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Low predicate inversion in Mandarin

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Abstract

A VP, AP, or NP in a predicate can undergo a clause-internal movement in Mandarin Chinese (e.g., Ta yaomai shuqu ‘He wants to buy books’, Tashoude hen ‘He is very thin’, and Ta shibendanyi ge ‘He is a fool’). The pfmoving element must be predicative, and the landing site must be lower than any functional element in the IP-domain of the clause. The paper shows that there is a formal dependency between a low functional head and the predicate in the clausal spine. The exponents of the functional head for stative predicates are different from those for non-stative predicates, and the predicative category that is attracted by the functional head carries a stativity feature. Similar predicate raising can be obligatory and can land above a subject if the latter remains in situ in some languages. Moreover, the stativity contrasts of predicates are morphologically visible in some languages. The paper severs the syntactic licensing of predicates from the syntactic licensing of other parts of a clause, arguing that while subjects need their formal features such as Case to be licensed, predicates need their stativity feature to be licensed. In both cases, licensing of an element can be achieved by either its relation to a local c–commanding functional head or the movement of an element that bears the relevant feature to the Spec of the functional head.

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Notes

  1. Abbreviations: CL classifier, BA causative, DE modification, EXP experiential, IMP imperative, PRF perfective, PRG progressive, PRT sentence-final particle.

  2. **njunrong Huang (p.c.) uses (i) to challenge Lu’s (1985) claim that no aspect suffix may occur with the verb that precedes qu. Note that all GO-LPICs have their canonical counterparts, but (ii), the canonical version of (i), is unacceptable. Furthermore, if the verb in (i) is replaced with another verb, as in (iii), the sentence is unacceptable. The special use of –zhe in (i) is found in imperatives (Yuan 1993). I thus treat (i) as an idiomatic expression.

    (i)

    Yibianr

    wan-zhe

    qu

    (ba)!

    (ii)

    *Yibianr

    qu

    wan-zhe

    (ba)!

    (iii)

    *Yibianr

    chi-zhe

    qu

    (ba)!

     

    away

    play-prg

    go

    imp

     

    away

    go

    play-prg

    imp

     

     away

    eat-prg

    go

    imp

     

    ‘Go and play in another place!’

        

    Intended: ‘Go and eat in another place!’

       
  3. For other special uses of the pre-VP qu, see Lu (1985) and Huang (2018: 91), and for other special uses of the post-VP qu, see Tang (1979: 308) and Lu (1985).

  4. We steer clear of the post-stative ‘extremely’, which must precede the sentence-final le, as in (i), whereas the post-stative hen never does so. See Zhang (2019c) for a syntactic analysis of this use of ji.

    (i)

    Tianqi

    re

    ji

    *(le).

     

    weather

    hot

    extreme

    prt

     

    ‘The weather is extremely hot.’

  5. Chinese has no PP predicate (ia), and thus there is no LPIC based on a PP (ib).

    (i)

    a.

    *Dàhǔ

    (shi)

    cóng

    Riběn.

     

    b.

    *Dàhǔ

    (shi)

    Riběn

    cóng.

      

     Dahu

    be

    from

    Japan

      

    Dahu

    be

    Japan

    from

      

     Intended: ‘Dahu is from Japan.’

          
  6. The sentence-final particle le may occur in all three types of LPIC, as seen in (i).

    (i)

    a.

    Ta

    mai

    shu

    qu

    le.

     

    b.

    Ta

    yi**g

    mang

    de

    hen

    le.

      

    he

    buy

    book

    go

    prt

      

    he

    already

    busy

    de

    very

    prt

      

    ‘He has gone to buy books.’

      

    ‘He is already very busy.’

     

    c.

    Ta

    yi**g

    shi

    jiugui

    yi

    ge

    le.

          
      

    he

    already

    be

    alcoholic

    one

    cl

    prt

          
      

    ‘He has already become an alcoholic.’

          

    When the adverb yi**g ‘already’ occurs in a GO-LPIC, as in (iia), it is in construal with the sentence-final le, rather than the word qu alone. This is because, on the one hand, in the absence of the sentence-final le, yi**g may not occur in an LPIC, as seen in (iia); and on the other hand, in a construction that rejects the sentence-final le, the occurrence of yi**g rescues the construction, as seen in (iib). See Huang (2018: 65) on the issue when a post-VP qu can be followed by this non-suffix le. This le is higher than the domain of LPI.

    (ii)

    a.

    Axin

    yi**g

    mai

    shu

    qu

    *(le).

     

    b.

    Zhe

    *(yi**g)

    hen

    hao

    le.

      

    Axin

    already

    buy

    book

    go

      prt

      

    this

     already

    very

    good

    prt

  7. Another well-known movement test, the idiomatic chunk test, is hard to apply to LPICs, since the stranded element is functional, while an idiomatic reading is generally observed in the combination of lexical elements.

  8. Some apparent phrasal movement constructions have been claimed to be derived by juxtaposition and ellipsis (e.g., Ott 2018; Polinsky 2018), as shown in (i), although the deletion violates the right-edge constraint on backward ellipsis (Wilder 1997: 60; e.g., Mary didn’t _, but John might have seen someone. vs. *John drinks wine, but Mary drinks beer). One might assume that (iia) is derived from (iib) and (iiia) is derived from (iiib). However, the CL in a predicate nominal and hen never license ellipsis, as shown in (iv). Also, the ellipsis analysis does not explain the occurrence de in Deg-LPICs.

    (i)

    a.

    Stolz

    auf

    seinen

    Sohn,

    das

    ist

    er

    nur

    selten.

         
      

    proud

    of

    his

    son

    that

    is

    he

    only

    rarely

         
      

    ‘Only rarely is he proud of his son.’

         
     

    b.

    [CP1 er ist nur selten [AP stolz auf seinen

    Sohn]] [CP2 das ist er nur selten] (German; Ott 2018: (13))

    (ii)

    a.

    Axin

    hutu

    de

    hen.

     

    b.

    Axin

    hen

    hutu.

    Axin

    hen

    hutu.

      
      

    Axin

    confused

    de

    very

      

    Axin

    very

    confused

    Axin

    very

    confused

      
      

    ‘Axin is very confused.’

              

    (iii)

    a.

    Axin

    mai

    shu

    qu

    le.

    b.

    Axin

    qu

    mai

    shu

    le. Axin qu

    mai

    shu

    le.

      

    Axin

    buy

    book

    go

    prt

     

    Axin

    go

    buy

    book

    prt Axin go buy

    book

    prt

     
      

    ‘Axin has gone to buy books.’

             

    (iv)

    a.

    *Axin

    shi

    yi

    ge

    bendan,

    Alin

    ye

    shi

    yi

    ge

    bendan.

       
      

     Axin

    be

    one

    cl

    fool

    Alin

    also

    be

    one

    cl

    fool

       
     

    b.

    *Axin

    hen

    ben,

    Alin

    ye

    hen

    ben.

     

    (also see (14b))

         
      

     Axin

    very

    foolish

    Alin

    also

    very

    foolish

           
  9. It needs to be pointed out that Fanselow and Lenertova (2011) also discuss a certain type of phrasal movement that has no consistent information structure effect, and they claim that the movement is driven by a certain edge feature on C; however, the type of their movement is neither restricted to predicates nor lands at a low position, and thus is different from LP-Movement.

  10. On the A and A’ movement distinction (Chomsky 1981), Chomsky (2004: 125, note 30) states that “Note that A- and A-movement have no status in the present framework; the terms are used only for convenience. It follows that no principles can be formulated in terms of the A–A′-distinction, a strong and highly controversial conclusion.”.

  11. In Huang (2006), de is analyzed as a light verb BECOME in resultatives [see (14a)]. If de is related to a stative predicate, it can belong to the category BE consistently, even in a resultative. The stative projection of a resultative is in construal with the matrix predicate, such as bing ‘sick’ in (14a). Then, the apparent BECOME reading of de in resultative may come from de’s subordinate relation to the matrix predication.

  12. Huang (2018: 58) also claims that the post-VP qu/lai ‘go/come’ heads a [+ dynamic] functional projection above vP and below AspP, but she does not claim that the surface order is derived by movement.

    Since the subject moves out of vP, can an LPIC be derived by raising of the whole vP to SpecStP? I rule out this possibility, considering that if vP is the complement of St, the movement is too short, violating the anti-locality constraint (e.g., Grohmann 2002). Empirically, predicate raising does not correlate with subject raising (5.2).

  13. LPICs are more easily found in informal speech (see Lu 1985 for this property of GO-LPICs). There are various theories on the optionality in syntax, e.g., tied constraints in the OT syntax (Legendre et al. 2001) and cosyntaxes. In the spirit of the cosyntax theory (which is parallel to cophonology; see Fanselow and Féry 2000), one might assume that formal and informal speeches are two systems available to a speaker. In the informal system, LPI occurs as the default if the St element qu or de is available in the lexical array (the lexical input of the phase), and no LPI occurs elsewhere. In the formal system, however, LPI does not occur at all, although the syntactic Agree relation between St and the associated predicate exists. The latter system is also found in languages that ban LPICs. Then, the optionality of the predicate inversion to a MC speaker in a certain context is similar to the optionality of code-switch between two systems. I leave open the choice of various possible analyses of the optionality.

  14. If go in a QMC is higher than vP, it should be able to precede all, which marks the base-position of the subject in vP. But (ia) does not support this prediction (Bjorkman 2016: 67, fn. 16). However, not every base-position of a subject is able to host all, as seen in (ib) (Adger 2003: 241). Thus (ia) is not enough to falsify the vP-external position of go in a QMC, although I leave an account for the restriction in (i) for future research.

    (i)

    a.

    The children will (all) go (*all) buy ice cream.

    b.

    The Greeks arrived (*all).

  15. The shared properties of the QMC in English and the GO-LPIC in MC distinguish them from the GO and COME constructions in Zapotec (Anderson 2018), e.g., the Zapotec constructions do not entail agentivity.

  16. A stative marker selects a stative verb or a root underspecified for stativity, but a stativizer forms a stative expression from a dynamic base (see Dubinsky and Simango 1996; Kratzer 2000; Michaelis 2011; Campbell and King 2013). In this paper, I do not discuss stativizers.

  17. We put aside a possible case contrast with respect to stativity on a nominal inside a predicate, e.g., in Korean (Jang and Kim 2001: 118), and Japanese (Travis 2010: 3), the object of a nonstative verb is accusative, but that of a stative verb is nominative in simple clauses (cf. Kishimoto 2019); in Spanish, an object pronoun is dative in a stative predicate, but accusative in an agentive non-stative predicate (Arad 1999: 8); and in German, an object of a locative preposition is dative in a stative predicate, but accusative in a non-stative predicate, as shown in (i).

    (i) a.

    Ich

    lege

    den

    Stift

    auf

    den

    Tisch.

    b.

    Der

    Stift

    liegt

    auf

    dem

    Tisch.

     

    I

    lay

    the

    pen

    on(to)

    the.m.acc

    table

     

    the

    pen

    lies

    on

    the.m.dat

    table

     

    ‘I lay the pen on the table.’

     

    ‘The pen lies on the table.

  18. Unlike other degree words, hen ‘very’ alone can answer questions by many young Taiwanese (Yu-yun Wang and Wei-wen Liao, p.c.). This could mean that hen behaves like an auxiliary, such as shi ‘be’.

  19. A nominal predicate with yī gè needs a copula (Tang 1998: 192), seen in (ia), but in a CL-LPIC, the copula is optional in examples like (ib), but still obligatory in examples like (94b). Beyond this observation, I have nothing to say about the variations. I will not persue the issue further.

    (i)

    a.

    Axin

    *(shi)

    bèndàn.

    b.

    Axin

    (shi)

    bèndàn

    gè.

      

    Axin

    be

    one

    cl

    fool

     

    Axin

    be

    fool

    one

    cl

      

    ‘Axin is a fool.’

     

    ‘Axin is a fool.’

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Acknowledgements

I thank the following scholars as well as the anonymous reviewers for their challenging or constructive comments on early versions of the paper: Marcel den Dikken, James Huang, Wei-wen Liao, Jo-wang Lin, Chen-sheng Liu, and Chih-hsiang Shu. I also thank Yi-hsun Chen, Adam Chih-Jen Cheng, Liching Chiu, **g Gao, **njunrong Huang, Lixin **, Minju Kim, Fukunaga Koji, Audrey Li, Dandan Liang, Pengqiong Luo, Diane Massam, James Myers, Waltraud Paul, Andrew Simpson, Sze-Wing Tang, Sam Hsuan-Hsiang Wang, Yu-yun Wang, and Susi Wurmbrand for their help with various aspects of this research. Furthermore, I thank the audiences of my presentations at Academia Sinica (Taipei), National Taiwan University (Taipei), Nan**g University, Nan**g Normal University, EACL-10 (Milan), TEAL-12 (Macau), and SinFonIJA-12 (Brno) for their feedback. This research has been partially supported by the grants from the Ministry of Science and Technology, Taiwan ROC.

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Appendices: Other miscellaneous issues of LPI in MC

Appendices: Other miscellaneous issues of LPI in MC

1.1 Appendix 1: Hen versus other degree words in Deg-LPI

This appendix proposes a unified account for two questions regarding degree expressions in MC. Question A, why does a Deg-LPIC not have a weak reading that is available in the canonical version? It has long been noted that hen may have a weak or the so-called bleached meaning (Li and Thompson 1981: 143, 340). Depending on the context, it may have either a strong or a weak reading in the canonical (87a), but a strong one only in the LPIC in (87b).

(87)

a.

Axin

hen

gao.

 

b.

Axin

gao

de

hen.

  

Axin

very

tall

  

Axin

tall

de

very

  

Strong: ‘Axin is very tall.’

  

Strong: ‘Axin is very tall.’

  

Weak: ‘Axin is tall.’ (hen must not be stressed)

   

Following Zhang (2019c), I assume that a degree word is able to focus an element, in addition to being able to rule out a comparative reading of a gradable expression (see Liu 2010; Grano 2012; Zhang 2019a for various proposals to explain the latter function). In the absence of a Deg-LPI, two positions are available for hen, as shown in (88a) and (88b).

figure j

If hen remains in situ, as in (88a), it heads a DegP and c-commands and focalizes a gradable XP. In this case, a strong reading of hen appears. I assume that hen is also able to move to St, as in (88b). In this high position, it scopes the whole predication, which includes (the lower copy of) the subject, and thus focalizes the whole predication, rather than the gradable XP. In this case, a weak reading of hen appears. I assume that the raising of hen is a syntactic head movement, which may have interpretation effect (Harizanov and Gribanova 2019). In the presence of a Deg-LPI, however, St is realized by de and hen remains in DegP (assuming that the merger of de is preferred to the raising of hen in satisfying DEPP), as shown in (88c). When hen remains in DegP, as in (88a), it focuses the gradable expression and has a strong reading only, and thus the inversion necessarily gives the strong reading. This answers question A.

In any case, an LP-Movement is not driven by any semantic motivation. Rather, the observed obligatory strong reading of hen in a Deg-LPIC is a by-product of the merger of de in the construction. The presence of de rules out a structure that has a weak reading of hen.

Question B: why can’t other degree words be stranded by LPI, as shown by (89b)?

(89)

a.

Axin

chao

gaoxing.

 

b.

*Axin

gaoxing

de

chao.

  

Axin

super

glad

  

 Axin

glad

de

super

  

‘Axin is super glad.’

      

Unlike hen, other degree words such as ting, chao, te, xiangdang, and feichang never have a weak reading. One account for the difference is that they never move to St. Cross-linguistically, degree words can select a gradable XP, as the head of DegP, or be an adjunct of a gradable XP (Neeleman et al. 2004; Berghoff and Bylinina 2020). I assume that unlike hen, some other degree words in Chinese are adjuncts of a gradable XP, rather than the head of DegP. They can saturate the d argument of the gradable XP in semantics, without projecting DegP in syntax. Thus, first, they may not occur with another degree word, as shown in (90), since the d argument of the same gradable expression can be saturated only once. Their presence also rules out a comparative reading of the gradable expression (see Liu 2010; Grano 2012; Zhang 2019a for various accounts for the obligatory presence of a degree word with a grable adjective in certain constructions but not others). Since such degree words are not head elements, they never move to St, and thus they never have a weak reading.

(90)

*Axin

hen

chao

gaoxing.

 

 Axin

very

super

glad

Second, like some adjuncts, such degree words are never stranded, as seen in (89b). Instead, some of them may be able to move together with the stative XP to SpecStP [cf. the movement of da bendan ‘big fool’ in (15b)], with the de-support at St, as seen in (91). The structure of (91b) is (91c). This answers question B. Thus, both questions are linked to the head movement possibility of a degree word. [(91a) is adapted from Lü 1985: 31). The two examples in (105) are similar to the one in (99).

(105)

a.

Wo

{lai/qu}

peibushi

qu.

  

(Lu 1985: 31)

    
  

I

come/go

apologize

go

       
  

‘I’ll go to apologize.’

       
 

b.

Zhe

shir

hai

dei

you

nin

{lai/qu}

gen

dahuor

shuo

qu.

  

this

matter

rather

need

by

you

come/go

to

people

explain

go

  

‘This matter needs you to explain it to the people.’

Our claim is also compatible with our observation that in an LPI, it is a lexical predicate that is inverted (2.2). In the rejected choice (103b), the intended inverted part is the complement of the control verb, and this part is a nonfinite clause, rather than a VP.

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Zhang, N.N. Low predicate inversion in Mandarin. J East Asian Linguist 29, 159–207 (2020). https://doi.org/10.1007/s10831-020-09208-6

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