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On the event relativity of modal auxiliaries

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Abstract

Crosslinguistically, the same modal words can be used to express a wide range of interpretations. This crosslinguistic trend supports a Kratzerian analysis, where each modal has a core lexical entry and where the difference between an epistemic and a root interpretation is contextually determined. A long-standing problem for such a unified account is the equally robust crosslinguistic correlation between a modal’s interpretation and its syntactic behavior: epistemics scope high (in particular higher than tense and aspect) and roots low, a fact which has led to proposals that hardwire different syntactic positions for epistemics and roots (cf. Cinque’s hierarchy). This paper argues that the range of interpretations a modal receives is even more restricted: a modal must be keyed to certain time-individual pairs, but not others. I show that this can be captured straightforwardly by minimally modifying the Kratzerian account: modals are relative to an event—rather than a world—of evaluation, which readily provides a time (the event’s running time) and (an) individual(s) (the event’s participants). I propose that this event relativity of modals can in turn explain the correlation between type of interpretation and syntactic position, without stipulation of an interpretation-specific height for modals.

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Correspondence to Valentine Hacquard.

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Earlier versions of some of the material presented here can be found in Hacquard (2006, 2008). For very useful comments and discussion, many thanks to P. Anand, J. Anderssen, G. Chierchia, K. von Fintel, A. Kratzer, N. Klinedinst, I. Heim, S. Iatridou, P. Pietroski, P. Portner, A. Williams, audiences at UMass Amherst, UMD, and Sinn und Bedeutung 11, as well as two anonymous NALS reviewers.

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Hacquard, V. On the event relativity of modal auxiliaries. Nat Lang Semantics 18, 79–114 (2010). https://doi.org/10.1007/s11050-010-9056-4

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