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Conformal upper bounds for the volume spectrum

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Abstract

In this paper, we prove upper bounds for the volume spectrum of a Riemannian manifold that depend only on the volume, dimension and a conformal invariant.

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Acknowledgements

We are grateful to Professor Yevgeny Liokumovich for bringing this problem to our attention and many valuable discussions.

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Correspondence to Zhichao Wang.

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Appendix A. Proof of Theorem 2.2

Appendix A. Proof of Theorem 2.2

Proof of Theorem 2.2

We follows the steps given by Glynn-Adey and Liokumovich in [GL17], where they proved this theorem for \(N=M\). Here we give the outline and point out some necessary modifications.

Suppose that N has smooth boundary. For any \(\epsilon _0\in (0,1)\), take \({\bar{r}}(M,N,\epsilon _0)\) such that:

  • for every \(x\in \partial N\), we have that \(B_r(x)\) is \((1 + \epsilon _0)\)-bilipschitz diffeomorphic to the Euclidean ball of radius r and \(B_r(x)\cap N\) is mapped onto a half-ball under the difformorphism. Denote by \(B_{r}^+(x)=B_r(x)\cap N\);

  • the monotonicity formula [GLZ20, Theorem 3.4] holds.

From now on, we fix some \(\epsilon _0<1\).

Step 1: Suppose that N has smooth boundary. There exists \(\epsilon =\epsilon (M,N,{\bar{r}})\) satisfying the following: for any domain \(D\subset N\) with \(|D|<\epsilon \), there exists a collection of domains \(D(=:D_0)\supset D_1\supset D_2\supset \cdots \supset D_m\) satisfying

  • \(D_m\subset \mathrm {Int}N\);

  • \(|\partial D_j\cap \mathrm {Int}N|\ge |\partial D_{j+1}\cap \mathrm {Int}N|\) for \(0\le j\le m-1\);

  • for \(0\le j\le m-1\), \(D_j\setminus D_{j+1}\) is contained in some ball of radius \({\bar{r}}\) and center \(x\in \partial N\);

Proof of Step 1

Suppose that \(x\in \partial D_j\cap \partial N\), now we construct \(D_{j+1}\subset D_j\). By the co-area formula, we can find \(r'\in (3{\bar{r}}/4,{\bar{r}})\) such that \(\partial D_j\cap \mathrm {Int}N\) is transverse to \(\partial B_{r'}(x)\) and

$$\begin{aligned} |D_j\cap \partial B_{r'}(x)|\le (8/{\bar{r}})\cdot |D_j\cap B_{r'}(x)|. \end{aligned}$$

Denote by \(S=\llbracket D_j\cap \partial B_{r'}(x)\rrbracket \). Let T be the minimizing current among all

$$\begin{aligned} T'\in \mathcal Z_{n-1}( B^+_{r'}(x),\partial B^+_{r'}(x);\mathbb Z_2) \text { with } {{\,\mathrm{spt}\,}}(\partial T'-\partial S)\subset \partial N. \end{aligned}$$

Then by the regularity theory [MOR03, Theorem 4.7] (see also [GLWZ19, Theorem 4.7]), T is induced by a free boundary hypersurface \(\Sigma \) with \((n-8)\)-dimensional singular set. By taking \(\epsilon \) small enough, from the monotonicity formula [GLZ20, Theorem 3.4], \(\Sigma \cap \partial N\cap B_{{\bar{r}}/2}(x)=\emptyset \). Using the monotonicity formula again, \(\Sigma \cap B_{{\bar{r}}/4}(x)=\emptyset \). Note that by the isoperimetric choice [LZ], there exists \(V\subset B_{{\bar{r}}}^+(x)\) such that \(\partial \llbracket V\rrbracket =T-S\) and the volume of V is small. Hence V does not contain \(B^+_{{\bar{r}}/4}(x)\). Together with the fact of \(\partial V\) does not intersect \(B^+_{{\bar{r}}/4}(x)\), we conclude that \(V\cap B_{{\bar{r}}/4}^+(x)=\emptyset \). Now we define

$$\begin{aligned} D_{j+1}=D_j\cap (N\setminus (B^+_{{\bar{r}}}(x)\setminus V) ). \end{aligned}$$

Clearly, \(D_j\setminus D_{j+1}\) is contained in \(B_{{\bar{r}}}^+(x)\). Note that T is minimizing in \(B_{{\bar{r}}}^+(x)\). Then it is minimizing in \(B_{{\bar{r}}}^+(x)\setminus V\), i.e.

$$\begin{aligned} |\Sigma \cap D_j|\le |\partial D_j\cap \mathrm {Int}( B^+_{{\bar{r}}}(x)\setminus V)|. \end{aligned}$$

This implies

$$\begin{aligned} |\partial D_{j}\cap \mathrm {Int}N|-|\partial D_{j+1}\cap \mathrm {Int}N|=|\partial D_j\cap \mathrm {Int}( B^+_{{\bar{r}}}(x)\setminus V)|- |\Sigma \cap D_j|\ge 0. \end{aligned}$$

Thus Step 1 is completed. \(\square \)

Step 2: Suppose that N has smooth boundary. There exist constants \(\beta _1=\beta _1(n)\) and \(\epsilon =\epsilon (M,N,{\bar{r}})\) such that for any domain \(D\subset N\) with \(|D|\le \epsilon \), the following bound holds:

$$\begin{aligned} \omega _1(D,g)\le \beta _1|D|^{\frac{n-1}{n}}+|\partial D\cap \mathrm {Int}N|. \end{aligned}$$
(6.1)

Proof of Step 2

Let \(\{ D_j\}_{j=1}^m\) be the domains constructed in Step 1. Then repeating the process inside N (see also [GL17, Proposition 4.3]), there exists \(D_m\supset D_{m+1}\supset \cdots \supset D_L\) such that

  • \(|\partial D_j\cap \mathrm {Int}N|\ge |\partial D_{j+1}\cap \mathrm {Int}N|\) for \(m\le j\le L-1\);

  • for \(m\le j\le L\), \(D_j\setminus D_{j+1}\) is contained in some ball of radius \({\bar{r}}\) and center \(x\in N\), where \(D_{L+1}=\emptyset \);

By [GUT07], there exists \(\beta _1=\beta _1(n)\) such that for \(0\le j\le L\),

$$\begin{aligned} \omega _1(D_j\setminus D_{j+1},g)\le \beta _1|D_j\setminus D_{j+1}|^{\frac{n-1}{n}}. \end{aligned}$$
(6.2)

Now let \(\Phi _j\) be a sweepout of \(D_j\setminus D_{j+1}\) having no concentration of mass. Then there exist lifting maps \(\widetilde{\Phi }_j:[0,1]\rightarrow \mathcal C(D_j\setminus D_{j+1})\) such that

$$\begin{aligned} \partial \circ \widetilde{\Phi }_j=\Phi _j \ \ \ \text { for } \ \ \ 0\le j\le L. \end{aligned}$$

Without loss of generality, we assume that \(\widetilde{\Phi }_j(0)=0\), \(\widetilde{\Phi }_j(1)=\llbracket D_j\setminus D_{j+1}\rrbracket \). By [GL17, Proposition 2.3], we can construct a sweepout of D as follows: we first define \(\widetilde{\Phi }:[0,1]\rightarrow \mathcal C(D)\) by

$$\begin{aligned} \widetilde{\Phi }(t)=\widetilde{\Phi }_{L-j}\Big ((L+1)(t-\frac{j}{L+1})\Big ) +\llbracket D_{L+1-j}\rrbracket \ \ \text { for } \ \ \frac{j}{L+1}\le t\le \frac{j+1}{L+1}. \end{aligned}$$

Then \(\Phi =\partial \circ \Phi \) is the desired sweepout, which has no concentration of mass. Such a construction gives that

$$\begin{aligned} \omega _1(D,g)\le \max _{0\le j\le L}\{\omega _1(D_j\setminus D_{j+1},g) +|\partial D_j\setminus \partial D| \} . \end{aligned}$$

Together with (6.2), we have

$$\begin{aligned} \omega _1(D,g)\le \beta _1|D|^{\frac{n-1}{n}} +|\partial D\cap N|. \end{aligned}$$

\(\square \)

Step 3: Suppose that N has smooth boundary. There exists \(\beta _2=\beta _2(n)\) such that for any domain \(D\subset N\), the following bound holds

$$\begin{aligned} \omega _1(D,g)\le \beta _2\cdot (1+|D|_{g_0}^{\frac{1}{n}})|D|^{\frac{n-1}{n}}+2|\partial D\cap \mathrm {Int}N|. \end{aligned}$$
(6.3)

Proof of Step 3

We use the argument in [GL17, Theorem 5.1]. Let \(\epsilon _1=25^{-n}\cdot \epsilon \). Take \(\beta _2(n)=\beta _1(n)+3c(n)\cdot \Big [1-(1-25^{-n})^{\frac{n-1}{n}}\Big ]\). Here c(n) is the constant in [GL17, Lemma 3.4]. It follows that

$$\begin{aligned} \Big [1-(1-25^{-n})^{\frac{n-1}{n}}\Big ]\beta _2(n)\ge 3c(n). \end{aligned}$$
(6.4)

By Step 2, for \(k\le 25^n\), (6.3) holds for D with \(|D|\le k\epsilon _1\). We proceed by induction on k.

Suppose the inequality holds for compact domains with volume at most \(k\epsilon \). Then for any \(D\subset N\) with \(k\epsilon _1<|D|\le (k+1)\epsilon _1\). By Theorem 4.1, there exists a hypersurface \(\Sigma \) subdividing D into \(D_0\) and \(D_1\) such that \(|D_j|\le (1-25^{-n})|D|\) (for \(j=0,1\)) and

$$\begin{aligned} |\Sigma |\le c(n)|D|^{\frac{n-1}{n}}(1+|D|_{g_0}^{\frac{1}{n}}). \end{aligned}$$
(6.5)

Then using the construction of sweepouts in Step 2, we have

$$\begin{aligned} \omega _1(D,g)\le \max _{j\in \{0,1\}}\{ \omega _1(D_j,g)+|\partial D_j\setminus \partial D| \}. \end{aligned}$$
(6.6)

Note that for \(j=0,1\),

$$\begin{aligned} |D_j|\le (1-25^{-n})|D|\le |D|-\epsilon _1<(k+1)\epsilon _1-\epsilon _1<k\epsilon _1. \end{aligned}$$

Hence by the assumption,

$$\begin{aligned} \omega _1(D_j,g)&\le \beta _2\cdot (1+|D_j|_{g_0}^{\frac{1}{n}})|D_j|^{\frac{n-1}{n}}+2|\partial D_j\cap \mathrm {Int}N|\\&\le \beta _2\cdot (1+|D|_{g_0}^{\frac{1}{n}})|D|^{\frac{n-1}{n}} \cdot (1-25^{-n})^{\frac{n-1}{n}}+2|\partial D\cap \mathrm {Int}N|+2|\Sigma |\\&\le (\beta _2-3c(n))(1+|D|_{g_0}^{\frac{1}{n}})|D|^{\frac{n-1}{n}} +2|\partial D\cap \mathrm {Int}N|+2|\Sigma |\\&\le \beta _2\cdot (1+|D|_{g_0}^{\frac{1}{n}})|D|^{\frac{n-1}{n}}+2|\partial D\cap \mathrm {Int}N|-|\Sigma |. \end{aligned}$$

Here the third inequality is from (6.4) and we used (6.5) in the last one. Then together with (6.6), we conclude that

$$\begin{aligned} \omega _1(D,g)\le \beta _2\cdot (1+|D|_{g_0}^{\frac{1}{n}}) |D|^{\frac{n-1}{n}}+2|\partial D\cap \mathrm {Int}N|. \end{aligned}$$

This finishes Step 3. \(\square \)

Step 4: We prove the theorem for general compact domain N (having piecewise smooth boundary).

Proof of Step 4

Now let N be a compact domain with piecewise smooth boundary. Then we have a tubular neighborhood U of N such that U has smooth boundary and \(|U|_{g_0}\le 2|N|_{g_0}\) and \(|U|\le 2|N|\). Then by Step 3,

$$\begin{aligned} \omega _1(U,g)\le \beta _2\cdot (1+|U|_{g_0}^{\frac{1}{n}})|U|^{\frac{n-1}{n}}\le 2\beta _2\cdot (1+|N|_{g_0}^{\frac{1}{n}})|N|^{\frac{n-1}{n}} . \end{aligned}$$

Then the desired inequality follows from

$$\begin{aligned} \omega _1(N,g)\le \omega _1(U,g) \end{aligned}$$

if we take \(K=2\beta _2(n)\). \(\square \)

So far, Theorem 2.2 is proved. \(\square \)

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Wang, Z. Conformal upper bounds for the volume spectrum. Geom. Funct. Anal. 31, 992–1012 (2021). https://doi.org/10.1007/s00039-021-00579-z

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