Abstract
Despite the extensive amount of evidence in the literature regarding the benefits of agroforestry systems including carbon sequestration, soil erosion reduction, climate change resilience, biodiversity conservation and other ecosystem services, the adoption of agroforestry practices presents several barriers for farmers and other stakeholders, thus requiring comprehensive examination from the scientific community. We performed a systematic literature review following the methodology described in the PRISMA framework, to provide a novel comprehensive and systematic overview of what is present in the literature regarding the obstacles stakeholders perceive with regards to agroforestry adoption, gathered through participatory research methods, which are methodologies that engage stakeholders in the research process. In this work, we highlighted and categorized 31 obstacles that stakeholders around the globe perceive according to the examined literature (n = 90) with regards to agroforestry adoption, pertaining to i) technical-agronomic, ii) socio-economic and iii) policy-legislative aspects. We produced a consultable database of the examined literature presenting the extracted and categorized data including 1) Region of interest; 2) Investigated agroforestry system; 3) Methodologies utilized in the papers; 4) Number, gender ratio and type of stakeholders; 5) Main relevant obstacles found in the paper. We highlighted the five most frequently encountered issues i) the availability or quality of knowledge or experience on technical and agronomic matters, or knowledge diffusion necessary to implement or maintain agroforestry systems ii) the perceived socio-economic issue related to the market, marketing of agroforestry products, supply chain or jobs in agroforestry; iii) issues related to the amount of labor or time necessary to implement or maintain agroforestry systems; iv) issues related to the upfront economic investment necessary to establish an agroforestry system and availability of capital; and v) issues related to the availability of technical support necessary to implement or maintain agroforestry systems.
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Introduction
Climate change, unequivocally caused by the emission of greenhouse-gases from human activities, represents a hazard to human and planet health and affects vulnerable communities in a disproportionate manner (IPCC 2023). It was recently discovered that six out of the nine planetary boundaries (climate change, change in biosphere integrity, stratospheric ozone depletion, ocean acidification, biogeochemical flows, land-system and freshwater change, atmospheric aerosol loading, and introduction of novel entities) were crossed, indicating that humanity is currently operating in a space that is far beyond the safe boundaries of Earth (Richardson et al. 2023).
The Paris Agreement, a legally binding international treaty on climate change adopted by 196 Parties at the UN Climate Change Conference (COP21) in 2015, sets ambitious goals to limit global warming to well below 2 degrees Celsius above pre-industrial levels and to pursue efforts to limit the increase to 1.5 degrees Celsius. As part of the agreement, countries around the world have committed to taking increasingly ambitious climate actions, communicating them in their nationally determined contributions (NDCs) (UN 2015).
The IPCC mentions agroforestry among the effective adaptation options to reduce climate risk and improve the sustainability of food systems (IPCC 2022) as well as a mitigation option in the AFOLU (Agriculture, Forestry, and Other Land Use) sector, which together with improved and sustainable crop and livestock management, and carbon sequestration in agriculture, could contribute to a reduction between 1.8 and 4.1 GtCO2-eq per year (IPCC 2022). Other estimates indicate that by implementing agroforestry in the 10% of the area with the highest number of accumulated environmental pressures (related to soil health, water quality, biodiversity and climate change impacts), could lead to a carbon sequestration of 2.1 to 63.9 million t C per year (7.78 and 234.85 million t CO2 per year) depending on the type of agroforestry (Kay et al. 2019b).
Agroforestry can be defined as the set of land-use systems and practices in which woody perennials are deliberately used on the same land management unit with agricultural crops and/or animals where both ecological and economical interactions are present among the different components of the agroforestry systems (Ed. 1982). Although the definition of this practice might be recent, its origins are certainly not: already more than three decades ago, agroforestry was described in the literature as a novel name for an old practice (Nair 1991).
Agroforestry systems can be characterized in various ways depending on specific needs, such as based on the nature or arrangement of its components, or productive or protective function (Nair 1993), resulting in different categories including, but not limited to: silvoarable systems; silvopastoral systems; wood pastures; grazed orchards; hedgerows; windbreaks; grazed forests; forest farming (Fig. 1 ).
According to estimates made using LUCAS Land Use and Land Cover data, in the EU 27 the total area under agroforestry is estimated to be equal 15.4 million ha, corresponding to 8.8% of the utilized agricultural area (den Herder et al. 2017). It is also estimated that that the area of agroforestry in the EU23 decreased by 47% between 2009 and 2018 primarily due to a reduction in outdoor grazing (Rubio-Delgado et al. 2023), despite EU Member States having the opportunity to offer specific rural development programs support for establishing agroforestry on agricultural land since 2007, which has hardly been used (Martineau et al. 2016). Globally, the area under agroforestry has been estimated around 1023 million ha, but this estimate remains highly uncertain due to major methodological obstacles (Ramachandran Nair et al. 2009).
Despite the extensive amount of evidence in the literature regarding the multiple benefits of agroforestry such as carbon sequestration (Albrecht and Kandji 2003; Terasaki Hart et al. 2023), reduction of soil erosion (Palma et al. 2007), resilience to climate change from smallholder farmers (Verchot et al. 2007), conservation of biodiversity and generation of ecosystem services (Torralba et al. 2016), the adoption of agroforestry systems also presents its own set of challenges and barriers that require comprehensive examination and attention from the scientific community. Previous research has examined the adoption of agroforestry systems by conducting reviews, which have focused on specific types of agroforestry systems (Wienhold and Goulao 2023), particular geographical regions (Mercer 2004), and have employed a combination of review articles, theoretical research, and econometric studies (Amare and Darr 2020). The novelty of this work stands in its systematic approach and its focus on stakeholder perception in all regions and agroforestry systems rather than the investigation of factors affecting adoption or non-adoption with an external perspective. The goal of this work is to provide a comprehensive and systematic overview of what is present in the literature regarding the obstacles stakeholder perceive with regards to agroforestry adoption, gathered through participatory research methods. This work could serve as a starting point for future research to looking more in depth into time or region-specific challenges and finding solutions in line with stakeholders needs.
We chose to perform a systematic literature review consistent with the methodology described in the PRISMA framework (Page et al. 2021). This systematic literature review can be categorized as a descriptive textual narrative synthesis, as its aim is to describe the state of the literature pertaining to the research question but is also characterized by a standard data extraction process (** and characterization. Results are presented in an aggregate form for the initial and second search.
PRISMA consistent flow diagram showing the identification screening and inclusion process of the systematic literature review (Haddaway et al. 2022)
Data extraction and obstacle categorization
After the selection of the 90 studies to be included in the review, the relevant data was extracted and categorized in an Excel sheet. The following data was extracted from each relevant paper and subsequently organized in homogeneous categories: 1) Region of interest; 2) Investigated agroforestry system (when multiple systems were investigated, it was categorized as “agroforestry”); 3) Methodologies utilized in the papers; 4) Number, gender ratio and type of stakeholders (when multiple stakeholders were present, it was categorized as multistakeholder) 5) Relevant obstacles found in the paper (which were then later initially categorized into i) technical and agronomic ii) socio-economic and iii) policy and legislative).
In the case of a multitude of issues being presented and especially in the case of close ended research format (I.E. large list of potential obstacles to be ranked by users), we chose to only include the obstacles clearly and openly deemed as most relevant by the authors when presenting the outcomes of their research. Furthermore, many research papers presented quantitative analysis and importance scores for such obstacles, which we chose not to include in this literature review at this stage.
Features of selected papers
Number of papers found per year
After the identification and screening phase of the systematic literature review, 90 papers were included. Most papers were recent, with only 12 papers of the included papers being published prior to 2010.
Country of relevance
Of the 90 papers, only three of them referred to two or more countries. The 90 included papers covered 54 countries across all continents, as shown in Fig. 3. A full list of papers by country and other variables is available in Table A1.
Of the 90 papers included in this SLR, 27 were related to Africa, 14 to Asia, 19 to Europe, 11 to North America, one to Oceania, and 17 to South and Central America. One additional paper presented results from two countries, one in Europe and the other in South America.
Methodologies and stakeholders involved
The papers were classified based on the methodologies employed by their respective authors. While the majority of papers predominantly utilized a single methodology, we found that 19 out of the 90 papers incorporated a secondary methodology alongside the primary one. The utilized methodologies, combining main and secondary methodologies (n = number of papers where it was used) are as follows: Interviews (n = 45); Surveys (n = 36); Household surveys (n = 12); Focus group discussions (n = 8); participatory workshops (n = 5); Project field site visits (n = 1); Participatory game sessions (n = 1); participatory observations (n = 1).
Of the 90 papers, a vast majority concerns the category of farmers (n = 44), and smallholder farmers (n = 9), some of them involve a multi-stakeholder group (n = 30), landowners (n = 3); extension professionals (n = 2); practitioners (n = 1) and municipalities (n = 1). For further considerations regarding the occurrence of issues in papers according to stakeholder group, we chose to summarize the previous categories into I) (smallholder) farmers (n = 54) and II) multi-stakeholder and others (n = 37). By extracting the number of participants for each paper, we calculated the total number of participants in all methodologies in all 90 papers to be approximately 11.719, with 60% of the participants being in the “farmer/smallholder farmers” category and 40% being of the “multistakeholder + others” category.
In 55 of 90 papers (60%), the gender ratio of the investigated sample was not disclosed by the authors. In the remaining papers, females were on average 30.00% of the involved stakeholders. The average percentage of female participants per geographical region was as follows: 37% for Africa, 35% for Asia, 28% for North America, 23% for South and Central America and 6% for Europe, as shown in Fig. 4. Gender-related information is available for each paper in Table A1.
Investigated Agroforestry systems
Most papers referred to agroforestry in general or to multiple systems (n = 54), while the rest referred to specific systems, namely: (agro)silvopastoral systems (n = 10); cocoa agroforestry (n = 4); forest farming (n = 4); forest gardens (n = 3); hedgerows/shelterbelts (n = 3); Agroforestry systems of high nature and cultural value (HNCV) (n = 2); improved tree fallow (n = 2); modified taungya system (MTS) (n = 2); coffee agroforestry (n = 1); collaborative forest management (n = 1); contour hedgerow intercrop** agroforestry technology (CHIAT) (n = 1); homegardens (n = 1); oil palm agroforestry (n = 1); silvoarable systems (n = 1).
Conceptualizing barriers to agroforestry
Obstacles reported in the literature were extracted and categorized in macro-categories and subsequently in sub-categories in an iterative manner. In fact, the obstacles categorization presented in this study is not based on an existing framework but is rather original and was developed by the authors during the full-text screening process. The following categorizations made were mostly based on 1) how the issue was presented by the authors and 2) following similar criteria for categorization across publications in order to present the issues in a consistent manner.
The database and results should therefore not be interpreted as absolute categorization of issues across space and time, but rather as a starting point for readers to quickly retrieve articles that deal with perceived obstacles regarding agroforestry in a specific time region or country and have an overview of the findings of such article.
After data extraction, obstacles from each paper were categorized into:
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I: TECHNICAL, agronomic, environmental and climatic (including availability of inputs, lack of space, natural constraints, labor, technical knowledge)
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II: SOCIO-ECONOMIC, social, financial (including market related constraints, access to credit, investment, and social issues in the sense of relationships with neighbors or other stakeholders)
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III: POLICY, legislative or subsidy related (including land tenure, access to subsidies, legal definitions and project design)
Across the analyzed papers (n = 90), we encountered issues pertaining to the category of technical issues in 86% of cases (n = 78), followed by socio-economic issues in 76% of cases (n = 69) and policy-related issues in 62% of cases (n = 56).
Table 3 shows the breakdown of the occurrence of these different categories of issues per geographical region.
The following paragraph contains a breakdown of the specific obstacles and their occurrence across the literature. In Tables 4, 5 and 6 and across this research paper, issues codes are numbered from smallest to largest based on their occurrence in the literature (n: more frequently encountered; n + 1: less frequently encountered) within their macro-category.
Technical-agronomic issues
Within the category of technical issues preventing the adoption of agroforestry systems, we identified 13 sub-categories of obstacles. They are described in Table 4 alongside their unique code.
Socio-economic issues
Within the category of socio-economic issues preventing the adoption of agroforestry systems, we identified ten sub-categories of obstacles. They are described in Table 5, alongside their unique codes.
Policy-legislative related issues
Within the category of socio-economic issues preventing the adoption of agroforestry systems, we identified six sub-categories of obstacles. They described Table 6, alongside their unique codes.
Barriers to the application agroforestry and their occurrence in the literature
In Table A1, we present the extensive results of the literature review, including year of publication, study location, number, type and gender of interested actors, methodology and agroforestry system, and finally a list of the sub-categories of issues emerging from each of the 90 papers included in the present study. Note that due to space limitations, we were only able to insert the label number, rather than the whole code. For the full explanation of the categorized obstacles, refer to the contents of Tables 4, 5 and 6.
Highlighting the necessary conditions to agroforestry adoption is not a novelty in the literature. An article published in 2001 by Byron summarized the author’s three-decade long observations in dozens of failed and successful agroforestry in farm woodlots initiatives across Asia and Africa, as well as Australia, North America and Europe. The key obstacle to agroforestry in farm woodlots initiatives was identified as the failure to recognize the links between production, market and policies, with preconditions for success being: i) secure land access and product rights for farmers, ii) availability of viable production technology, knowledge and necessary inputs (fertilizer, credit, and germplasm), iii) confidence in protecting trees from various risks until maturity from risks (fire, insects, pests, diseases, theft, and expropriation), and iv) presence of market demand with attractive prices, and physical access to that market for small producers (Byron 2001). These general ‘rules of thumb’ deriving from experiences gathered throughout the 1970s’-2000s’ align with many of the obstacles highlighted in our systematic literature review (namely P.03; T.03; T.01; T.14; E.07; T.06; T.10; T.09; E.07), suggesting that some of these problems might have been persisting globally more than two decades later (Byron 2001).
In Table 7, we present the sub-categories of perceived issues in the literature from most frequently encountered to least frequently encountered in the examined literature when analyzed globally. Note that as shown in Table A1, paper 87/87a refers to two different continents. In Table 7, we therefore chose to report it in both Europe and South America as results are presented in a clear and distinct manner for each studied country. The real total number of papers included in the literature review remains 90, although it was 91 for the purpose of regional considerations. Note also that in Table A1, issues that are encountered with the same rate are presented in no particular order. According to our analysis, the overall five most frequently encountered perceived issues in the examined literature regarding agroforestry adoption, globally, are: i) the availability or quality of knowledge or experience on technical and agronomic matters, or knowledge diffusion necessary to implement or maintain agroforestry systems, found in 33 articles (36.2%) [T.01.KNOWLEDGE.EXPERIENCE]; ii) the perceived socio-economic issue related to the market, marketing of agroforestry products, supply chain or jobs in agroforestry, in 33 articles (36.2%) [E.01.MARKET(ING).SUPPLY CHAIN]; iii) issues related to the amount of labor or time necessary to implement or maintain agroforestry systems, in 31 papers (34.1%) [T.02.LABOR.TIME]; iv) issues related to the upfront economic investment necessary to establish an agroforestry system and availability of capital, in 30 papers (33%) [E.02.UPFRONT.INVESTMENT]; and v) issues related to the availability of technical support necessary to implement or maintain agroforestry systems, in 24 papers (26.37%) [T.03.TECHNICAL.SUPPORT]. Two additional technical-agronomic obstacles that emerged frequently are: issues related to the availability of space or land necessary to implement or maintain agroforestry systems, found in 23 papers (25.3%) [T.04.LAND.SPACE], and issues related to the availability or quality of seeds, seedling or specific tree-related issues, found in 21 papers (23.1%) [T.05.SEEDS.SEEDLINGS.TREES].
Additional frequently encountered socio-economic issues globally include: i) issues related to the increased costs associated with an agroforestry system, in 19 papers (20.9%) [E.03.INCREASED.COSTS]; ii) issues related to cashflow and the time necessary to have an economic return from the agroforestry system, in 15 papers (16.5%) [E.04.TIME.ECONOMIC.BENEFIT]; and iii) issues related to psychological, behavioral and cultural factors, in 14 papers (15.4%) [E.05.PSYCHO.BEHAVIORAL].
According to our analysis, policy-related issues tend to emerge in the examined literature at a much lower rate. The five most frequently encountered policy-related issues globally are: i) issues related to inconsistent or insufficient legislation, legislative restrictions or knowledge of the law regarding agroforestry in 16 papers (or 17.6%) [P.01.INSUFFICIENT.LEGISLATION]; ii) issues related to agroforestry policy, subsidies and incentives design or their implementation, in 15 papers (16.5%) [P.02.POLICY.SUBSIDY]; iii) issues related to land tenure concerning agroforestry in 14 papers (15.38%) [P.03.LAND.TENURE]; iv) issues related to administrative burden, bureaucracy or legal obstacles regarding agroforestry in 12 papers (13.2%) [P.04.ADMIN.BURDEN]; and v) issues related to government trust or politics regarding agroforestry in 11 papers (12.1%) [P.05.POLITICS.GOVERNMENT]. The data indicating the occurrence of sub-categories of issues can be visualized in Fig. 5.
Prevalence of technical, socio-economic or policy-related issues in different stakeholder groups
As explained in previous paragraphs, across the literature included in this systematic literature review, issues pertaining to the category of technical and agronomic issues emerged in 86% of cases (n = 78), followed by the category of socio-economic issues in 76% of cases (n = 69) and the category of policy-related issues in 62% of cases (n = 56). We then analyzed the occurrence of such macro-categories when comparing studies gathered in two groups: i) studies involving only farmers and smallholder farmers (n = 54) and ii) studies involving a multitude of stakeholders and all other stakeholders (n = 37).
We found that technical and economic issues tend to emerge more rather than the policy related ones in papers that involve farmers or smallholder farmers, while in papers involving multi-stakeholder groups and other stakeholders, all macro-category of issues tend to emerge at a similar rate. In group I (studies involving only farmers and smallholder farmers (n = 54)) issues pertaining to the category of technical and agronomic issues emerged in 96% of cases, followed by the category of socio-economic issues in 77% of cases, and the category of policy-related issues in 53% of cases. In group II (studies involving a multitude of stakeholders and all other stakeholders (n = 37)) issues pertaining to the category of socio-economic issues emerged in 78% of cases, followed by the category of policy-related issues in 76% of cases, and the category of technical and agronomic issues in 73% of cases. This does not mean that farmers perceive policy-related issues as less of an obstacle to the application of agroforestry practices, but it only illustrates that such issues tend to emerge less in scientific research that involves only groups farmers, perhaps because they are asked less frequently about such issues; because they are willing to speak about technical and economic topics with more confidence, or because they are more likely to be involved in research with a more sectorial approach (focused on technical obstacles) rather than multidisciplinary studies.
Prevalence and severity of perceived issues
While the previous sections did showcase numeric results regarding the occurrence of specific agroforestry-related perceived issues in the literature, this should not be interpreted as a measure of the severity of each issue in a specific geographical area. On the contrary, result should be interpreted as a measure of the amount of evidence in the literature in the Scopus database, in a specific area concerning perceived issues hindering the application of agroforestry.
In fact, this analysis does not take into consideration the severity of the constraint posed by the issues. For instance, an issue that occurs only in a specific area (and therefore has a very low occurrence in the literature), or in a specific system or period may be significant enough to completely prevent the adoption of agroforestry in that same area or in a different one, should similar conditions arise/present themselves (extreme weather events, political instability, etc.). An example could be the labor related issues deriving from the HIV/AIDS epidemic in Kenya, which left many individuals unable to work either due to their sickness or due to them taking care of sick family members affected by the disease (Kiptot et al. 2007).
On the other hand, issues that are often found in the literature may be not severe enough to prevent the application of agroforestry as a sustainable practice or may be met with adequate support and tools from advisors or researchers.
Additionally, at this stage we were not able to differentiate among open- and closed-ended research formats, which is likely to affect results reflecting the more investigated or popular topics in participatory research.
Gender representation in agroforestry participatory research
As reported in the results section, gender ratio data of samples utilized in the participatory research studies was not available in 55 out of 90 papers (60%), while in the remaining papers, females were on average 30% of the involved stakeholders. The average percentage of female participants per geographical region was 37% for Africa, 35% for Asia, 28% for North America, 23% for South and Central America and 6% for Europe.
According to the FAO, women make up 43% of global agricultural labor, while facing enormous discrimination in the ownership of land and livestock, being significantly disadvantaged compared to men regarding land ownership, management, transfer and economic rights (Karia 2018). According to 2016 Eurostat data, 29% of farms across the EU have a female manager, varying greatly among countries (DG-AGRI 2021). On the other hand, agricultural landholders (the people making decisions regarding resource use and managing the agricultural holding) around the world are on average just 15%, while 85% are men.
In the included studies, one focuses on the participation of youth and women in agroforestry in Uganda, investigating the specific obstacles such groups of people face in agriculture (Galabuzi et al. 2021) and one highlighted unfavorable land tenure arrangements reducing women participation in Ghana (Apuri et al. 2018). One Bolivian agroforestry farmer reported that she had never seen an agroforestry project focusing on women and their home gardens but rather that projects were usually dominated by men and focused on marketable crops instead of household consumption (Jacobi et al. 2017).
In future research, more attention should be given to assuring gender representation in participatory studies investigating the adoption of agroforestry as a sustainable practice in order to fairly represent issues as perceived by all farmers or by a specific subgroup of them promoting equality in agriculture. Shedding light on the unique and perhaps different issues faced by women in agriculture could play a role in promoting their participation and uptake of managerial roles.
Proposed solutions and policy recommendations
Across the examined literature, the authors have presented potential solutions that are specific to the issues and context at hand, which cannot be explored in depth in the current paper due to the scope of this work and space constraints. In light of the complexity and intricacy of the challenges that actors in the value chain are faced with in relation to agroforestry adoption, authors in the examined literature consistently highlight the following aspects: i) the need for an integrated multidisciplinary approach to problem solving and collaboration among actors (Acheampong et al. 2016; Ajayi 2007; Akamani et al. 2015; Andreotti et al. 2020; Ashley et al. 2006; Ayisi et al. 2018; García de Jalón et al. 2018; Graves et al. 2017; Hauff 1998; Jerneck and Olsson 2014; Johansson et al. 2013; Kiptot et al. 2007; Krčmářová et al. 2021; Macke et al. 2021; Mahmood and Zubair 2020; Meijer et al. 2015; Powlen and Jones 2019; Rolo et al. 2020; Shennan-Farpón et al. 2022); ii) the involvement of farmers in policy design trough participatory processes to enable the sustainability transition (Barlagne et al. 2021; Brodt et al. 2020; Cavanagh et al. 2017; Fischer and Vasseur 2002; Gladkikh et al. 2020; Herbohn et al. 2005) iii) the need to take into account regional peculiarities and local context (Björklund et al. 2019; Follis and Nair 1994; Rodríguez et al. 2022) and iv) the need for additional resources such as extension services and training (Alemagi et al. 2015; Camilli et al. 2018; Foundjem-Tita et al. 2021; Galabuzi et al. 2021; Hernández-Morcillo et al. 2018; Jahan et al. 2022; Schaffer et al. 2019), research (Borremans et al. 2018; Frey et al. 2012; Irwin et al. 2022) and additional funding (Bryan et al. 2013; López-Felices et al. 2022).Economic and market-related issues remain prevalent as perceived by stakeholders in the agroforestry value chain. Implementing a market system that takes into account ecosystem services an providing compensation for positive contributions could enable a transition towards the adoption of multifunctional agroforestry by making it a more economically viable and profitable choice (Kay et al. 2019a).
We formulate some recommendations according to the main findings of this work:
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1.
In light of the high amount and diversity of emerged challenges in the literature, we suggest that the adoption of agroforestry as a sustainable agricultural practice should be investigated in its complexity taking into account the various technical, economic and policy-related aspects, including but not limited to these frequently emerged issues related to i) the availability or quality of knowledge or experience on technical and agronomic matters; ii) the perceived socio-economic issue related to the market, marketing of agroforestry products, supply chain or jobs in agroforestry; iii) issues related to the amount of labor or time necessary to implement or maintain agroforestry systems; iv) issues related to the upfront economic investment necessary to establish an agroforestry system and availability of capital; and v) issues related to the availability of technical support necessary to implement or maintain agroforestry systems.
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2.
In light of the consideration that this study does not indicate the severity of different issues, but rather the frequency with which issues emerge in the available literature, we highlight the importance of continuing to fund participatory research projects, in order to further shed light on the existing and emerging issues that stakeholders face when striving to apply agroforestry practices and assess their context and country-specific severity in impeding agroforestry adoption. This could be done through a unified participatory research framework ensuring comparability among studies conducted in different regions of the world and on different agroforestry systems.
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3.
In light of systematic underrepresentation of women or lack of gender-related data regarding samples of stakeholders involved in participatory studies in most of the examined literature, we stress the need of ensuring fairness and equality in participatory research processes by constructing representative samples, collecting data in a stratified manner by providing gender-related information and striving to assess the specific challenges that women in agriculture face when trying to adopt agroforestry as a sustainable agricultural practice.
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4.
In line with the proposed solutions brought forward by the authors of the examined literature we highlight i) the need for an integrated multidisciplinary approach to problem solving and collaboration among actors; ii) the involvement of farmers in policy design trough participatory processes to enable the sustainability transition; iii) the need to take into account regional peculiarities and local context and iv) the need for additional resources such as extension services and training, research and additional funding.
Limits of the research
In this systematic literature, only one database was taken into consideration, therefore not completely exhausting the literature on agroforestry systems. At present, we did not take into account quantitative aspects in the subset of papers that did provide it. Due to space constraints, we could also not discuss the findings of each article in detail, but rather proposed a general overview of the issue occurrence patterns across publications. Future works could go more in depth by considering a geographical area or a set of issues individually.
Additionally, the categorization of the perceived issues is not to be taken as an absolute classification, as it fails to point out the multi-faceted and complex nature of the perceived issues, but rather an instrument to facilitate the user into identifying relevant research in Table A1. Future development of this work could explore the interconnections between different categories of issues or create a more comprehensive classification system. Furthermore, the analysis focused on issues as perceived by the stakeholders, therefore referring to the subjective way in which facts are regarded, understood, or interpreted rather than being objective and unequivocable values or parameters. At this stage, the complex social and behavioral aspects emerged have not been addressed and analyzed in depth. Future studies addressing agroforestry adoption should include such aspects in collaboration with experts in behavioral science and human psychology.
The very nature of this systematic literature review and its research question resulted in a comprehensive but rather broad description of the current knowledge regarding perceived obstacles in agroforestry from participatory research. We provided a global overview without going in depth in region and context specific results and interpretations.
At this stage, we chose to exclude publications not written in the English language due to constraints in time and resources, therefore potentially excluding very valuable information. In this case, there is potential loss of valuable information deriving from studies in mainly Spanish and French-speaking countries. In fact, of the 22 articles excluded due to language, eight were in French, seven in Spanish, four in German, and three in Portuguese. Future research could focus on including these research papers and implementing their findings in the presented framework.
Further research could focus on comparing the perception of agroforestry adopters vs. non adopters in agricultural value chains according to the literature. Such considerations could be made analyzing a subset of the literature included in this systematic literature review or designing participatory studies to quantify differences. At this stage, we chose not to proceed to through a snowballing approach, which could have resulted in additional literature either from the included research papers or the ones excluded because the information relevant to the research question was bibliographic rather than originating from direct observation or experimentation. Future reviews, perhaps on specific geographical regions or agroforestry systems could follow a snowballing approach.
In this study, we did not make age-related considerations. This could be interesting in future research, given that different age groups might face different obstacles and might not adequately represented in sampled actors.
Conclusions
Through this systematic literature review, we highlighted and categorized 31 obstacles that stakeholders around the globe perceive according to the examined literature (n = 90) with regards to agroforestry adoption, pertaining to i) technical-agronomic (T.01-T.15), ii) socio-economic (E.01-E.10) and iii) policy-legislative (P.01-P.06) aspects. We produced a consultable database of the examined literature presenting the extracted and categorized data including1) Region of interest; 2) Investigated agroforestry system; 3) Methodologies utilized in the papers; 4) Number, gender ratio and type of stakeholders; 5) Main relevant obstacles found in the paper.
We highlighted the five most frequently encountered issues i) the availability or quality of knowledge or experience on technical and agronomic matters, or knowledge diffusion necessary to implement or maintain agroforestry systems, found in 33 articles (36.2%) [T.01.KNOWLEDGE.EXPERIENCE]; ii) the perceived socio-economic issue related to the market, marketing of agroforestry products, supply chain or jobs in agroforestry, in 33 articles (36.2%) [E.01.MARKET(ING).SUPPLY CHAIN]; iii) issues related to the amount of labor or time necessary to implement or maintain agroforestry systems, in 31 papers (34.1%) [T.02.LABOR.TIME]; iv) issues related to the upfront economic investment necessary to establish an agroforestry system and availability of capital, in 30 papers (33%) [E.02.UPFRONT.INVESTMENT]; and v) issues related to the availability of technical support necessary to implement or maintain agroforestry systems, in 24 papers (26.37%) [T.03.TECHNICAL.SUPPORT].
Across the examined literature, in light of the complexity and intricacy of the challenges that actors in the value chain are faced with in relation to agroforestry adoption, authors consistently highlight the following aspects: i) the need for an integrated multidisciplinary approach to problem solving and collaboration among actors; ii) the involvement of farmers in policy design trough participatory processes to enable the sustainability transition; iii) the need to take into account regional peculiarities and local context and iv) the need for additional resources such as extension services and training, research and additional funding. In addition to these considerations, in light of the findings of this work, we highlight the importance of: 1) investigating agroforestry adoption in its complex technical, socio-economic and policy-related components simultaneously, 2) continuing participatory research efforts to shed light on the severity of issues in different contexts, perhaps using a unified evaluation research framework; 3) ensuring gender representation in participatory research samples. In conclusion, we should continue to seek a deeper and more comprehensive understanding of stakeholder perceptions regarding the adoption of agroforestry as a sustainability practice through participatory research, enabling the development of realistic solutions on technical, economic, and policy-related matters, accounting for local features and stakeholder needs. When encouraging the transition towards more sustainable economies and decarbonized and resilient food systems, such obstacles and their potential solutions should be considered and prevented by governmental actors and policymakers during policy design and research funding allocation.
Data availability
For this work, we used a combination of freely available articles as well as papers available through the author’s institutional access. The main database generated from this work is fully available in Table A1.
Code availability
Endnote was used as a reference management tool for the systematic literature to facilitate the review screening process. The license for this tool was purchased using IUSS Pavia PhD SDC research funds. No custom code was used for this research. To create the PRISMA flow diagram, we used the freely available PRISMA2022 R package and Shiny app for producing PRISMA 2020-compliant flow diagrams, with interactivity for optimized digital transparency and Open Synthesis Campbell Systematic Reviews.
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Open access funding provided by Università di Pisa within the CRUI-CARE Agreement. This paper and related research have been conducted during and with the support of the Italian inter-university PhD course in sustainable development and climate change (link: www.phd-sdc.it) and this study was partly funded by the DIGITAF Horizon Europe project (GA N°101059794). This study was carried out within the Agritech National Research Center and received funding from the European Union Next-GenerationEU (PIANO NAZIONALE DI RIPRESA E RESILIENZA (PNRR) – MISSIONE 4 COMPONENTE 2, INVESTIMENTO 1.4 – D.D. 1032 17/06/2022, CN00000022). This manuscript reflects only the authors’ views and opinions, neither the European Union nor the European Commission can be considered responsible for them.
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Tranchina, M., Reubens, B., Frey, M. et al. What challenges impede the adoption of agroforestry practices? A global perspective through a systematic literature review. Agroforest Syst (2024). https://doi.org/10.1007/s10457-024-00993-w
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DOI: https://doi.org/10.1007/s10457-024-00993-w