Log in

Pharyngeal Residue Severity Rating Scales Based on Fiberoptic Endoscopic Evaluation of Swallowing: A Systematic Review

  • Original Article
  • Published:
Dysphagia Aims and scope Submit manuscript

Abstract

Identification of pharyngeal residue severity located in the valleculae and pyriform sinuses has always been a primary goal during fiberoptic endoscopic evaluation of swallowing (FEES). Pharyngeal residue is a clinical sign of potential prandial aspiration making an accurate description of its severity an important but difficult challenge. A reliable, validated, and generalizable pharyngeal residue severity rating scale for FEES would be beneficial. A systematic review of the published English language literature since 1995 was conducted to determine the quality of existing pharyngeal residue severity rating scales based on FEES. Databases were searched using controlled vocabulary words and synonymous free text words for topics of interest (deglutition disorders, pharyngeal residue, endoscopy, videofluoroscopy, fiberoptic technology, aspiration, etc.) and outcomes of interest (scores, scales, grades, tests, FEES, etc.). Search strategies were adjusted for syntax appropriate for each database/platform. Data sources included MEDLINE (OvidSP 1946April Week 3 2015), Embase (OvidSP 19742015 April 20), Scopus (Elsevier), and the unindexed material in PubMed (NLM/NIH) were searched for relevant articles. Supplementary efforts to identify studies included checking reference lists of articles retrieved. Scales were compared using qualitative properties (sample size, severity definitions, number of raters, and raters’ experience and training) and psychometric analyses (randomization, intra- and inter-rater reliability, and construct validity). Seven articles describing pharyngeal residue severity rating scales met inclusion criteria. Six of seven scales had insufficient data to support their use as evidenced by methodological weaknesses with both qualitative properties and psychometric analyses. There is a need for qualitative and psychometrically reliable, validated, and generalizable pharyngeal residue severity rating scales that are anatomically specific, image-based, and easily learned by both novice and experienced clinicians. Only the Yale Pharyngeal Residue Severity Rating Scale, an anatomically defined and image-based tool, met all qualitative and psychometric criteria necessary for a valid, reliable, and generalizable vallecula and pyriform sinus severity rating scale based on FEES.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Subscribe and save

Springer+ Basic
EUR 32.99 /Month
  • Get 10 units per month
  • Download Article/Chapter or Ebook
  • 1 Unit = 1 Article or 1 Chapter
  • Cancel anytime
Subscribe now

Buy Now

Price includes VAT (Germany)

Instant access to the full article PDF.

Fig. 1

Similar content being viewed by others

References

  1. Langmore SE, Schatz K, Olsen N. Fiberoptic endoscopic examination of swallowing safety: a new procedure. Dysphagia. 1988;2:216–9.

    Article  CAS  PubMed  Google Scholar 

  2. Langmore S, Schatz K, Olson N. Endoscopic and videofluoroscopic evaluations of swallowing and aspiration. Ann Otol Rhinol Laryngol. 1991;100:678–81.

    Article  CAS  PubMed  Google Scholar 

  3. Hiss SG, Postma GN. Fiberoptic endoscopic evaluation of swallowing. Laryngoscope. 2003;113:1386–93.

    Article  PubMed  Google Scholar 

  4. Leder SB, Murray JT. Fiberoptic endoscopic evaluation of swallowing. Phys Med Rehabil Clin N Am. 2008;19:787–801.

    Article  PubMed  Google Scholar 

  5. Leder SB, Brady SL. Fiberoptic endoscopic evaluation of swallowing. In: Suiter DM, Gosa MM, editors. Dysphagia: diagnosis and treatment in children and adults (in press).

  6. Wu CH, Hsiao TY, Chen JC, Chang YC, Lee SY. Evaluation of swallowing safety with fiberoptic endoscope: comparison with videofluoroscopic technique. Laryngoscope. 1997;107:396–401.

    Article  CAS  PubMed  Google Scholar 

  7. Leder SB, Sasaki CT, Burrell MI. Fiberoptic endoscopic evaluation of dysphagia to identify silent aspiration. Dysphagia. 1998;13:19–21.

    Article  CAS  PubMed  Google Scholar 

  8. Leder SB, Karas DE. Fiberoptic endoscopic evaluation of swallowing in the pediatric population. Laryngoscope. 2000;110:1132–6.

    Article  CAS  PubMed  Google Scholar 

  9. Kelly AM, Leslie P, Beale T, Payten C, Drinnan MJ. Fibreoptic endoscopic evaluation of swallowing and videofluoroscopy: does examination type influence perception of pharyngeal residue severity? Clin Otolaryngol. 2006;31:425–32.

    Article  CAS  PubMed  Google Scholar 

  10. Kelly AM, Drinnan MJ, Leslie P. Assessing penetration and aspiration: how do videofluoroscopy and fiberoptic endoscopic evaluation of swallowing compare? Laryngoscope. 2007;117:1723–7.

    Article  PubMed  Google Scholar 

  11. Murray J, Langmore SE, Ginsberg S, Dostie A. The significance of accumulated oropharyngeal secretions and swallowing frequency in predicting aspiration. Dysphagia. 1996;11:99–103.

    Article  CAS  PubMed  Google Scholar 

  12. Pearson WG Jr, Molfenter SM, Smith ZM, Steele CM. Image-based measurement of post-swallow residue: the normalized residue ratio scale. Dysphagia. 2013;28:167–77.

    Article  PubMed  PubMed Central  Google Scholar 

  13. Bastian RW. Videoendoscopic evaluation of patients with dysphagia: an adjunct to the modified barium swallow. Otolaryngol Head Neck Surg. 1991;104:339–50.

    Article  CAS  PubMed  Google Scholar 

  14. Barquist E, Brown M, Cohn S, Lundy D, Jackowski J. Postextubation fiberoptic endoscopic evaluation of swallowing after prolonged endotracheal intubation: a randomized, prospective trial. Crit Care Med. 2001;29:1710–3.

    Article  CAS  PubMed  Google Scholar 

  15. Blumin JH, Pcolinsky DE, Atkins JP. Laryngeal findings in advanced Parkinson’s disease. Ann Otol Rhinol Laryngol. 2004;113:253–8.

    Article  PubMed  Google Scholar 

  16. Brady S, Donzelli J. The modified barium swallow and the functional endoscopic evaluation of swallowing. Otolaryngol Clin North Am. 2013;46:1009–22.

    Article  PubMed  Google Scholar 

  17. Clayton NA, Carnaby GD, Peters MJ, Ing AJ. Impaired laryngopharyngeal sensitivity in patients with COPD: the association with swallow function. Int J Speech Lang Pathol. 2014;16:615–23.

    Article  PubMed  Google Scholar 

  18. da Silva AP, Lubianca Neto JF, Santoro PP. Comparison between videofluoroscopy and endoscopic evaluation of swallowing for the diagnosis of dysphagia in children. Otolaryngol Head Neck Surg. 2010;143:204–9.

  19. De Alencar Nunes MC, Jurkiewicz AL, Santos RS, Furkim AM, Massi G, Pinto GSA, Lange MC. Correlation between brain injury and dysphagia in adult patients with stroke. Int Arch Otorhinolaryngol 2012;16:313–21.

  20. De Sordi M, Mourão LF, Da Silva AA, Flosi LC. Interdisciplinary evaluation of dysphagia: clinical swallowing evaluation and videoendoscopy of swallowing. Braz J Otorhinolaryngol. 2009;75:776–87.

    PubMed  Google Scholar 

  21. Duval M, Black MA, Gesser R, Krug M, Ayotte D. Multidisciplinary evaluation and management of dysphagia: the role for otolaryngologists. J Otolaryngol Head Neck Surg. 2009;38:227–32.

    PubMed  Google Scholar 

  22. Dworkin JP, Hill SL, Stachler RJ, Meleca RJ, Kewson D. Swallowing function outcomes following nonsurgical therapy for advanced-stage laryngeal carcinoma. Dysphagia. 2006;21:66–74.

    Article  PubMed  Google Scholar 

  23. Jensen K, Lambertsen K, Grau C. Late swallowing dysfunction and dysphagia after radiotherapy for pharynx cancer: frequency, intensity and correlation with dose and volume parameters. Radiother Oncol. 2007;85:74–82.

    Article  PubMed  Google Scholar 

  24. Kaye GM, Zorowitz RD, Baredes S. Role of flexible laryngoscopy in evaluating aspiration. Ann Otol Rhinol Laryngol. 1997;106:705–9.

    Article  CAS  PubMed  Google Scholar 

  25. Kondo E, **nouchi O, Ohnishi H, Kawata I, Nakano S, Goda M, Kitamura Y, Abe K, Hoshikawa H, Okamoto H, Takeda N. Effects of aural stimulation with capsaicin ointment on swallowing function in elderly patients with non-obstructive dysphagia. Clin Interv Aging. 2014;9:1661–7.

    CAS  PubMed  PubMed Central  Google Scholar 

  26. Leder SB. Serial fiberoptic endoscopic swallowing evaluations in the management of patients with dysphagia. Arch Phys Med Rehabil. 1998;79:1264–9.

    Article  CAS  PubMed  Google Scholar 

  27. Leder SB, Acton LM, Lisitano HL, Murray JT. Fiberoptic endoscopic evaluation of swallowing (FEES) with and without blue-dyed food. Dysphagia. 2005;20:157–62.

    Article  PubMed  Google Scholar 

  28. Leder SB, Bayar S, Sasaki CT, Salem RR. Fiberoptic endoscopic evaluation of swallowing in assessing aspiration after transhiatal esophagectomy. J Am Coll Surg. 2007;205:581–5.

    Article  PubMed  Google Scholar 

  29. Leder SB, Novella S, Patwa H. Use of fiberoptic endoscopic evaluation of swallowing (FEES) in patients with amyotrophic lateral sclerosis. Dysphagia. 2004;19:177–81.

    Article  PubMed  Google Scholar 

  30. Leder SB, Ross DA. Incidence of vocal fold immobility in patients with dysphagia. Dysphagia. 2005;20:163–7.

    Article  PubMed  Google Scholar 

  31. Leder SB, Suiter DM, Duffey D, Judson BL. Vocal fold immobility and aspiration status: a direct replication study. Dysphagia. 2012;27:265–70.

    Article  PubMed  Google Scholar 

  32. Link DT, Willging JP, Miller CK, Cotton RT, Rudolph CD. Pediatric laryngopharyngeal sensory testing during flexible endoscopic evaluation of swallowing: feasible and correlative. Ann Otol Rhinol Laryngol. 2000;109:899–905.

    Article  CAS  PubMed  Google Scholar 

  33. Momosaki R, Abo M, Kobayashi K. Swallowing analysis for semisolid food texture in poststroke dysphagic patients. J Stroke Cerebrovasc Dis. 2013;22:267–70.

    Article  PubMed  Google Scholar 

  34. Patterson M, Brain R, Chin R, Veivers D, Back M, Wignall A, Eade T. Functional swallowing outcomes in nasopharyngeal cancer treated with IMRT at 6 to 42 months post-radiotherapy. Dysphagia. 2014;29:663–70.

    Article  PubMed  Google Scholar 

  35. Sakamoto T, Horiuchi A, Nakayama Y. Transnasal endoscopic evaluation of swallowing: a bedside technique to evaluate ability to swallow pureed diets in elderly patients with dysphagia. Can J Gastroenterol. 2013;27:459–62.

    Article  PubMed  PubMed Central  Google Scholar 

  36. Seidl RO, Nusser-Muller-Busch R, Westhofen M, Ernst A. Oropharyngeal findings of endoscopic examination in swallowing disorders of neurological origin. Eur Arch Otorhinolaryngol. 2008;265:963–70.

    Article  PubMed  Google Scholar 

  37. Simons JA, Fietzek UM, Waldmann A, Warnecke T, Schuster T, Ceballos-Baumann AO. Development and validation of a new screening questionnaire for dysphagia in early stages of Parkinson’s disease. Parkinsonism Relat Disord. 2014;20:992–8.

    Article  PubMed  Google Scholar 

  38. Sulica L, Hembree A, Blitzer A. Swallowing and sensation: evaluation of deglutition in the anesthetized larynx. Ann Otol Rhinol Laryngol. 2002;111:291–4.

    Article  PubMed  Google Scholar 

  39. Ulualp S, Brown A, Sanghavi R, Rivera-Sanchez Y. Assessment of laryngopharyngeal sensation in children with dysphagia. Laryngoscope. 2013;123:2291–5.

    Article  PubMed  Google Scholar 

  40. Valbuza JS, de Oliveira MM, Zancanella E, Conti CF, Prado LB, Carvalho LB, do Prado GF. Swallowing dysfunction related to obstructive sleep apnea: a nasal fibroscopy pilot study. Sleep Breath. 2011;15:209–13.

  41. Warnecke T, Oelenberg S, Teismann I, Suntrup S, Hamacher C, Young P, Ringelstein EB, Dziewas R. Dysphagia in X-linked bulbospinal muscular atrophy (Kennedy disease). Neuromuscul Disord. 2009;19:704–8.

    Article  PubMed  Google Scholar 

  42. Warnecke T, Teismann I, Zimmermann J, Oelenberg S, Ringelstein EB, Dziewas R. Fiberoptic endoscopic evaluation of swallowing with simultaneous tensilon application in diagnosis and therapy of myasthenia gravis. J Neurol. 2008;255:224–30.

    Article  PubMed  Google Scholar 

  43. Wu CH, Hsiao TY, Ko JY, Hsu MM. Dysphagia after radiotherapy: endoscopic examination of swallowing in patients with nasopharyngeal carcinoma. Ann Otol Rhinol Laryngol. 2000;109:320–5.

    Article  CAS  PubMed  Google Scholar 

  44. Neubauer PD, Rademaker AW, Leder SB. The Yale pharyngeal residue severity rating scale: An anatomically defined and image-based tool. Dysphagia. 2015;30:521–8.

    Article  PubMed  Google Scholar 

  45. Logemann JA, Rademaker AW, Pauloski BR, Ohmae Y, Kahrilas PJ. Normal swallowing physiology as viewed by videofluoroscopy and videoendoscopy. Folia Phoniatr Logop. 1998;50:311–9.

    Article  CAS  PubMed  Google Scholar 

  46. Donzelli J, Brady S, Wesling M, Craney M. Predictive value of accumulated oropharyngeal secretions for aspiration during video nasal endoscopic evaluation of the swallow. Ann Otol Rhinol Laryngol. 2003;112:469–75.

    Article  PubMed  Google Scholar 

  47. Farneti D. Pooling score: an endoscopic model for evaluating severity of dysphagia. Acta Otorhinolaryngol Ital. 2008;28:135–40.

    CAS  PubMed  PubMed Central  Google Scholar 

  48. Tohara H, Nakane A, Murata S, Mikushi S, Ouchi Y, Wakasugi Y, Takashima M, Chiba Y, Uematsu H. Inter- and intra-rater reliability in fibroptic endoscopic evaluation of swallowing. J Oral Rehabil. 2010;37:884–91.

    Article  CAS  PubMed  Google Scholar 

  49. Park WY, Lee TH, Ham NS, Park JW, Lee YG, Cho SJ, Lee JS, Hong SJ, Jeon SR, Kim HG, Cho JY, Kim JO, Cho JH, Lee JS. Adding endoscopist-directed flexible endoscopic evaluation of swallowing to the videofluoroscopic swallowing study increased the detection rates of penetration, aspiration, and pharyngeal residue. Gut Liver. 2014;9:623–8.

    PubMed Central  Google Scholar 

Download references

Conflict of interest

None of the authors have any conflicts of interest.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Steven B. Leder.

Appendix

Appendix

See Table 4.

Table 4 Ovid Medline search strategies

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Neubauer, P.D., Hersey, D.P. & Leder, S.B. Pharyngeal Residue Severity Rating Scales Based on Fiberoptic Endoscopic Evaluation of Swallowing: A Systematic Review. Dysphagia 31, 352–359 (2016). https://doi.org/10.1007/s00455-015-9682-6

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s00455-015-9682-6

Keywords

Navigation