Log in

Theorising Interventions as Events in Systems

  • original paper
  • Published:
American Journal of Community Psychology

Abstract

Conventional thinking about preventive interventions focuses over simplistically on the “package” of activities and/or their educational messages. An alternative is to focus on the dynamic properties of the context into which the intervention is introduced. Schools, communities and worksites can be thought of as complex ecological systems. They can be theorised on three dimensions: (1) their constituent activity settings (e.g., clubs, festivals, assemblies, classrooms); (2) the social networks that connect the people and the settings; and (3) time. An intervention may then be seen as a critical event in the history of a system, leading to the evolution of new structures of interaction and new shared meanings. Interventions impact on evolving networks of person-time-place interaction, changing relationships, displacing existing activities and redistributing and transforming resources. This alternative view has significant implications for how interventions should be evaluated and how they could be made more effective. We explore this idea, drawing on social network analysis and complex systems theory.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Subscribe and save

Springer+ Basic
EUR 32.99 /Month
  • Get 10 units per month
  • Download Article/Chapter or Ebook
  • 1 Unit = 1 Article or 1 Chapter
  • Cancel anytime
Subscribe now

Buy Now

Price includes VAT (Thailand)

Instant access to the full article PDF.

Fig. 1
Fig. 2
Fig. 3
Fig. 4

Similar content being viewed by others

References

  • Anderson, P. (1972). More is different. Science, 177, 393–396.

    Article  PubMed  Google Scholar 

  • Ashenden, R., Silagy, C., & Weller, D. (1997). A systematic review of the effectiveness of promoting lifestyle change in general practice. Family Practice, 14, 160–176.

    Article  PubMed  Google Scholar 

  • Axelrod, R., & Cohen, M. D. (2000). Harnessing complexity: Organisational implications of a scientific frontier. New York: Basic Books.

    Google Scholar 

  • Barker, R. G., & Gump, P. V. (1964). Big school. Small school. Stanford: Stanford University Press.

    Google Scholar 

  • Bartholomew, L. K., Parcel, G. S., & Kok, G. (1998). Intervention map**: A process for develo** theory and evidence based health education programs. Health Education and Behavior, 25, 545–563.

    Article  PubMed  Google Scholar 

  • Bartholomew, L. K., Parcel, G. S., Kok, G., & Gottlieb, N. H. (2006). Planning health promotion programs. An intervention map** approach. San Francisco: Jossey Bass.

    Google Scholar 

  • Behrens, B. A., & Foster-Fishman, P. G. (2007). Develo** operating principles for systems change. American Journal of Community Psychology, 39, 411–414.

    Article  PubMed  Google Scholar 

  • Callon, M. (1986). Some elements of a sociology of translation: Domestication of the scallops and fishermen of St. Brieuc Bay. In J. Law (Ed.), Power, action and belief: A new sociology of knowledge (pp. 196–233). London: Routledge.

    Google Scholar 

  • Campbell, R., Starkey, F., Holliday, J., Audrey, S., Bloor, M., Parry-Langdon, N., et al. (2008). An informal school-based peer-led intervention for smoking prevention in adolescence (ASSIST): A cluster randomised trial. Lancet, 371(9624), 1595–1602.

    Article  PubMed  Google Scholar 

  • Chen, H. T. (1995). Theory driven evaluations. London: Sage.

    Google Scholar 

  • Dawber, T. R., Moore, F. E. J., & Mann, G. V. (1957). Coronary heart disease in the Framingham Study. American Journal of Public Health, 47(2), 4–24.

    Article  PubMed  Google Scholar 

  • Dusenbury, L., Brannigan, R., Hansen, W. B., Walsh, J., & Falco, M. (2005). Quality of implementation: Develo** measures crucial to understanding the diffusion of preventive interventions. Health Education Research, 20, 308–313.

    Article  PubMed  Google Scholar 

  • Eakin, E., Lawler, S., Vandelanotte, C., & Owen, N. (2007). Telephone interventions for physical activity and dietary behavior change: A Systematic Review. American Journal of Preventive Medicine, 32(5), 419–434.

    Article  PubMed  Google Scholar 

  • Earp, J. A. L., Viadro, C. L., Vincus, A. A., Altpeter, M., & Flax, V. (1997). Lay health advisors: A strategy for getting the word out about breast cancer. Health Education and Behavior, 24, 432–451.

    Article  PubMed  Google Scholar 

  • Eldridge, S., Spencer, A., Cryer, C., Parsons, S., Underwood, M., & Feder, G. (2005). Why modeling a complex intervention is an important precursor to trial design: Lessons from an intervention to reduce falls related injuries in older people. Journal of Health Services Research and Policy, 10, 133–142.

    Article  PubMed  Google Scholar 

  • Flora, J. A., Lefebvre, R. C., Murray, D. M., Stine, E. J., Assaf, A., Mittlemark, M. B., et al. (1993). A community education monitoring system: Methods from the Stanford Five-City Project, the Minnesota Heart Health Program and the Pawtucket Heart Health Program. Health Education Research, 8, 81–95.

    Article  PubMed  Google Scholar 

  • Fortmann, S. P., Flora, J. A., Winkleby, M. A., Schooler, C., Taylor, C. B., & Farquhar, J. W. (1995). Community intervention trials: Reflections on the Stanford Five-City project experience. American Journal of Epidemiology, 142, 576–586.

    PubMed  Google Scholar 

  • Foster-Fishman, P. G., & Behrens, T. R. (2007). Systems change reborn: Rethinking our theories, methods, and efforts in human services reform and community-based change. American Journal of Community Psychology, 39, 191–196.

    Article  PubMed  Google Scholar 

  • Foster-Fishman, P. G., Nowell, B., & Yang, E. (2007). Putting the system back into systems change. A framework for understading and changing organisational and community systems. American Journal of Community Psychology, 39, 197–215.

    Article  PubMed  Google Scholar 

  • Freeman, L. C. (1979). Centrality in social networks I: Conceptual clarification. Social Networks, 1, 215–239.

    Article  Google Scholar 

  • Giddens, A. (1984). The constitution of society: Outline of the theory of structuration. Cambridge: Polity Press.

    Google Scholar 

  • Goodman, R. M., & Steckler, A. B. (1987). A model of institutionalisation of health promotion programs. Family and Community Health, 11, 63–78.

    Google Scholar 

  • Green, L. W., & Kreuter, M. W. (1999). Health promotion planning: An educational and ecological approach (3rd ed.). Mountain view, California: Mayfield.

    Google Scholar 

  • Hardeman, W., Sutton, S., Griffin, S., Johnston, M., White, A., Wareham, N. J., et al. (2005). A causal modeling approach to the development of theory based behaviour change programmes for trial evaluation. Health Education Research, 20, 676–687.

    Article  PubMed  Google Scholar 

  • Hawe, P., Bond, L., & Butler, H. (2009). Knowledge-For-Action Theories can inform evaluation practice. What can a complexity lens add? New Directions in Evaluation (in press).

  • Hawe, P., & Ghali, L. (2008). Use of social network analysis to map the social relationships of staff and teachers at school. Health Education Research, 23(1), 62–69.

    Article  PubMed  Google Scholar 

  • Hawe, P., & Riley, T. (2005). Ecological theory in practice: Illustrations from a community-based intervention to promote the health of recent mothers. Prevention Science, 6(3), 227–236.

    Article  PubMed  Google Scholar 

  • Hawe, P., Shiell, A., Riley, T., & Gold, L. (2004a). Methods for exploring implementation variation and local context within a cluster randomised trial. Journal of Epidemiology and Community Health, 58, 788–793.

    Article  PubMed  Google Scholar 

  • Hawe, P., Shiell, A., & Riley, T. (2004b). Complex interventions: How far ‘out of control’ should a randomised controlled trial be? British Medical Journal, 328, 1561–1563.

    Article  PubMed  Google Scholar 

  • Higginbotham, N., Heading, G., Pont, J., Plotnikoff, R., Dobson, A. J., Smith, E., et al. (1993). Community worry about heart disease: A needs survey in the Coalfields and Newcastle areas of the Hunter region. Australian and New Zealand Journal of Public Health, 17, 314–321.

    Google Scholar 

  • Hill, S. E., Blakely, T. A., Fawcett, J. M., & Howden-Chaman, P. (2005). Could mainstream anti-smoking programs increase inequalities in tobacco use? New Zealand data from 1981–96. Australian and New Zealand Journal of Public Health, 29(3), 279–284.

    Article  PubMed  Google Scholar 

  • Hirsch, G. G., Levine, R., & Miller, R. L. (2007). Using system dynamics modelling to understand the impact of social change initiatives. American Journal of Community Psychology, 39, 239–253.

    Article  PubMed  Google Scholar 

  • Israel, B. A. (1985). Social networks and social support: Implications for natural helper and community level interventions. Health Education Quarterly, 12, 65–80.

    PubMed  Google Scholar 

  • Israel, B. A., Schulz, A. J., Parker, E., & Becker, A. B. (1998). Review of community based research: Assessing partnership approaches to improve public health. Annual Review of Public Health, 19, 173–202.

    Article  PubMed  Google Scholar 

  • Janzen, R., Nelson, G., Hausfather, N., & Ochoka, J. (2007). Capturing system level activities and impacts of mental health consumer-run organizations. American Journal of Community Psychology, 39, 287–299.

    Article  PubMed  Google Scholar 

  • Kiene, S. M., & Barta, W. D. (2006). A brief individualised, computer delivered sexual risk reduction intervention increases HIV/AIDS preventive behaviour. Journal of Adolescent Health, 39(3), 404–410.

    Article  PubMed  Google Scholar 

  • Koehler, G. (2003). Time, complex systems and public policy: A theoretical foundation for adaptive policy making. Nonlinear Dynamics Psychology and Life Sciences, 7, 99–114.

    Article  Google Scholar 

  • Kreger, M., Brandis, C. D., Manuel, D. M., & Sassoubre, L. (2007). Lessons learnt in systems change initiatives: Benchmarks and indicators. American Journal of Community Psychology, 39, 301–320.

    Article  PubMed  Google Scholar 

  • Latkin, C. A., & Knowlton, A. R. (2005). Microstructural approaches to HIV prevention: A social ecological perspective. AIDS Care, 17, S102–S113.

    Article  PubMed  Google Scholar 

  • Latour, B. (2005). Reassembling the social an introduction to actor network theory. Oxford University Press: Oxford.

    Google Scholar 

  • Leventhal, H., Safer, M. A., Cleary, P. D., & Gutmann, M. (1980). Cardiovascular risk reduction for lifestyle change: Comments on the Stanford study. Journal of Consulting and Clinical Psychology, 48, 150–158.

    Article  PubMed  Google Scholar 

  • Mackenzie, M., & Blamey, A. (2005). The practice and the theory. Lessons from the application of theories of change approach. Evaluation, 11(2), 151–168.

    Article  Google Scholar 

  • Medical Research Council. (2008). Develo** and evaluating complex interventions: New guidance. London: Medical Research Council.

    Google Scholar 

  • Meyer, A. J., Maccoby, N., & Farquhar, J. W. (1980). Reply to Kasl and Leventhal et al. Journal of Consulting and Clinical Psychology, 48, 159–163.

    Article  PubMed  Google Scholar 

  • Minkler, M., & Wallerstein, N. (2003). Community based participatory research for health. San Francisco CA: Jossey Bass.

    Google Scholar 

  • Monge, P. R., & Contractor, N. S. (2003). Theories of communication networks. New York: Oxford University Press.

    Google Scholar 

  • Monge, P. R., & Eisenberg, E. M. (1987). Emergent communication networks. In F. M. Jablin, L. L. Punman, K. H. Roberts, & L. W. Porter (Eds.), Sha** organisational form: Communication, connection, community (pp. 71–100). Thousand Oaks, CA: Sage.

    Google Scholar 

  • O’Donnell, C. R., Tharpe, R. G., & Wilson, K. (1993). Activity settings as the unit of analysis: A theoretical basis for intervention and development. American Journal of Community Psychology, 21, 501–520.

    Article  Google Scholar 

  • Orlikowski, W. J., & Robey, D. (1991). Information technology and the structuring of organisations. Information Systems Research, 2(2), 143–169.

    Article  Google Scholar 

  • Parsons, B. A. (2007). The state of methods and tools for social systems change. American Journal of Community Psychology, 39, 405–409.

    Article  PubMed  Google Scholar 

  • Pearson, T. A., Lewis, C., Wall, S., Jenkins, P. L., Nafziger, A., & Weinehall, L. (2001a). Dissecting the “black box” of community intervention: Background and rationale. Scandinavian Journal of Public Health, 29(56_suppl), 5–12.

    Google Scholar 

  • Pearson, T. A., Wall, S., Lewis, C., Jenkins, P. L., Nafziger, A., & Weinehall, L. (2001b). Dissecting the “black box” of community intervention: Lessons from community-wide cardiovascular disease prevention programs in the US and Sweden. Scandinavian Journal of Public Health, 29(56_suppl), 69–78.

    Google Scholar 

  • Rappaport, J., Swift, C., & Hess, R. (Eds.). (1984). Studies in empowerment. Steps toward understanding and action. Haworth: New York.

    Google Scholar 

  • Rickles, D., Hawe, P., & Shiell, A. (2007). A simple guide to chaos and complexity. Journal of Epidemiology and Community Health, 61, 933–937.

    Article  PubMed  Google Scholar 

  • Riley, B. L., MacDonald, J., Mansi, O., Kothari, A., Kurtz, D., von Tettenborn, L. I., et al. (2008). Is reporting on interventions a weak link in understanding how and why they work? A preliminary exploration using community heart health exemplars. Implementation Science, 3, 27.

    Google Scholar 

  • Sarason, S. B. (1972). The creation of settings and future societies. San Francisco: Jossey Bass.

    Google Scholar 

  • Schensul, J. J. (2005). Sustainability in HIV prevention research. In E. J. Trickett & W. Pequegnat (Eds.), Community interventions and AIDS. Oxford: Oxford University Press.

    Google Scholar 

  • Schoggen, P. (1989). Behavior settings: A revision and extension of Roger C. Barker’s ecological psychology. Stanford: Stanford University Press.

    Google Scholar 

  • Shiell, A., Hawe, P., & Gold, L. (2008). Complex interventions or complex systems? Implications for health economic evaluation. British Medical Journal, 336, 1281–1283.

    Article  PubMed  Google Scholar 

  • Singer, H. H., & Kegler, M. C. (2004). Assessing interorganisation networks as a dimension of community capacity: Illustrations from a community level intervention to prevent lead poisoning. Health Education and Behavior, 31(6), 808–821.

    Article  PubMed  Google Scholar 

  • Stokols, D. (1996). Translating social ecological theory into guidelines for community health action. American Journal of Health Promotion, 10, 282–298.

    PubMed  Google Scholar 

  • Susser, M. (1995). The tribulations of trials. American Journal of Public Health, 85(2), 156–158.

    Article  PubMed  Google Scholar 

  • Thompson, B., Coronado, G., Snipes, S. A., & Puschel, K. (2003). Methodological advances and ongoing challenges in the design of community based health promotion programs. Annual Review of Public Health, 24, 315–340.

    Article  PubMed  Google Scholar 

  • Trickett, E. J., & Birman, D. (1989). Taking ecology seriously: A community development approach to individually-based preventive interventions in schools. In L. A. Bond & B. E. Compa (Eds.), Primary prevention and promotion in schools (vol XII) (pp. 361–389). Newbury Park, CA: Sage.

    Google Scholar 

  • Trickett, E. J., Kelly, J. G., & Todd, D. M. (1972). The social environment of the high school: Guidelines for individual change and organizational redevelopment. In S. G. Golann & C. Eisdorfer (Eds.), Handbook of community mental health (pp. 331–406). New York: Appleton Century Crofts.

    Google Scholar 

  • Trickett, E. J., Kelly, J. G., & Vincent, T. A. (1985). The spirit of ecological enquiry in community research. In E. C. Susskind & D. C. Klein (Eds.), Community research. methods, paradigms and applications (pp. 283–333). New York: Preager.

    Google Scholar 

  • Truett, J., Cornfield, J., & Kannel, W. B. (1967). A multivariate analysis of the risk of coronary heart disease in Framingham. Journal of Chronic Disease, 20, 511–524.

    Article  Google Scholar 

  • Tseng, V., & Seidman, E. (2007). A systems framework for understanding social settings. American Journal of Community Psychology, 39, 217–228.

    Article  PubMed  Google Scholar 

  • Tudor-Smith, C., Nutbeam, D., Moore, L., & Catford, J. (1998). Effect of the Heartbeat Wales programme over five years in behavioural risks for cardiovascular disease: Quasi experimental comparisons of Wales and a matched reference area. British Medical Journal, 316, 818–822.

    PubMed  Google Scholar 

  • Valente, T. W., Chou, C. P., & Pentz, M. A. (2007). Community coalitions as a system: Effects of network change on adoption of evidence-based substance abuse prevention. American Journal of Public Health, 97(5), 880–886.

    Article  PubMed  Google Scholar 

  • Wasserman, S., & Faust, K. (1994). Social network analysis: Methods and applications. New York: Cambridge University Press.

    Google Scholar 

  • Watts, D. (2003). Six degrees: The science of a connected age. New York: W.W. Norton and Co.

    Google Scholar 

  • Wellman, B. (1982). Network analysis: Some basic principles. In P. V. Marsden & N. Lin (Eds.), Social structure and network analysis. Beverly Hills: Sage.

    Google Scholar 

  • World Health Organisation Europe. (1999). Health promotion evaluation: recommendations for policy makers. Copenhagen: WHO Working Group on Health Promotion Evaluation.

    Google Scholar 

  • Yin, R. K. (1979). Changing urban bureaucracies: How new practices become routinised. Lexington, MA: DC Heath.

    Google Scholar 

  • Zaza, S., Briss, P. A., & Harris, K. W. (2005). The guide to community preventive services. What works to promote health?. New York: Oxford University Press.

    Google Scholar 

Download references

Acknowledgments

This paper has benefited from discussions with colleagues in the International Collaboration on Complex Interventions funded by the Canadian Institutes of Health Research (CIHR). Penelope Hawe is the Markin Chair in Health and Society. Alan Shiell holds a CIHR Chair in the Economics of Population Health. Both are also Health Scientists funded by the Alberta Heritage Foundation for Medical Research. We are grateful to Ed Trickett and Jay Schensul for comments and critique that improved our thinking. We thank Trisha Greenhalgh for pointing us to the Orlikowski references.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Penelope Hawe.

Rights and permissions

Reprints and permissions

About this article

Cite this article

Hawe, P., Shiell, A. & Riley, T. Theorising Interventions as Events in Systems. Am J Community Psychol 43, 267–276 (2009). https://doi.org/10.1007/s10464-009-9229-9

Download citation

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s10464-009-9229-9

Keywords

Navigation