Abstract
Every macroscopic crack that leads to rock failure is a product of microcracks. Similar to fault events that occur at different locations during earthquakes, microfractures show chaotic and concentrated distributions within rocks and in different macroscopic fracture planes, respectively. Spatial distribution is used to describe the crack propagation process. In this study, we conducted true triaxial unloading and compression tests on cuboid granite samples to simulate real stress conditions, and the spatial coordinates of the microfractures were acquired using acoustic emission (AE) monitoring. Based on graph theory, we constructed the minimum spanning tree structure of AE events, analyzed the crack propagation according to the spatial correlation, and introduced two indexes of spatial correlation length and spatial correlation degree. Strongly correlated AE events exhibited a stronger ability to expand, and this clustering of AE events is called the fracture source. Furthermore, the local lowest point of the spatial correlation length corresponded to the formation time window of the fracture source on the macroscopic crack fracture surface. Results indicated that these fracture sources were distributed in the fracture surface space of each macroscopic crack and corresponded with the final crack morphology. Additionally, the spatial distribution of the fracture sources under different time windows demonstrated the evolution of the crack propagation path with time. Furthermore, we discussed the variation in the AE-dominant frequency in this critical time window, and the final result strongly verified the above statement.
Highlights
-
The minimum spanning tree structure of acoustic emission events was constructed based on graph theory.
-
The temporal variation of spatial correlation length was analyzed and its value described the degree of microfracture aggregation.
-
The spatial correlation degree was proposed and strong correlation microcracks characterize the spatial evolution of macroscopic crack.
![](http://media.springernature.com/m312/springer-static/image/art%3A10.1007%2Fs00603-022-03176-0/MediaObjects/603_2022_3176_Fig1_HTML.png)
![](http://media.springernature.com/m312/springer-static/image/art%3A10.1007%2Fs00603-022-03176-0/MediaObjects/603_2022_3176_Fig2_HTML.png)
![](http://media.springernature.com/m312/springer-static/image/art%3A10.1007%2Fs00603-022-03176-0/MediaObjects/603_2022_3176_Fig3_HTML.png)
![](http://media.springernature.com/m312/springer-static/image/art%3A10.1007%2Fs00603-022-03176-0/MediaObjects/603_2022_3176_Fig4_HTML.png)
![](http://media.springernature.com/m312/springer-static/image/art%3A10.1007%2Fs00603-022-03176-0/MediaObjects/603_2022_3176_Fig5_HTML.png)
![](http://media.springernature.com/m312/springer-static/image/art%3A10.1007%2Fs00603-022-03176-0/MediaObjects/603_2022_3176_Fig6_HTML.png)
![](http://media.springernature.com/m312/springer-static/image/art%3A10.1007%2Fs00603-022-03176-0/MediaObjects/603_2022_3176_Fig7_HTML.png)
![](http://media.springernature.com/m312/springer-static/image/art%3A10.1007%2Fs00603-022-03176-0/MediaObjects/603_2022_3176_Fig8_HTML.png)
![](http://media.springernature.com/m312/springer-static/image/art%3A10.1007%2Fs00603-022-03176-0/MediaObjects/603_2022_3176_Fig9_HTML.png)
Similar content being viewed by others
Data availability
All data generated or analyzed during this study are included in this article, The data that has been used is confidential.
References
Abercrombie RE, Rice JR (2005) Can observations of earthquake scaling constrain slip weakening? Geophys J Int 162(2):406–424. https://doi.org/10.1111/j.1365-246X.2005.02579.x
Alneasan M, Behnia M, Bagherpour R (2020) Applicability of the classical fracture mechanics criteria to predict the crack propagation path in rock under compression. Eur J Environ Civ Eng 24(11):1761–1784. https://doi.org/10.1080/19648189.2018.1485597
Bandini A, Berry P, Bemporad E, Sebastiani M, Chicot D (2014) Role of grain boundaries and micro-defects on the mechanical response of a crystalline rock at multiscale. Int J Rock Mech Min Sci 71:429–441. https://doi.org/10.1016/j.ijrmms.2014.07.015
Baud P, Schubnel A, Heap M, Rolland A (2017) Inelastic compaction in highporosity limestone monitored using acoustic emissions. J. Geophys. Res. Solid Earth 122(12):9989–10010. https://doi.org/10.1002/2017JB014627
Belikov VT, Ryvkin DG (2010) Recovering the crack-size distribution function from the amplitude-frequency acoustic emission spectrum. Russ J Nondestr Test 46(10):729–734. https://doi.org/10.1134/S1061830910100037
Browning J, Meredith PG, Stuart CE, Healy D, Harland S, Mitchell TM (2017) Acoustic characterization of crack damage evolution in sandstone deformed under conventional and true triaxial loading. J. Geophys. Res. Solid Earth 122(6):4395–4412. https://doi.org/10.1002/2016JB013646
Bunger AP, Kear J, Dyskin AV, Pasternak E (2015) Sustained acoustic emissions following tensile crack propagation in a crystalline rock. Int J Fract 193(1):87–98. https://doi.org/10.1007/s10704-015-0020-7
Cao W, Durucan S, Cai W, Shi JQ, Korre A, Jamnikar S, Roser J, Lurka A, Siata R (2020) The role of mining intensity and pre-existing fracture attributes on spatial, temporal and magnitude characteristics of microseismicity in longwall coal mining. Rock Mech Rock Eng 53:4139–4162. https://doi.org/10.1007/s00603-020-02158-4
Clark MD, Day JJ (2021) Mineralogical and sample selection implications for geomechanical properties of intact heterogeneous and veined rocks from the Legacy skarn deposit. Eng Geol 285:106067. https://doi.org/10.1016/j.enggeo.2021.106067
Ebrahimian Z, Ahmadi M, Sadri S, Li BQ, Moradian O (2019) Wavelet analysis of acoustic emissions associated with cracking in rocks. Eng Fract Mech 217:106516. https://doi.org/10.1016/j.engfracmech.2019.106516
Eftekhari M, Baghbanan A, Hashemolhosseini H (2016) Crack propagation in rock specimen under compressive loading using extended finite element method. Arab J Geosci 9(2):145. https://doi.org/10.1007/s12517-015-2196-6
Ellsworth WL, Bulut F (2018) Nucleation of the 1999 Izmit earthquake by a triggered cascade of foreshocks. Nat Geosci 11(7):531–535. https://doi.org/10.1038/s41561-018-0145-1
Fakhimi A, Hemami B (2015) Axial splitting of rocks under uniaxial compression. Int J Rock Mech Min Sci 79:124–134. https://doi.org/10.1016/j.ijrmms.2015.08.013
Feng XT, Zhao J, Wang Z, Yang C, Han Q, Zheng Z (2021) Effects of high differential stress and mineral properties on deformation and failure mechanism of hard rocks. Can Geotech J 58(3):411–426. https://doi.org/10.1139/cgj-2019-0591
Frohlich C, Davis SD (1990) Single-link cluster analysis as a method to evaluate spatial and temporal properties of earthquake catalogues. Geophys J Int 100(1):19–32. https://doi.org/10.1111/j.1365-246x.1990.tb04564.x
Ghamgosar M, Erarslan N (2016) Experimental and numerical studies on development of fracture process zone (FPZ) in rocks under cyclic and static loadings. Rock Mech Rock Eng 49(3):893–908. https://doi.org/10.1007/s00603-015-0793-z
Ghasemi S, Khamehchiyan M, Taheri A, Nikudel MR, Zalooli A (2020) Crack evolution in damage stress thresholds in different minerals of granite rock. Rock Mech Rock Eng 53(3):1163–1178. https://doi.org/10.1007/s00603-019-01964-9
Gower JC, Ross GJ (1969) Minimum spanning trees and single linkage cluster analysis. J r Stat Soc Ser C-Appl Stat 18(1):54–64. https://doi.org/10.2307/2346439
Gupta N, Mishra B (2021) Influence of stress-induced microcracks on viscoplastic creep deformation in Marcellus shale. Acta Geotech 16(5):1575–1595. https://doi.org/10.1007/s11440-020-01108-2
Hampton J, Gutierrez M, Matzar L (2019) Microcrack damage observations near coalesced fractures using acoustic emission. Rock Mech Rock Eng 52(10):3597–3608. https://doi.org/10.1007/s00603-019-01818-4
Han Q, Feng XT, Yang C, Kong R, Zhao J, Zhang Y (2021) Evaluation of the crack propagation capacity of hard rock based on stress-induced deformation anisotropy and the propagation angle of volumetric strain. Rock Mech Rock Eng 54(12):6585–6603. https://doi.org/10.1007/s00603-021-02623-8
He MC, Miao JL, Feng JL (2010) Rock burst process of limestone and its acoustic emission characteristics under true-triaxial unloading conditions. Int J Rock Mech Min Sci 47(2):286–298. https://doi.org/10.1016/j.ijrmms.2009.09.003
Huq F, Liu J, Tonge AL, Graham-Brady L (2019) A micromechanics based model to predict micro-crack coalescence in brittle materials under dynamic compression. Eng Fract Mech 217:106515. https://doi.org/10.1016/j.engfracmech.2019.106515
Keneti A, Sainsbury BA (2018) Characterization of strain-burst rock fragments under a scanning electron microscope–an illustrative study. Eng Geol 246:12–18. https://doi.org/10.1016/j.enggeo.2018.09.025
Li YH, Liu JP, Zhao XD, Yang YJ (2010) Experimental studies of the change of spatial correlation length of acoustic emission events during rock fracture process. Int J Rock Mech Min Sci 47(8):1254–1262. https://doi.org/10.1016/j.ijrmms.2010.08.002
Lisjak A, Liu Q, Zhao Q, Mahabadi OK, Grasselli G (2013) Numerical simulation of acoustic emission in brittle rocks by two-dimensional finite-discrete element analysis. Geophys J Int 195(1):423–443. https://doi.org/10.1093/gji/ggt221
Ma YL, Zhou HL (2000) Statistical characteristics of temporal and spatial distribution of earthquakes in China using single key group method. Chin J Geophys (in Chinese) 43(2):175–183
Manthei G (2019) Application of the cluster analysis and time statistic of acoustic emission events from tensile test of a cylindrical rock salt specimen. Eng Fract Mech 210:84–94. https://doi.org/10.1016/j.engfracmech.2018.05.039
Modiriasari A, Bobet A, Pyrak-Nolte LJ (2017) Active seismic monitoring of crack initiation, propagation, and coalescence in rock. Rock Mech Rock Eng 50(9):2311–2325. https://doi.org/10.1007/s00603-017-1235-x
Moore DE, Lockner DA (1995) The role of microcracking in shear-fracture propagation in granite. J Struct Geol 17(1):95–114. https://doi.org/10.1016/0191-8141(94)e0018-t
Moradian Z, Einstein HH, Ballivy G (2016) Detection of cracking levels in brittle rocks by parametric analysis of the acoustic emission signals. Rock Mech Rock Eng 49(3):785–800. https://doi.org/10.1007/s00603-015-0775-1
Nishikawa T, Ide S (2018) Recurring slow slip events and earthquake nucleation in the source region of the M 7 Ibaraki-Oki earthquakes revealed by earthquake swarm and foreshock activity. J. Geophys. Res. Solid Earth 123(9):7950–7968. https://doi.org/10.1029/2018JB015642
Parastatidis E, Hildyard MW, Nowacki A (2021) Simplified seismic modelling of fractured rock: how effective is the localised effective medium compared to explicit representation of individual fractures. Rock Mech Rock Eng 54(10):5465–5481. https://doi.org/10.1007/s00603-021-02601-0
Pei J, Fei W, Liu J (2016) Spatial evolution and fractal characteristics of natural fractures in marbles under uniaxial compression loading based on the source location technology of acoustic emission. Environ Earth Sci 75(9):828. https://doi.org/10.1007/s12665-016-5649-7
Petružálek M, Lokajíček T, Svitek T, Jechumtálová Z, Kolář P, Šílený J (2019) Fracturing of migmatite monitored by acoustic emission and ultrasonic sounding. Rock Mech Rock Eng 52(1):47–59. https://doi.org/10.1007/s00603-018-1590-2
Raziperchikolaee S, Alvarado V, Yin S (2021) Quantitative acoustic emissions source mechanisms analysis of soft and competent rocks through micromechanics-seismicity coupled modeling. Int J Geomech 21(3):04020269. https://doi.org/10.1061/(ASCE)GM.1943-5622.0001933
Rebetsky YL, Guo YS (2020) From natural stresses in seismic zones to predictions of megaearthquake nucleation zones. Pure Appl Geophys 177(1):421–440. https://doi.org/10.1007/s00024-019-02128-0
Renard F, Candela T, Bouchaud E (2013) Constant dimensionality of fault roughness from the scale of micro-fractures to the scale of continents. Geophys Res Lett 40(1):83–87. https://doi.org/10.1029/2012GL054143
Rigopoulos I, Tsikouras B, Pomonis P, Hatzipanagiotou K (2011) Microcracks in ultrabasic rocks under uniaxial compressive stress. Eng Geol 117(1–2):104–113. https://doi.org/10.1016/j.enggeo.2010.10.010
Rizzo RE, Healy D, Farrell NJ, Heap MJ (2017) Riding the right wavelet: quantifying scale transitions in fractured rocks. Geophys Res Lett 44(23):11–808. https://doi.org/10.1002/2017GL075784
Rodríguez P, Arab PB, Celestino TB (2016) Characterization of rock cracking patterns in diametral compression tests by acoustic emission and petrographic analysis. Int J Rock Mech Min Sci 83:73–85. https://doi.org/10.1016/j.ijrmms.2015.12.017
Shirole D, Walton G, Hedayat A (2020) Experimental investigation of multi-scale strain-field heterogeneity in rocks. Int J Rock Mech Min Sci 127:104212. https://doi.org/10.1016/j.ijrmms.2020.104212
Shkuratnik VL, Nikolenko PV, Koshelev AE (2017) Spectral characteristics of acoustic emission in loaded coal specimens for failure prediction. J Min Sci 53(5):818–823. https://doi.org/10.1134/S1062739117052825
Stanchits S, Surdi A, Gathogo P, Edelman E, Suarez-Rivera R (2014) Onset of hydraulic fracture initiation monitored by acoustic emission and volumetric deformation measurements. Rock Mech Rock Eng 47(5):1521–1532. https://doi.org/10.1007/s00603-014-0584-y
Taheri A, Zhang Y, Munoz H (2020) Performance of rock crack stress thresholds determination criteria and investigating strength and confining pressure effects. Constr Build Mater 243:118263. https://doi.org/10.1016/j.conbuildmat.2020.118263
Tordesillas A, Kahagalage S, Ras C, Nitka M, Tejchman J (2020) Early prediction of macrocrack location in concrete, rocks and other granular composite materials. Sci Rep 10(1):1–16. https://doi.org/10.1038/s41598-020-76616-y
Trugman DT, Ross ZE (2019) Pervasive foreshock activity across southern California. Geophys Res Lett 46(15):8772–8781. https://doi.org/10.1029/2019GL083725
Tyupkin YS, Di Giovambattista R (2005) Correlation length as an indicator of critical point behavior prior to a large earthquake. Earth Planet Sci Lett 230(1–2):85–96. https://doi.org/10.1016/j.epsl.2004.10.037
Vere-Jones D (1977) Statistical theories of crack propagation. J Int Assoc Math Geol 9(5):455–481. https://doi.org/10.1007/bf02100959
Wang C, Hou X, Liu Y (2021) Three-dimensional crack recognition by unsupervised machine learning. Rock Mech Rock Eng 54(2):893–903. https://doi.org/10.1007/s00603-020-02287-w
Wang C, Liu Y, Hou X, Elmo D (2022) Investigation of the spatial distribution pattern of 3D microcracks in single-cracked breakage. Int J Rock Mech Min Sci 154:105126. https://doi.org/10.1016/j.ijrmms.2022.105126
**e HP, Liu JF, Ju Y, Li JG, **e LZ (2011) Fractal property of spatial distribution of acoustic emissions during the failure process of bedded rock salt. Int J Rock Mech Min Sci 48(8):1344–1351. https://doi.org/10.1016/j.ijrmms.2011.09.014
Xue D, Zhang Z, Chen C, Zhou J, Lu L, Sun X, Liu Y (2021) Spatial correlation-based characterization of acoustic emission signal-cloud in a granite sample by a cube clustering approach. Int J Min Sci Technol 04:535–551. https://doi.org/10.1016/j.ijmst.2021.05.008
Yoshimitsu N, Kawakata H, Takahashi N (2014) Magnitude− 7 level earthquakes: a new lower limit of self-similarity in seismic scaling relationships. Geophys Res Lett 41(13):4495–4502. https://doi.org/10.1002/2014GL060306
Zhang J (2018) Investigation of relation between fracture scale and acoustic emission time-frequency parameters in rocks. Shock Vib. https://doi.org/10.1155/2018/3057628
Zhang Z, Liu X, Zhang Y, Qin X, Khan M (2021) Comparative study on fracture characteristics of coal and rock samples based on acoustic emission technology. Theor Appl Fract Mech 111:102851. https://doi.org/10.1016/j.tafmec.2020.102851
Zhou XP, Cheng H, Feng YF (2014) An experimental study of crack coalescence behaviour in rock-like materials containing multiple flaws under uniaxial compression. Rock Mech Rock Eng 47(6):1961–1986. https://doi.org/10.1007/s00603-013-0511-7
Zöller G, Hainzl S, Kurths J (2001) Observation of growing correlation length as an indicator for critical point behavior prior to large earthquakes. J. Geophys. Res. Solid Earth 106(B2):2167–2175. https://doi.org/10.1029/2000JB900379
Acknowledgements
The authors would like to acknowledge the financial support from the National Natural Science Foundation of China (Grant no. 52074294), and Fundamental Research Funds for the Central Universities (Grant No. 2021YJSNY08).
Author information
Authors and Affiliations
Contributions
CW: methodology, validation, investigation, writing—original draft, review and editing, supervision, project administration. BW: methodology, software, formal analysis, investigation, data curation, writing—original draft, review and editing. CL, LH, LS, XX and PC: investigation.
Corresponding author
Ethics declarations
Conflict of Interest
The authors declare that they have no known competing financial interests or personal relationships that could have appeared to influence the work reported in this paper.
Additional information
Publisher's Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Rights and permissions
Springer Nature or its licensor (e.g. a society or other partner) holds exclusive rights to this article under a publishing agreement with the author(s) or other rightsholder(s); author self-archiving of the accepted manuscript version of this article is solely governed by the terms of such publishing agreement and applicable law.
About this article
Cite this article
Wang, C., Wang, B., Li, C. et al. Investigation of the Spatial Correlation of Rock Crack Propagation Based on Graph Theory. Rock Mech Rock Eng 56, 1981–1993 (2023). https://doi.org/10.1007/s00603-022-03176-0
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s00603-022-03176-0