.
Physical health has garnered growing attention as a modifiable protective factor for depression. Whilst research has reported that low grip strength is a significant risk factor for new-onset depression [1], the role of lung function, which is recognized as an inexpensive, non-invasive, and modifiable indicator for assessing physical fitness, in preventing depression remains poorly understood. A review involving 1,161,632 subjects has shed light on the advantages of maintaining moderate or high levels of pulmonary fitness in the prevention of depression [6]. However, it remains unclear whether poor lung function, as measured by forced vital capacity (FVC) and forced expiratory volume in 1 s (FEV1), is a direct risk factor for depression. Previous evidence on this topic has primarily focused on either the impact of lung diseases on depression or examined associations in the opposite direction [7, 1: Tables S5-S8). Stratification analysis discovered that detrimental effects of impaired lung function were stronger among individuals who were older, less educated, non-employed, living in areas with high TDI, and current or former smokers (Pfor interaction < 0.05) (Additional file 1: Fig. S1).
Although impaired lung function was substantially associated with all selected biomarkers except monocyte percentage, hematocrit percentage, urea, and ALT, only some of them were significant predictors of depression risk, such as leukocyte count, neutrophil count and percentage, lymphocyte count and percentage, CRP, platelet count, erythrocyte count, RBC distribution width, hemoglobin concentration, cystatin C, urate, ALP, AST, GGT, TBIL, TP, and ALB (FDR < 0.05) (Additional file 1: Table S9). Hence, these biomarkers may serve as potential mediators from impaired lung function to incident depression. Additionally, lung function was significantly associated with most metabolites, but none of these metabolites were statistically associated with depression risk (Additional file 1: Table S10). Therefore, no metabolites are available as potential mediators of the association between impaired lung function and incident depression.
Figure 3 exhibits the PM of these potential mediators that were simultaneously associated with both lung function and incident depression. We observed significant mediating effects of inflammation, suggesting that impaired lung function might increase the risk of depression through the induction of inflammatory dysregulation (FDR < 0.05). Neutrophil count and CRP might explain 5.5% (95% CI = 3.2–9.8%) and 2.9% (1.0–5.8%) of the association, respectively. Markers related to erythrocytes and renal function might partially account for the increased risk of depression caused by impaired lung function. The overall effect of low lung function leading to an increased risk of depression might be partially explained by biomarkers related to liver function, with PM (95% CI) ranging from 0.4 (0.1–0.8%) to 5.9% (3.5–9.7%).
Discussion
Based on a large prospective cohort with a median follow-up of exceeding 13 years, our findings indicated that participants with impaired lung function had a higher risk of depression, independent of confounders including sociodemographic, lifestyle, environment, and comorbidities. The nonlinear dose-response curves revealed that the risk of new-onset depression was steeper at low lung function. Four biomarker pathways, including inflammation, erythrocytes, liver, and renal function, but not metabolite pathways, might partially mediate the association between impaired lung function and incident depression.
Supporting our findings, prior studies have documented a negative association between lung function and depression, but mostly using small samples, cross-sectional designs, or implemented in susceptible populations. A cross-sectional study from the National Health and Nutrition Examination Survey (NHANES) revealed a significant negative FVC-depression association [40, 41]. For instance, a cohort study involving more than 370,000 participants revealed a significant association between liver function markers, such as ALT, TBIL, ALB, TP, GGT, and ALP, and an elevated risk of lung disease [13]. Also, a MR study supported a causal relationship between lung diseases and renal function [14]. Remarkably, the relationship between liver and renal dysfunction and depression has been well established [40, 41].
The main strength of this study was the comprehensive examination of the prospective lung function-depression association and the preliminary exploration of the underlying biological mechanisms of the association. Other strengths comprised large sample sizes, long follow-up, sufficient adjustment for confounders, reliable methods for assessing lung function, and identification of depression from multiple sources including clinical diagnosis.
Several limitations should be considered. First, the participants in the cohort were overwhelmingly white, limiting the extrapolation of our findings. Second, most of the confounders are self-reported, which can introduce recall bias. Third, we did not find any statistical association between metabolites and incident depression cases, which may be due to the low rate of incident depression. Fourth, the methods we used to identify cases of depression may have insufficient power in identifying mild cases, which could lead to misclassification bias and thus obscure the associations found by the study. Nevertheless, sensitivity analyses after excluding possible cases of mild depression additionally identified by PHQ-2 at baseline did not substantially change the robustness of the associations. Fifth, although the UK Biobank cohort has a “healthy volunteer” bias that may affect the representativeness of our findings [42], the associations of risk factors in the cohort have been demonstrated to be similar to those found in the representative cohort [42]. Sixth, although we excluded the participants with a history of depression at baseline, the age of onset of depression is usually earlier than the lower age limit (37 years) of the UK Biobank sample, so caution is necessary in applying our findings to a younger population. Seventh, despite our efforts to control for a range of confounders, residual confounding may still exist. Eighth, the inherent nature of observational studies precludes us from drawing causal inferences. Further MR or clinical trials are warranted to confirm causality. Additionally, the mediation analysis method used in this study could only assess one mediator at a time to explore the single pathway of mediating mechanisms for associations between lung function and incident depression. Multiple pathways adopting serial mediation or structural equation model are needed in further studies. Finally, longitudinal mediation analyses necessitate a clear temporal relationship between variables, but the exposure and mediators in the present study were measured at the same time point due to data availability constraints. Nonetheless, the previously proposed lung-brain-axis hypothesis, which suggests that impaired lung function can affect brain structure via the blood pathway, may theoretically support the temporal relationship between the exposures and mediators in our study [43]. Caution is warranted in interpreting the mediation results, and future studies with well-defined temporal relationships are required to validate the mediating role of these markers.
Conclusions
Based on a large-scale prospective cohort, the study revealed that impaired lung function was associated with an increased risk of develo** depression. Regular screening of lung function in routine practice has the potential to facilitate the identification of at-risk populations and the development of personalized interventions, yielding profound clinical and public health implications. Additionally, our findings underscored that the biomarkers involving systemic inflammation, erythrocytes, and liver and renal function may partially mediate this association, but these mediation findings should be interpreted with caution due to potential temporal ambiguity. Further studies with repeatedly measured data are warranted to replicate our mediation findings.
Availability of data and materials
Data supporting the results of this study are available on request from the UK Biobank team (http://www.ukbiobank.ac.uk/).
Abbreviations
- ALB:
-
Albumin
- ALP:
-
Alkaline phosphatase
- ALT:
-
Alanine aminotransferase
- AST:
-
Aspartate aminotransferase
- CIs:
-
Confidence intervals
- CLDs:
-
Chronic lung disease
- CRP:
-
C reactive protein
- FEV1 :
-
Forced expiratory volume in 1 s
- FVC:
-
Forced vital capacity
- GGT:
-
Gamma-glutamyltransferase
- GLI:
-
Global Lung Function Initiative
- HbA1c:
-
Hemoglobin concentration
- HRs:
-
Hazard ratios
- NO2 :
-
Nitrogen dioxide
- PM:
-
Proportion mediated
- PM2.5 :
-
Particulate matter with a diameter of 2.5 µm or less
- RBC:
-
Red blood cell
- SES:
-
Socioeconomic status
- TBIL:
-
Total bilirubin
- TDI:
-
Townsend deprivation index
- TP:
-
Total protein
- UKB:
-
UK Biobank
References
Cabanas-Sánchez V, Esteban-Cornejo I, Parra-Soto S, Petermann-Rocha F, Gray SR, Rodríguez-Artalejo F, Ho FK, Pell JP, Martínez-Gómez D, Celis-Morales C. Muscle strength and incidence of depression and anxiety: findings from the UK Biobank prospective cohort study. J Cachexia Sarcopenia Muscle. 2022;13(4):1983–94.
Liu BP, Jia CX. Shift work schedule and sleep patterns in relation to incident depression: evidence from a prospective cohort study. Psychiatry Res. 2023;321:115076.
Hare DL, Toukhsati SR, Johansson P, Jaarsma T. Depression and cardiovascular disease: a clinical review. Eur Heart J. 2014;35(21):1365–72.
Liu BP, Jia CX. The associations of physical activity and lifetime depression with all-cause and cause-specific mortality: evidence from a prospective cohort study. Psychiatry Res. 2023;324:115206.
Sinyor M, Schaffer A, Levitt A. The sequenced treatment alternatives to relieve depression (STAR*D) trial: a review. Can J Psychiatry. 2010;55(3):126–35.
Kandola A, Ashdown-Franks G, Stubbs B, Osborn DPJ, Hayes JF. The association between cardiorespiratory fitness and the incidence of common mental health disorders: a systematic review and meta-analysis. J Affect Disord. 2019;257:748–57.
Ren X, Wang S, He Y, Lian J, Lu Q, Gao Y, Wang Y. Chronic lung diseases and the risk of depressive symptoms based on the China health and retirement longitudinal study: a prospective cohort study. Front Psychol. 2021;12:585597.
Han X, Li C, Zhu Y, Ma Y, Hua R, **e W, **e L. Relationships of persistent depressive symptoms with subsequent lung function trajectory and respiratory disease mortality. J Affect Disord. 2022;309:404–10.
Giltay EJ, Nissinen A, Giampaoli S, Zitman FG, Kromhout D. Low respiratory function increases the risk of depressive symptoms in later life in men. Psychosom Med. 2010;72(1):53–60.
Wang C, Yang LS, Shi XH, Yang YF, Liu K, Liu RY. Depressive symptoms in aged Chinese patients with silicosis. Aging Ment Health. 2008;12(3):343–8.
Peng G, **n Y, Cao X, Chen Y, Yang Y, Zhang X, Zhou X. Association between depressive symptoms and lung function in the United States adults without pulmonary diseases: a cross-sectional study from NHANES. J Affect Disord. 2023;325:787–93.
Goodwin RD, Chuang S, Simuro N, Davies M, Pine DS. Association between lung function and mental health problems among adults in the United States: findings from the First National Health and Nutrition Examination Survey. Am J Epidemiol. 2007;165(4):383–8.
Du W, Guan H, Wan X, Zhu Z, Yu H, Luo P, Chen L, Su J, Lu Y, Hang D, et al. Circulating liver function markers and the risk of COPD in the UK Biobank. Front Endocrinol (Lausanne). 2023;14:1121900.
Park S, Lee S, Kim Y, Cho S, Kim K, Kim YC, Han SS, Lee H, Lee JP, Joo KW, et al. Kidney function and obstructive lung disease: a bidirectional Mendelian randomisation study. Eur Respir J. 2021;58(6):2100848.
Pan J, Zaigham S, Persson M, Borné Y, Wollmer P, Engström G. The associations between red cell distribution width and lung function measures in a general population. Respir Med. 2021;185:106467.
Ma YH, Shen LX, Li YZ, Leng Y, Yang L, Chen SD, He XY, Zhang YR, Chen RJ, Feng JF, et al. Lung function and risk of incident dementia: a prospective cohort study of 431,834 individuals. Brain Behav Immun. 2023;109:321–30.
Li G, Jankowich MD, Lu Y, Wu L, Shao L, Ke C. Preserved ratio impaired spirometry, metabolomics and the risk of type 2 diabetes. J Clin Endocrinol Metab. 2023;108(9):e769–78.
Nedic Erjavec G, Sagud M, Nikolac Perkovic M, Svob Strac D, Konjevod M, Tudor L, Uzun S, Pivac N. Depression: biological markers and treatment. Prog Neuropsychopharmacol Biol Psychiatry. 2021;105:110139.
Sudlow C, Gallacher J, Allen N, Beral V, Burton P, Danesh J, Downey P, Elliott P, Green J, Landray M, et al. UK biobank: an open access resource for identifying the causes of a wide range of complex diseases of middle and old age. PLoS Med. 2015;12(3):e1001779.
Quanjer PH, Stanojevic S, Cole TJ, Baur X, Hall GL, Culver BH, Enright PL, Hankinson JL, Ip MS, Zheng J, et al. Multi-ethnic reference values for spirometry for the 3–95-yr age range: the global lung function 2012 equations. Eur Respir J. 2012;40(6):1324–43.
Higbee DH, Granell R, Davey Smith G, Dodd JW. Prevalence, risk factors, and clinical implications of preserved ratio impaired spirometry: a UK Biobank cohort analysis. Lancet Respir Med. 2022;10(2):149–57.
Yang T, Wang J, Huang J, Kelly FJ, Li G. Long-term exposure to multiple ambient air pollutants and association with incident depression and anxiety. JAMA Psychiat. 2023;80(4):305–13.
Soininen P, Kangas AJ, Würtz P, Suna T, Ala-Korpela M. Quantitative serum nuclear magnetic resonance metabolomics in cardiovascular epidemiology and genetics. Circ Cardiovasc Genet. 2015;8(1):192–206.
Cao Z, Xu C, Li S, Wang Y, Yang H. Residential greenspace and risk of cancer: a prospective cohort study from the UK Biobank. Sci Total Environ. 2023;871:162145.
Geng T, Zhu K, Lu Q, Wan Z, Chen X, Liu L, Pan A, Liu G. Healthy lifestyle behaviors, mediating biomarkers, and risk of microvascular complications among individuals with type 2 diabetes: a cohort study. PLoS Med. 2023;20(1):e1004135.
Harshfield EL, Pennells L, Schwartz JE, Willeit P, Kaptoge S, Bell S, Shaffer JA, Bolton T, Spackman S, Wassertheil-Smoller S, et al. Association between depressive symptoms and incident cardiovascular diseases. JAMA. 2020;324(23):2396–405.
Benjamini Y, Hochberg Y. Controlling the false discovery rate: a practical and powerful approach to multiple testing. J R Stat Soc Series B Stat Methodol. 1995;57(1):289–300.
Mutz J, Lewis CM. Lifetime depression and age-related changes in body composition, cardiovascular function, grip strength and lung function: sex-specific analyses in the UK Biobank. Aging (Albany NY). 2021;13(13):17038–79.
Draijer C, Hylkema MN, Boorsma CE, Klok PA, Robbe P, Timens W, Postma DS, Greene CM, Melgert BN. Sexual maturation protects against development of lung inflammation through estrogen. Am J Physiol Lung Cell Mol Physiol. 2016;310(2):L166-174.
Mulugeta A, Zhou A, King C, Hyppönen E. Association between major depressive disorder and multiple disease outcomes: a phenome-wide Mendelian randomisation study in the UK Biobank. Mol Psychiatry. 2020;25(7):1469–76.
Zhou L, Yang H, Zhang Y, Li H, Zhang S, Li D, Ma Y, Hou Y, Lu W, Wang Y. Association of impaired lung function with dementia, and brain magnetic resonance imaging indices: a large population-based longitudinal study. Age Ageing. 2022;51(11):afac269.
Li G, Lu Y, Qiao Y, Hu D, Ke C. Role of pulmonary function in predicting new-onset cardiometabolic diseases and cardiometabolic multimorbidity. Chest. 2022;162(2):421–32.
Zarghami M, Taghizadeh F, Sharifpour A, Alipour AJA. health: Efficacy of smoking cessation on stress, anxiety, and depression in smokers with chronic obstructive pulmonary disease: a randomized controlled clinical trial. Addict Health. 2018;10(3):137.
Wan S, Rojas-Rueda D, Pretty J, Roscoe C, James P, Ji JS. Greenspace and mortality in the U.K. Biobank: longitudinal cohort analysis of socio-economic, environmental, and biomarker pathways. SSM Popul Health. 2022;19:101194.
Hancox RJ, Gray AR, Sears MR, Poulton R. Systemic inflammation and lung function: a longitudinal analysis. Respir Med. 2016;111:54–9.
Jiang R, Burke GL, Enright PL, Newman AB, Margolis HG, Cushman M, Tracy RP, Wang Y, Kronmal RA, Barr RG. Inflammatory markers and longitudinal lung function decline in the elderly. Am J Epidemiol. 2008;168(6):602–10.
Lu Y, Feng L, Feng L, Nyunt MS, Yap KB, Ng TP. Systemic inflammation, depression and obstructive pulmonary function: a population-based study. Respir Res. 2013;14(1):53.
Coryell W, Pine D, Fyer A, Klein D. Anxiety responses to CO2 inhalation in subjects at high-risk for panic disorder. J Affect Disord. 2006;92(1):63–70.
Maes M, Yirmyia R, Noraberg J, Brene S, Hibbeln J, Perini G, Kubera M, Bob P, Lerer B, Maj M. The inflammatory & neurodegenerative (I&ND) hypothesis of depression: leads for future research and new drug developments in depression. Metab Brain Dis. 2009;24(1):27–53.
Savage K, Porter C, Bunnett E, Hana M, Keegan A, Ogden E, Stough C, Pi**as A. Liver and inflammatory biomarker relationships to depression symptoms in healthy older adults. Exp Gerontol. 2023;177:112186.
Tanifuji T, Okazaki S, Otsuka I, Mouri K, Horai T, Shindo R, Shirai T, Hishimoto A. Epigenetic clock analysis reveals increased plasma cystatin C levels based on DNA methylation in major depressive disorder. Psychiatry Res. 2023;322:115103.
Batty GD, Gale CR, Kivimäki M, Deary IJ, Bell S. Comparison of risk factor associations in UK Biobank against representative, general population based studies with conventional response rates: prospective cohort study and individual participant meta-analysis. BMJ. 2020;368:m131.
Ba**ka O, Simbilyabo L, Tan Y, Jabang J, Saleem SA. Lung-brain axis. Crit Rev Microbiol. 2022;48(3):257–69.
Acknowledgements
The authors gratefully thank all the participants and professionals contributing to the UK Biobank. The study was conducted under the UK Biobank project application number 91536.
Funding
This work was supported by the Shandong Provincial Natural Science Foundation [No: ZR2021QH310].
Author information
Authors and Affiliations
Contributions
WH wrote the first draft of the paper and analyzed the data. BPL interpreted the data and critically revised the manuscript. CXJ conceptualized this study, interpreted the data, and critically revised the manuscript. All authors approved the final submitted manuscript.
Corresponding authors
Ethics declarations
Ethics approval and consent to participate
The UK Biobank project received ethical approval from the Northwest Multi-center Research Ethics Committee (MREC reference: 21/NW/0157). Informed consent was obtained from all participants before recruitment.
Consent for publication
Not applicable.
Competing interests
The authors declare that they have no competing interests.
Additional information
Publisher’s Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Supplementary Information
Additional file 1: Table S1.
Mean concentration of biomarkers (n = 231,193). Table S2. Mean concentration of metabolites (n = 62,488). Table S3. Summary of missing data of covariates. Table S4. Baseline characteristics by lung function (n = 280,032). Table S5. Sensitivity analyses for association between incident depression and lung function with further adjustment for covariates. Table S6. Sensitivity analyses for association between incident depression and lung function with different exclusion criteria. Table S7. Sensitivity analyses for association between lung function and risk of incident depression with multiple imputation for missing covariates (n = 297,037). Table S8. Sensitivity analyses for association between lung function and risk of incident depression with further excluding prevalent depression as measured by the PHQ-2 scale at baseline (n = 271,122). Table S9. Selection of biomarkers as potential mediators between lung function and incident depression (n = 231,193). Table S10. Selection of metabolites as potential mediators between lung function and incident depression (n = 62,488). Fig. S1. Subgroup analysis of the association of lung function on depression by potential risk factors.
Rights and permissions
Open Access This article is licensed under a Creative Commons Attribution 4.0 International License, which permits use, sharing, adaptation, distribution and reproduction in any medium or format, as long as you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons licence, and indicate if changes were made. The images or other third party material in this article are included in the article's Creative Commons licence, unless indicated otherwise in a credit line to the material. If material is not included in the article's Creative Commons licence and your intended use is not permitted by statutory regulation or exceeds the permitted use, you will need to obtain permission directly from the copyright holder. To view a copy of this licence, visit http://creativecommons.org/licenses/by/4.0/. The Creative Commons Public Domain Dedication waiver (http://creativecommons.org/publicdomain/zero/1.0/) applies to the data made available in this article, unless otherwise stated in a credit line to the data.
About this article
Cite this article
Hu, W., Liu, BP. & Jia, CX. Association and biological pathways between lung function and incident depression: a prospective cohort study of 280,032 participants. BMC Med 22, 160 (2024). https://doi.org/10.1186/s12916-024-03382-3
Received:
Accepted:
Published:
DOI: https://doi.org/10.1186/s12916-024-03382-3