Abstract
The Coronavirus disease (COVID-19) is an infectious disease caused by the newly discovered Severe Acute Respiratory Syndrome Coronavirus two (SARS-CoV-2). Most of the people do not have the acquired immunity to fight this virus. There is no specific treatment or medicine to cure the disease. The effects of this disease appear to vary from individual to individual, right from mild cough, fever to respiratory disease. It also leads to mortality in many people. As the virus has a very rapid transmission rate, the entire world is in distress. The control and prevention of this disease has evolved as an urgent and critical issue to be addressed through technological solutions. The Healthcare industry therefore needs support from the domain of artificial intelligence (AI). AI has the inherent capability of imitating the human brain and assisting in decision-making support by automatically learning from input data. It can process huge amounts of data quickly without getting tiresome and making errors. AI technologies and tools significantly relieve the burden of healthcare professionals. In this paper, we review the critical role of AI in responding to different research challenges around the COVID-19 crisis. A sample implementation of a powerful probabilistic machine learning (ML) algorithm for assessment of risk levels of individuals is incorporated in this paper. Other pertinent application areas such as surveillance of people and hotspots, mortality prediction, diagnosis, prognostic assistance, drug repurposing and discovery of protein structure, and vaccine are presented. The paper also describes various challenges that are associated with the implementation of AI-based tools and solutions for practical use.
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Introduction
The new corona virus, SARS-CoV-2 which causes the disease Coronavirus disease 2019 (COVID-19) has been declared as a pandemic by WHO [1], due to its spread in almost all the countries over the world. The entire world is in crisis due to reasons including, (i) COVID-19 has rapid transmission characteristics, (ii) lack of vaccine or medicine to cure the disease, (iii) the virus easily spreads through droplets generated when an infected person coughs, sneezes, or speaks [2], (iv) An infected person can infect others even asymptomatically as well as during pre-symptomatic stage [3,4,5], and (v) lack of sufficient medical infrastructure, test kits, equipment, ventilators, intensive-care units (ICUs), masks, appropriate medical suits, etc., to accommodate the rising number of infected cases. Since the number of people affected is huge, performing clinical test to all the individuals is unlikely due to both availability of only limited number of testing kits [6] as well as the time involved in testing [7]. Though government authorities of many countries implement social distancing, isolation, and lockdown (curfew) to control the spread of the virus, it keeps on increasing rapidly. Due to the real situation, healthcare industry is at an urgent need to tackle the virus effectively.
AI due to its following exceptional characteristics plays a crucial role in combating various issues of COVID-19. ML algorithms are capable of learning from huge examples and extracting valuable inferences automatically in less time which facilitates faster decision-making. The availability of huge amount of historical data, advancement of hardware technologies such as multicore processors, graphical processing units (GPU), and high-speed memory helps the establishment of deeper and reinforcement learning paradigms through complex neural networks which enables object recognition, prediction, or classification with higher accuracy. Thus, AI-based tools can serve as a supplement to physicians and policy-makers to customize the healthcare plans and follow-ups according to the priorities and situation of the crisis as well as to face future pandemic situations with well-established countermeasures.
The research question of this paper is to identify the potential applications of AI to resolve the issues associated with COVID-19. Research publications have been searched via Google search engine using different keywords including ‘COVID-19’, ‘applications of AI for COVID-19’, ‘applications of machine learning and deep learning for COVID-19’, ‘digital intelligence for COVID-19’, etc. A collection of 92 publications from different electronics databases, namely, PubMed, Researchgate, ar** isolation centers ready, etc., according to the severity of the spread. In addition, AI also helps to check whether the public adheres to the preventive actions taken by policy-makers. For example, in Hyderabad, India, CCTV cameras which are fixed across the city are equipped with deep learning and computer vision techniques to identify the people who are not wearing face masks and will give some alerts to control center.
AI for Early Detection and Assessment
Detection of infection in affected individuals has to be done as early as possible not only for giving treatment to the infected individual but also for preventing the secondary infection. Due to lack of sufficient number of reverse transcription polymerase chain reaction (RT-PCR) testing kits and expensive cost, it becomes essential to assess the risk levels associated with individuals, so that the individuals at high risk can be given priority for testing. As mentioned in [12], phone-based surveys are analyzed using machine learning algorithms to assess the risk levels associated with individuals into different categories, namely, high risk, moderate risk, and low risk.
In this section, the usage of a machine learning algorithm to assess the risk level associated with an individual is illustrated with Naïve Bayesian classification algorithm. This algorithm is chosen as it can handle multiclass problems where more than two class labels will be involved. The problem in hand is a multiclass problem, i.e., the classifier has to predict the class label of an input data (the symptoms of COVID-19) into different risk levels or classes, namely, low, moderate, and high. In addition, this algorithm is simple and can work well even with small training data set. The algorithm assumes that the features are independent of one another. To describe the risk assessment with this algorithm, eight attributes, namely, travel (indicates an individual who had traveled abroad), contact (individual who had been in contact with people who traveled abroad), fever, cough, sneeze, shortness of breath, sore throat, and comorbidity (indicates the presence of chronic illnesses such as heart diseases, diabetes, and lung diseases) are considered [12, 36, 37].
A simple hypothetical training data set is generated as given in Table 3. For simplicity, the attributes are taken as binary attributes and can have two possible values, 0 and 1. For an attribute, the presence of 0 indicates false value and the presence of 1 indicates true value.
In this example, based on the attributes, the risk for COVID-19 associated with an individual is predicted using the Naïve Bayesian algorithm. Naïve Bayesian algorithm is a probability-based prediction model which works based on Bayes theorem. According to Bayes theorem, the probability of a class variable, say ‘c’ happening, given that the feature(evidence), say ‘x’ has occurred is expressed (i.e., posterior probability of class variable) as in Eq. (1)
where P(c|x) denotes the posterior probability of class (target) given predictor (attribute), P(c) denotes the prior probability of class, P(x|c) denotes the likelihood which is the probability of predictor, given class and P(x) denotes the prior probability of predictor.
Here, the attributes are assumed to be independent and the classification problem is framed as in (2)
Here, the posterior probability of a class can be calculated by first constructing a frequency table for each attribute against the target class. Then, the frequency tables are converted to likelihood tables. Finally, the posterior probability for each class is calculated using the above equation. The class with the highest posterior probability is the outcome of prediction. Please note, the denominator term, i.e., P(x) is going to be a common term while calculating the posterior probability different class labels and hence it is ignored. Therefore, the posterior probability is computed using Eq. (3)
Calculation of P(x|c) and P(x)
Frequency tables for the eight attributes are shown in Table 4. The likelihood tables for the above attributes (i.e., P(x|c) are given in Table 5.
Calculation of P(c)
In Table 3, the column, risk level refers to target class label and it can have three values, high, moderate, and low. Prior probability of class [i.e., P(c)] is computed and given in Table 6.
Calculation of Posterior Probability, P(c|x)
Now, consider test dataset as given in Table 7.
Now, consider the first record as X. To find the class label for X which is having attribute values, travel = no, contact = no, fever = yes, cough = yes, sneeze = yes, shortness of breath = no, sore throat = no, comorbidity = no, posterior probabilities for different risk levels are calculated as given through Eqs. (4), (5) and (6). Then, the class which has the highest value for probability is predicted as class of the given record
Similarly
Now, the posterior probabilities are normalized between 0 and 1 as given in Eqs. (8), (9) and (10)
Since, the moderate class is having highest probability, for the given record, X, the class is predicted as ‘moderate’.
Similarly, the class label has been predicted for the remaining two records as ‘moderate’ and ‘moderate’, respectively.
The accuracy of the above hypothetical example is 100% as the predicted classes exactly match with those of actual class labels.
In real application, the input dataset is split into training data and test data where training data are used to train the algorithm. The training data should include that are likely to occur. The training dataset should be carefully chosen to all possible situations and cases as the quality of training dataset is important in determining the accuracy of the algorithm. After training, the algorithm needs to be employed over test dataset to verify the adequacy of accuracy of the algorithm for a given problem. Along with accuracy, precision, recall, and f_score are also used to validate the performance of the model. The first step of evaluation is to construct the confusion matrix. The second step is to compute different measures from the confusion matrix. The computation of different evaluation measures for a multiclass problem is shown with sample of 100 test records with assumed values for different classes as in Table 8.
After constructing the confusion matrix, the values for precision and recall can be calculated using two methods, microaverage and macroaverage [16]. In microaverage method, individual true positive, true negative, false positive, and false negate are added up for all class labels and then average is taken. In macroaverage method, precision and recall values for each class are computed, and then, the average is taken. To provide an insight to the reader, the macroaverage method is discussed below.
With values given in Table 8, the precision and recall for the individual classes can be computed.
Now, consider the class label, high. Recall and precision for this class are computed as
Similarly, recall and precision for the other classes moderate and low are computed as follows:
Now, the precision and recall for the models are computed by taking the average of the individual class values. Therefore, precision of the model is average_of (88.8 + 90 + 90) = 89.6%. Similarly, the recall of the model is average_of (80 + 90 + 100) = 90%.
Another interesting point about Naïve Bayesian algorithm is that the value of probability gives the confidence of prediction also. Thus, machine learning algorithms can be used to assess risk level associated with individuals. With the knowledge about risk levels of individuals, individuals at high risk can be given higher priority for testing as well as hospital-based medical treatment. Furthermore, this kind of preliminary assessment using machine learning algorithms serves as a non-invasive and non-contact method of screening, which too reduces the spread of infection. It helps in kee** ready the required number of medical equipment for the needy.
AI for Diagnosis
As mentioned earlier, lung CT scan is one of the testing procedures for detecting COVID-19 infection in lungs. Convolutional Neural Network (CNN), a kind of neural network which takes images as input, assigns importance to various aspects of the image and when taught with huge number of examples with annotated labels, can classify the images. The typical design of CNN for image classification is shown in Fig. 3 [38]. The design of input and output layers is simple and straight forward. The input layer would contain the values of pixels of lung CT scan images. For example, if the image is \(64 \times 64\) pixels, then there will be 4096 inputs having values of intensity ranging from 0 to 1.
In CNN, one or more convolutional and pooling layers are used to perform extraction of features such as edges, lines, etc., and reduction of spatial representation of images, respectively [15]. Basically, the convolutional layer applies a filter that moves over the input image and extracts features from the input image. Filters use \(3 \times 3\) or \(5 \times 5\) kernels which when moves over the input image, performs element-wise multiplication and addition. The number of pixels needs to be shifted is determined by a parameter called stride. There are different types of filters which extract different features, namely edges, lines, etc. The convolutional layer includes a rectified linear unit (ReLU) activation function which is used to bring non-linear transformation in the network. Pooling layer is responsible for reducing the spatial size of the convolved feature to reduce the computational power required to process the data through dimensionality reduction. There are different types of pooling, namely, Max Pooling, which returns the maximum value from the portion of the image covered by the filter and Average Pooling which returns the average of all the values from the portion of the image covered by the filter. Fully connected serves as a classifier. It uses extracted features and predicts the label of the image.
An important feature of CNN is that weights of these filters are automatically learnt and fixed during training. All these extracted features then are ‘combined’ to form feature maps which enable the image classification in the fully connected layer. Typically, in healthcare applications, to ensure high accuracy, deep learning algorithms are designed in supervised learning model. That is, the input images are annotated with corresponding class labels and given for learning. When deep learning algorithm is given a huge number of training images with annotations, the algorithm will learn through the hidden, connected neural network and will try to detect the common patterns/similarities from the images with similar labels. Once the learning step is complete, then the algorithm can predict the type of unknown image and classify the label of unknown image. In addition to image classification, as in [18], in the case of COVID-19-positive images, the abnormalities and ground glass opacities (GGO) are mapped and measured using 2D slice analysis and 3D volume analysis tools which are then visualized with 3D visualization tools. Ultimately, deep learning can analyze a huge number of CT scans per day and reduce the burden lying with the radiologist; also, the performance of the algorithm is comparable to an expert radiologist as in [19, 21,22,23,24,25,26] have employed AI algorithms to predict people who are at mortality risk and provide information about the same well in advance. For example, as in [21], an open-source tool using Random Forest algorithm has been deployed online through https://ashis-das.shinyapps.io/CoCoMoRP/ for mortality prediction which enables appropriate planning for kee** the required number of ventilators ready. In [22], neural network-based model has been developed using data collected from different hospitals, all around the world, which predicts mortality with an accuracy of 89.98%, based on demographic information, physiological data, patient’s symptoms, and pre-existing conditions. Three features, namely, LDH, hs-CRP, and lymphocytes, have been identified as predictors for mortality based on clinical data collected from China [23]. Also, XGBoost algorithm was found to predict mortality rate more than 10 days in advance and then assists in prognostic treatment. In [39], machine learning techniques have been applied to large collection of patient-level data to predict mortality based on three clinical features, namely, patient’s age, minimum oxygen saturation, and type of patient, i.e., inpatient or outpatient. Experimentation with two different datasets of the work exhibits that the patients who died are older with mean age of 73.4 years and had lower oxygen saturation at their presentation to hospitals. Also, they had comparatively later encounter at a hospital. Patients who died are likely to have hypertension and diabetes. Alternate to mortality prediction, in the research work [40], different data mining models such as decision tree, support vector machine, naïve Bayes, etc., have been used to predict the minimum and maximum number of days for recovery of the patients with respect to age of the patients. This study predicted that the patients of age from 65 to 85 are at high risk of recovery from the disease.
AI for Repurposing Drugs
Repurposing drugs is a method of using existing drugs for the treatment of other new diseases for which the drugs had not been approved. It provides a very cost-effective and less time-consuming approach for identifying existing drugs for emerging diseases. As seen from Fig. 4 and Fig. 5, the timeline (excluding Food and Drug Administration post-market safety monitoring) involved in the conventional drug discovery is very long of around 15 years where it is only around 3 to 10 years in drug repurposing [44]. The computational methods are very effective in the high level integration of existing knowledge and data which in turn identifies existing drugs for treatment of new diseases along with side effects and other interactions. In the case of COVID-19, the computational methods help in identifying potential drugs including chloroquine, remdesivir, ritonavir, etc. [43].
Furthermore, AI also helps in extracting information about the adverse effects that may exist when two or more drugs are taken together with the help of entity linking tools such as Falcon. For example, this tool enables the understanding of the potential adverse medical conditions that may occur when an existing drug is tried in the presence of chronic conditions such as high blood pressure, asthma, or diabetes. Furthermore, AI models are trained to explore a huge chemical space and they automatically screen the huge space and identify the most potential candidates based on different parameters like opportunity, expected response reliability, and safety. For example, as discussed in [30], a reinforcement learning approach is used to identify potential candidates to inhibit the interactions of the virus with 3C-like protease, one of the target proteins for which the crystal structure is known. The algorithm helped in identifying 284 molecules to inhibit the interaction which will further be explored for development of new drugs.
AI for Study of Protein Structure and Vaccine Development
In general, vaccines imitate the virus to produce defensive white blood cells in our body. Vaccines are of different types, namely, whole pathogen vaccine designed using killed or weakened pathogens, subunit vaccine which use part of the germ like protein, and nucleic acid vaccine which contain the genetic material of the germ. Here, AI is useful in accelerating the development of subunit and nucleic acid vaccines. Determining the structure of a protein is essential in understanding the function of a protein which in turn facilitates the development of vaccines. However, a single protein is composed of several amino acids and determining the structure of a protein is tedious. When an antigen (say, COVID-19) enters a human body, it causes the immune system of a body to generate antibodies, specialized proteins which fight against antigen. Different kinds of antibodies including IgG, IgA, IgM, IgE, and IgD will get generated according to the antigen entered into a human body. Each antibody has a unique binding site shape which locks onto the specific shape of the antigen. Then, the antibodies destroy the antigen. An epitope is a cluster of amino acids found on the outside of the antigen and is the part of an antigen that is recognized by the antibodies. Finding and classifying epitopes are essential in develo** new drugs.
Machine learning algorithms such as Support vector machines (SVM), hidden Markov Models, and artificial neural networks (specifically deep learning) have all proven to be faster and more accurate at identifying epitopes [45]. For example, Google DeepMind introduced Alphafold system to find protein structure of COVID-19 virus with Deep Residual Network. Furthermore, the AI models are helpful in analyzing the potential mutations of the virus and corresponding identifying the best possible candidates for vaccine design [46].
Challenges and Conclusion
Despite the capabilities of AI models in finding combating solutions for COVID-19, it is very difficult to get all kinds of relevant data that are required to build such models. For example, research works such as [21,22,23,24,25] need real patient-level data from different hospitals data (after depersonalization) while building the models, but it is not easy to access the hospital data due to Health Insurance Portability and Accountability Act of 1996 (HIPAA) restrictions. It becomes challenging to provide relevant and right data to the models. Furthermore, algorithms such as deep learning should be trained with large, accurately labeled, curated datasets to produce sufficient accuracy. As described in [36], choosing the right dataset from various open online databases of chest CT and chest X-ray datasets becomes more challenging and as a key to the above challenge, transfer learning is being used while building models for COVID-19.
In conventional machine learning methods, the models are isolated which means that there is no transfer of knowledge from one model to another model. However, in reality, humans always tend to use the past learnt knowledge while solving new tasks. For example, when one learns the driving of four wheelers, he uses his previous of knowledge of driving two wheelers (and he does not start from the scratch). In transfer learning, the model developed for a task is reused for solving another task. This kind of transfer learning can be used whenever the available data are small as well as when the training time is longer. Here, the detection of COVID-19 can be enhanced using transfer learning. According to the similarity between the domains and availability of data for source and target problems involved in transfer learning, different learning strategies, namely inductive, transductive, and unsupervised, as shown in Fig. 7 are being used.
Also, data augmentation operations, such as flip, rotation, scale, crop, translation, etc., are also being used to expand the data size and thereby reduce the overfitting issues and help in enhancing the performance of the models [47]. In addition, when training data are constructed from online resources, the data are likely to contain false data also which will bias the accuracy of AI-based models. Furthermore, data retrieved from different sources may conflict with one another which poses additional challenge in arriving at correct information to train the algorithms [48].
Existing deep learning models lack the explanation for their detection or classification of inputs, so the physicians may not be able to understand why the models have predicted as they did [49, 50]. Therefore, the black box nature of the models needs to be improved with explainable AI. A deep learning approach presented in [51] is explainable by its design. The approach provides reasons for why it predicts the label for a given data as it does, using a set of IF–THEN rules. In addition to the explainability or interpretability, the proposed approach has the ability to actively learn from new data samples.
Despite the challenge of implementation of transfer learning and explainability in the models, another big challenge exists with respect to the validation of the developed models. Most of the research works use a specific dataset for the proof of concept. Radiologists elsewhere have expressed that most of COVID-19 images come from Chinese hospitals, and hence, the developed models tend to suffer from selection bias [52]. Therefore, before put into practical use, the developed models are required to be tested over diverse data sets which cover a wider demographic feature, so that the models can be generalized and tools can be developed [53].
Despite AI is an enabling technology to support diagnosis and prognosis, it is dependent on various factors such as appropriate infrastructure, authenticated and trustable data sharing along with unbiased safe translation of models into usable solutions. Finding combating solutions for COVID-19 needs combined efforts from international cross-disciplinary collaborations to carefully identify time, course, and region-dependent clinical actions in response to COVID-19 [54]. Furthermore, the AI needs to go in hand with other digital intelligence technologies such as the wearable technology, mobile technology, the Internet of Things, big data analytics, cloud computing [55,56,57,58,59] to develop viable, thoroughly validated tools which can provide real support local healthcare providers. In addition, as discussed in the paper, AI has its applications in finding solutions for COVID-19 in many dimensions.
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Surianarayanan, C., Chelliah, P.R. Leveraging Artificial Intelligence (AI) Capabilities for COVID-19 Containment. New Gener. Comput. 39, 717–741 (2021). https://doi.org/10.1007/s00354-021-00128-0
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DOI: https://doi.org/10.1007/s00354-021-00128-0