Log in

The rainbow of emotions: at the crossroads of neurobiology and phenomenology

  • Published:
Continental Philosophy Review Aims and scope Submit manuscript

Abstract

This contribution seeks to explicitly articulate two directions of a continuous phenomenal field: (1) the genesis of intersubjectivity in its bodily basis (both organic and phylogenetic); and (2) the re-investment of the organic basis (both bodily and cellular) as a self-transcendence. We hope to recast the debate about the explanatory gap by suggesting a new way to approach the mind-body and Leib/Körper problems: with a heart-centered model instead of a brain-centered model. By asking how the physiological dynamics of heart and breath can become constitutive of a subjective (qua intersubjective) point of view, we give an account of the specific circular and systemic dynamic that we call “the rainbow of emotions.” This dynamic, we argue, is composed of both structural and experiential components and better evidences the seamless, non-dual articulation between the organic and the experiential.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Subscribe and save

Springer+ Basic
EUR 32.99 /Month
  • Get 10 units per month
  • Download Article/Chapter or Ebook
  • 1 Unit = 1 Article or 1 Chapter
  • Cancel anytime
Subscribe now

Buy Now

Price includes VAT (Canada)

Instant access to the full article PDF.

Fig. 1

Similar content being viewed by others

Notes

  1. This project originally matured during discussions and email exchanges with Francisco Varela, as early as June 1997. We sketched the general structure as it appears in the introduction and then planned to begin by giving a central role to the articulation between Paarung and acoplamiento under the generic term of “coupling.”

  2. In this article, we are suspending two investigations that will be at the core of our project. The first of these is a deeper investigation of the double-faced qualities of the organism, beyond attesting to its phenomenal truth. Is it possible to understand the organism’s temporalization, its specific generativity? The second of these investigations asks whether we can understand the heart as the focal place of emotions, the place where the excess of the body over itself has been traditionally pointed out.

  3. About the image of the fold, cf. Depraz et al. (2003, pp. 41–43).

  4. Cf. Husserl (2001a, b); Depraz (2001a, pp. 169–178), where the four different levels (bodily-passive, imaginative-active, linguistic-interpretative and ethical-emotional) of the Paarung are detailed. Here we only deal with the first level.

  5. “Operational” needs to be taken quite literally, in its practical meaning of what is being put to work. It designates the very praxis of the living being in its openness to its environment. It might in some sense evoke Husserl’s notion of fungierende Intentionalität, and Merleau-Ponty’s interpretation of intentionalité opérante. Varela does not refer to these authors in his development of this point. It seems to me that the phenomenologists use “operation” to designate non-objectifying lived experience, whereas Varela had in mind the radical working or effectuation of the living being.

  6. Maturana and Varela (1998); Varela (1980/1987).

  7. Varela et al. (1991, Chap. 9).

  8. Pankseep (1998); Derryberry and Tucker (1992).

  9. We therefore speak below of a “rainbow of emotions,” because emotions refer to multifarious, differentiated, and strongly constituted “states,” while affect refers to a more basic valence-laden movement towards the object.

  10. Varela and Depraz (2005); Depraz (1994).

  11. Cf. Richir (1993): “[Le] lieu du ‘vivre incarné’ n’est pensable dans l’expérience que s’il y a, en quelque sorte, dans le corps, quelque chose qui excède le corps, qui tend à s’en échapper, et par rapport à quoi le corps paraîtra toujours plus ou moins limité [...]” (7).

  12. Depraz and Mauriac (2006).

  13. Such an understanding of the “heart” as “the body of the body” stresses the amazingly bodily character of the heart as center or hearth of the body. The stylistic emphatic expression aims at deepening the role of the heart within the body as a the fundamental experience of inner feeling. Within the context of Eastern Christian theology the heart is thus described as the “body of the body” precisely because it provides us with such an inner self-transcending intensity.

  14. As a first step, see Depraz (1999).

  15. The German concept “Trieb,” used widely by Freud and invoked by Husserl in his later manuscripts, was first commonly translated in English psychoanalytic literature as “instinct,” but has more recently (and more aptly) been rendered by the term “drive.” The French translation of “Trieb” is “pulsion,” the English cognate of which is being employed here because of the way that it preserves the continuity between Triebintentionalität and the pulsation of the heart. See Depraz (2001c).

  16. Varela shows such a generative continuity of first- and third-person approaches with regard, not to the heart, but to the thymic system and its self-regulative function in the framework of immunology. Cf. Varela (1997).

  17. Böszörményi-Nagy (1987); Michard (1991).

  18. Plato (1997).

  19. Tellenbach (1961, Chap. 2).

  20. Aristotle (1941, Book II, Chap. 1), Aristotle (1978, Chap. 11).

  21. Eckhart (1963); Kant (1998).

  22. Cf. the articles “Cœur” and “Gemüt” in Cassin (2004, Vol. 27, pp. 493–494).

  23. We do not intend to go into the etymology of breath and its link to soul and life (in Latin, in Greek and in Hebrew), which will need an article as such. For a first step, cf. Alter 3 (1995): “L’animal.” As for the link with speech, which is also noted in these traditions, it would require an articulation between the living being and the human being, which we prefer to leave open here.

  24. Varela et al. (1991).

  25. Cf. e.g., Chalmers (1995, 1996) (available at http://consc.net/papers/facing.html).

  26. Given the general anti-naturalism of phenomenological philosophy, the literature here is too extensive to sight, as it would include the majority of the field.

  27. Roy et al. (1999).

  28. Damasio (1994, 1999, 2003).

  29. Cf. e.g., Pickard (2003).

  30. Bruzina (2004).

  31. Hanna and Thompson (2003).

  32. Depraz (1998).

  33. Varela and Depraz (2005).

  34. For a discussion of the French use of this notion and a more detailed analysis of the concept, see Depraz (2001b).

  35. Heidegger (1968); Varela and Depraz (2005).

  36. Varela (1999).

  37. Depraz (2001b, p. 103).

  38. For more details on this matter, cf. Depraz (2003).

  39. Cf. e.g., Lutz et al. (2002, 2004); Varela and Depraz (2004).

  40. Cf. e.g., Le Van Quyen et al. (1999); Varela and Depraz (2004), second part.

  41. For a general and detailed account of these four time-scales of self-previousness, cf. Depraz (2001b, pp. 85–102).

  42. Varela (1983).

  43. Varela (1980/1987).

  44. Varela, et al. (1991, Chaps. 8 and 9).

  45. Varela (1999).

  46. Allow me to mention the ongoing neurodynamical work done in the Laboratoire de Neurosciences Cognitives et Imagerie Cérébrale (Paris) by Michel Le Vanquyen and some of his students on heart rhythms, as well as a common project (both empirical and philosophical) we have with Diego Cosmelli based on the experience of breathing.

  47. Varela did not suggest a detailed understanding of his scheme. While, I could proffer some ideas and hypotheses, I was left with the task of explicating it.

  48. In my view some crucial emotions are still lacking here: (1) “hope,” which the French language would differentiate in “espoir” or “espérance,” and which would well fit in the “Being”/Self-previousness” axis along with “joy” and opposed to “despair”; (2) “happiness” will take place on the same axis near to “serenity”; (3) suffering, pity, compassion may be situated on the “Concerns”/Intersubjectivity axis, between fear and anxiety for the first one, with respect and love for the two others; (4) as for “anxiety,” I would situate it on the “Being”/Self-previousness axis, and not on the “Concerns”/Intersubjectivity one, because it has to do with my ontological state more than with my relationship with others; (5) as for “shame,” we have in French two possible translations of it, either as “honte” or as “pudeur.” “Pudeur” is a positive emotion, which has to do with tact, modesty and a sense of decency. Furthermore, it seems to enter into a certain way of being with others, more than merely being in public, as “honte,” which is a more negative feeling associated with guilt and disgrace; finally I find that “self-esteem” and “pride” are in English basically positive emotions, whereas in French they possess an intrinsic ambivalence: “self-esteem” is at the same time “estime de soi” (+) and “vanité” (−); “pride” is “fierté” (+) and “orgueil” (−). But these are minor complements, additions or modifications to the general scheme.

  49. Roy et al. (1999).

  50. Bruzina (2004).

  51. This is so despite Descartes claim that the brain is connected to the extremities by nerve fibers through which pass “animal spirits,” which he defines as “the most lively and finest parts of the blood, which have been rarified by the heat in the heart, [and which] constantly enter the cavities of the brain” (331), thus creating a link between the heart and the brain. Cf. Descartes (1985[1649]).

  52. It is interesting to note that Descartes (following Plato and Aristotle) gave the emotion of “wonder” (astonishment) a privileged place among the primary emotions, calling it “the first of all the passions.” He claims that it is the most “philosophical” passion precisely because it is not “accompanied by any change in the heart or in the blood, such as occurs in the case of the other passions. The reason for this is that it has as its object not good or evil, but only knowledge of the thing that we wonder at.” As such, he argues, wonder “makes us disposed to acquire scientific knowledge.” He concludes from this that wonder only has relation to the brain because it is the brain “in which are located the organs of the senses used in gaining knowledge.” Through Descartes’ analysis of wonder, the brain is again given a primacy as more generative of philosophical and scientific knowledge than the heart, which is designated as the metaphysical seat of affects.

References

  • Aristotle. 1941. De Partibus Animalium. In The basic works of Aristotle (ed. Richard McKeon, trans: William Ogle). New York: Random House.

  • Aristotle. 1978. Aristotle’s De Motu Animalium (trans: Martha Nussbaum). Princeton, NJ: Princeton University Press.

  • Böszörményi-Nagy, Iván. 1987. Foundations of contextual therapy. New York: Routledge.

    Google Scholar 

  • Bruzina, Ronald. 2004. Phenomenology and cognitive science: Moving beyond the paradigms. Phenomenology and the Cognitive Sciences 20: 43–48.

    Google Scholar 

  • Cassin, Barbara. ed. 2004. Vocabulaire européen des philosophies. Dictionnaire des intraduisibles. Paris: Seuil/Le Robert.

    Google Scholar 

  • Chalmers, David. 1995. Facing up to the problem of consciousness. Journal of Consciousness Studies 2(3): 200–219. Available at http://consc.net/papers/facing.html.

  • Chalmers, David. 1996. The conscious mind: In search of a fundamental theory. New York: Oxford University Press.

    Google Scholar 

  • Damasio, Antonio. 1994. Descartes’ error: Emotion, reason, and the human brain. New York: Harper Collins.

    Google Scholar 

  • Damasio, Antonio. 1999. The feeling of what happens: Body and emotion in the making of consciousness. New York: Harcourt Brace & Co.

    Google Scholar 

  • Damasio, Antonio. 2003. Looking for Spinoza: Joy, sorrow, and the feeling of the brain. New York: Harvest Books.

    Google Scholar 

  • Depraz, Natalie. 1994. Temporalité et affection dans les manuscrits tardifs sur la temporalité (1929–1935) de Husserl. Alter 2: 63–86.

    Article  Google Scholar 

  • Depraz, Natalie. 1998. Can I anticipate myself? Self-affection and temporality. In Self-awareness, temporality and alterity, ed. Dan Zahavi. Dordrecht: Kluwer.

    Google Scholar 

  • Depraz, Natalie. 1999. Délimitation de l’émotion. Approche d’une phénoménologie du coeur. Alter 7: 121–148.

    Google Scholar 

  • Depraz, Natalie. 2001a. The Husserlian theory of intersubjectivity as alterology. Journal of Consciousness Studies 8(5–7): 169–178. Special issue: Between ourselves. ed. Evan Thompson.

    Google Scholar 

  • Depraz, Natalie. 2001b. Lucidité du corps: De l’empirisme transcendantal en phenomenology. Dordrecht: Kluwer.

    Google Scholar 

  • Depraz, Natalie. 2001c. Pulsion, instinct, désir. Que signifie Trieb chez Husserl?—A l’épreuve des perspectives de Freud, Merleau-Ponty, Jonas et Scheler. Alter 9: 113–127.

    Google Scholar 

  • Depraz, Natalie. 2003. Looking forward to being surprised—at the heart of embodiment. Theoria et Historia Scientiarum: International Journal for Interdisciplinary Studies 7: 5–11. Special issue: Embodiment and awareness: Perspectives from phenomenology and cognitive science. ed. Natalie Depraz and Shaun Gallagher.

  • Depraz, Natalie, and Frédéric Mauriac. 2006. Secondes personnes. Pour une anthropologie de la relation. Evolution psychiatrique.

  • Depraz, Natalie, Francisco J. Varela, and Pierre Vermersch. 2003. On becoming aware: A pragmatics of experiencing. Amsterdam: Benjamins Press.

    Google Scholar 

  • Derryberry, Douglas, and Don M. Tucker. 1992. Neural mechanisms of emotion. Journal of Consulting and Clinical Psychology 60: 329–338.

    Article  Google Scholar 

  • Descartes, René. 1985 [1649]. The passions of the soul. In The philosophical writings of descartes, vol. 1, 325–404 (trans: John Cottingham, Robert Stoothoff, and Dugald Murdoch). Cambridge: Cambridge University Press.

  • Eckhart, Meister. 1963. Die deutschen Werke (ed. Josef Quint). Stuttgart: Kohlhammer.

  • Hanna, Robert, and Evan Thompson. 2003. The mind-body-body problem. Theoria et Historia Scientiarum: International Journal for Interdisciplinary Studies 7: 24–44. Special issue: Embodiment and awareness: Perspectives from phenomenology and cognitive science. ed. Natalie Depraz and Shaun Gallagher.

  • Heidegger, Martin. 1968. Being and time (trans: John Macquarrie, and Edward Robinson). New York: Harper & Row.

  • Husserl, Edmund. 2001a. Analyses concerning passive and active synthesis. Lectures on transcendental logic (trans: Anthony J. Steinbock). Dordrecht: Kluwer.

  • Husserl, Edmund. 2001b. Sur l’intersubjectivité (Hua XIII-IV-V) (trans: Natalie Depraz). Paris: P.U.F.

  • Kant, Immanuel. 1998. Critique of pure reason (trans: Paul Guyer and Allen Wood). Cambridge: Cambridge University Press.

  • Le Van Quyen, Michel, Jacques Martinerie, Michel Baulac, and Francisco Varela. 1999. Anticipating epileptic seizures in real time by a non-linear analysis of similarity between EEG recordings. Neuroreport 10: 2149–2155.

    Article  Google Scholar 

  • Lutz, Antione, Jean-Phillipe Lachaux, Jacques Martinerie, and Francisco J. Varela. 2002. Guiding the study of brain dynamics by using first-person data: Synchrony pattern correlate with ongoing conscious states during a simple visual task. Proceedings of the National Academy of Science 99(3): 1586–1591.

  • Lutz, Antione, Lawrence Greischar, Nancy Rawlings, Matthieu Ricard, and Richard Davidson. 2004. Long-term meditators self-induce high-amplitude gamma synchrony during mental practice. Proceedings of the National Academy of Science 101(46): 16369–16373.

    Google Scholar 

  • Maturana, Humberto, and Francisco Varela. 1998. The tree of knowledge: The biological roots of human understanding. Boston: Shambhala.

    Google Scholar 

  • Michard, Pierre. 1991. De l’éthique intime. Groupe Familial 133: 29–34.

    Google Scholar 

  • Pankseep, Jaak. 1998. Affective neuroscience. Oxford: Oxford University Press.

    Google Scholar 

  • Pickard, Hanna. 2003. Emotions and other minds. In Philosophy and the emotions, ed. Anthony Hatzimoysis. Royal Institute of Philosophy Supplement 52. London: Cambridge University Press.

  • Plato. (1997). Phaedrus. In Plato: Complete works (ed. John Cooper, trans: Alexander Nehamas and Paul Woodruff). Indianapolis, IN: Hackett.

  • Richir, Marc. 1993. Le Corps. Paris: Hatier.

    Google Scholar 

  • Roy, Jean-Michel, Jean Petitot, Bernard Pachoud, and Francisco J. Varela. 1999. Beyond the gap: An introduction to naturalizing phenomenology. In Naturalizing phenomenology: Issues in contemporary phenomenology and cognitive science, ed. Jean Petitot, Francisco J. Varela, Bernard Pachoud, and Jean-Michel Roy, 1–80. Stanford, CA: Stanford University Press.

  • Tellenbach, Hubertus. 1961. Melancholie: Problemgeschichte, Endogenität, Pathologie, Pahogenese, Klinik. Heidelberg: Springer Verlag.

    Google Scholar 

  • Varela, Francisco J. 1980/1987. Principles of biological autonomy. New York: Elsevier North Holland.

  • Varela, Francisco J. 1983. L’auto-organisation: de l’apparence au mécanisme. In L’auto-organisation: De la physique au politique, ed. Paul Dumouchel and Jean-Pierre Dupuy, 147–164. Paris: Seuil.

    Google Scholar 

  • Varela, Francisco J. 1997. The body’s self. In Healing emotions, ed. Daniel Goleman. Boston: Shambhala.

    Google Scholar 

  • Varela, Francisco J. 1999. The specious present: A neurophenomenology of time consciousness. In Naturalizing phenomenology: Issues in contemporary phenomenology and cognitive science, ed. Jean Petitot, Francisco J. Varela, Bernard Pachoud, and Jean-Michel Roy, 266–314. Stanford, CA: Stanford University Press.

    Google Scholar 

  • Varela, Francisco J., and Natalie Depraz. 2004. Au cœur du temps: l’antécédance II. Intellektica 36–37: 182–205.

    Google Scholar 

  • Varela, Francisco J., and Natalie Depraz. 2005. At the source of time: Valence and the constitutional dynamics of affect. Journal of Consciousness Studies 12(8–10): 61–81.

    Google Scholar 

  • Varela, Francisco J., Evan Thompson, and Eleanor Rosch. 1991. The embodied mind: Cognitive science and human experience. Cambridge: MIT Press.

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Natalie Depraz.

Rights and permissions

Reprints and permissions

About this article

Cite this article

Depraz, N. The rainbow of emotions: at the crossroads of neurobiology and phenomenology. Cont Philos Rev 41, 237–259 (2008). https://doi.org/10.1007/s11007-008-9080-y

Download citation

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s11007-008-9080-y

Keywords

Navigation