Abstract
The pathophysiology of obstructive sleep apnea (OSA) often involves multilevel obstruction of the upper airway. Carefully selected OSA patients can benefit from surgery that is geared to address the primary site of obstruction. Introduction of dynamic magnetic resonance imaging (MRI) and drug-induced sleep endoscopy (DISE) has given further insight regarding the nature of the airway collapse during sleep. Upper airway evaluation allows for individualized surgical approach to sleep apnea treatment. Various surgical procedures to address specific airway levels have been introduced. These procedures can be offered as a single-level or a multilevel surgical approach to optimize treatment outcomes. Success rate of surgery improves when more than one site of obstruction is addressed.
Access this chapter
Tax calculation will be finalised at checkout
Purchases are for personal use only
Similar content being viewed by others
Abbreviations
- AHI:
-
Apnea-hypopnea index
- BMI:
-
Body mass index
- BOT:
-
Base of the tongue
- CCC:
-
Complete concentric collapse
- DISE:
-
Drug-induced sleep endoscopy
- ESS:
-
Epworth sleepiness scale
- HNS:
-
Hypoglossal nerve stimulator
- MMA:
-
Maxillomandibular advancement
- OSA:
-
Obstructive sleep apnea
- PAP:
-
Positive airway pressure
- STAR:
-
Stimulation therapy for apnea reduction
- TORS:
-
Transoral robotic surgical
- UPPP:
-
Uvulopalatopharyngoplasty
- VPI:
-
Velopharyngeal insufficiency
References
Sawyer AM, Gooneratne NS, Marcus CL, Ofer D, Richards KC, Weaver TE. A systematic review of CPAP adherence across age groups: clinical and empiric insights for develo** CPAP adherence interventions. Sleep Med Rev. 2011;15(6):343–56. https://doi.org/10.1016/j.smrv.2011.01.003. Epub 2011 Jun 8
Vroegop AV, Vanderveken OM, Boudewyns AN, et al. Drug-induced sleep endoscopy in sleep-disordered breathing: report on 1,249 cases. Laryngoscope. 2014;124(3):797–802. https://doi.org/10.1002/lary.24479. Epub 2013 Dec 11
MacKay S, Carney AS, Catcheside PG, et al. Effect of multilevel upper airway surgery vs medical management on the apnea-hypopnea index and patient-reported daytime sleepiness among patients with moderate or severe obstructive sleep apnea: the SAMS randomized clinical trial. JAMA. 2020;324(12):1168–79. https://doi.org/10.1001/jama.2020.14265.
Williams R, Patel V, Chen YF, Tangbumrungtham N, Thamboo A, Most SP, Nayak JV, Liu SYC. The upper airway nasal complex: structural contribution to persistent nasal obstruction. Otolaryngol Head Neck Surg. 2019;161(1):171–7. https://doi.org/10.1177/0194599819838262. Epub 2019 Mar 26
Sugiura T, Noda A, Nakata S, et al. Influence of nasal resistance on initial acceptance of continuous positive airway pressure in treatment for obstructive sleep apnea syndrome. Respiration. 2007;74(1):56–60. https://doi.org/10.1159/000089836. Epub 2005 Nov 18
Camacho M, Riaz M, Capasso R, et al. The effect of nasal surgery on continuous positive airway pressure device use and therapeutic treatment pressures: a systematic review and meta-analysis. Sleep. 2015;38(2):279–86. https://doi.org/10.5665/sleep.4414.
Vinha PP, Faria AC, Christino M, de Mello-Filho FV. Effects of transverse maxillomandibular distraction osteogenesis on obstructive sleep apnea syndrome and on the pharynx. Sleep Breath. 2020;24(3):875–84. https://doi.org/10.1007/s11325-019-01916-1. Epub 2019 Aug 15
Cistulli PA, Palmisano RG, Poole MD. Treatment of obstructive sleep apnea syndrome by rapid maxillary expansion. Sleep. 1998;21(8):831–5. https://doi.org/10.1093/sleep/21.8.831.
Fujita S, Conway WA, Zurich F, et al. Surgical correction of anatomic abnormalities in obstructive sleep apnea syndrome: uvulopharyngoplasty. Otolaryngol Head Neck Surg. 1981;89:923–34. https://doi.org/10.1177/019459988108900609.
Friedman M, Tanyeri H, La Rosa M, et al. Clinical predictors of obstructive sleep apnea. Laryngoscope. 1999;109:1901–7. https://doi.org/10.1097/00005537-199912000-00002.
Li HY, Wang PC, Lee LA, Chen NH, Fang TJ. Prediction of uvulopalatopharyngoplasty outcome: anatomy-based staging system versus severity-based staging system. Sleep. 2006;29(12):1537–41. https://doi.org/10.1093/sleep/29.12.1537.
Pang KP, Woodson BT. Expansion sphincter pharyngoplasty: a new technique for the treatment of obstructive sleep apnea. Otolaryngol Head Neck Surg. 2007;137(1):110–4. https://doi.org/10.1016/j.otohns.2007.03.014.
Pang KP, Plaza G, Baptista JPM, O'Connor Reina C, Chan YH, Pang KA, Pang EB, Wang CMZ. Rotenberg B palate surgery for obstructive sleep apnea: a 17-year meta-analysis. Eur Arch Otorhinolaryngol. 2018;275(7):1697–707. https://doi.org/10.1007/s00405-018-5015-3. Epub 2018 May 25
Cahali MB, Formigoni GG, Gebrim EM, Miziara ID. Lateral pharyngoplasty versus uvulopalatopharyngoplasty: a clinical, polysomnographic and computed tomography measurement comparison. Sleep. 2004;27(5):942–50. https://doi.org/10.1093/sleep/27.5.942.
Stuck BA, Ravesloot MJ, Eschenhagen T, de Vet HCW, Sommer JU. Uvulopalatopharyngoplasty with or without tonsillectomy in the treatment of adult obstructive sleep apnea–A systematic review. Sleep Med. 2018;50:152–65. https://doi.org/10.1016/j.sleep.2018.05.004. Epub 2018 May 12
Powell NB, Riley RW, Guilleminault C. Radiofrequency tongue base reduction in sleep-disordered breathing: a pilot study. Otolaryngol Head Neck Surg. 1999;120(5):656–64. https://doi.org/10.1053/hn.1999.v120.a96956.
Dorrity J, Wirtz N, Froymovich O, Hamlar D. Genioglossal advancement, hyoid suspension, Tongue Base radiofrequency, and endoscopic partial midline glossectomy for obstructive sleep apnea. Otolaryngol Clin N Am. 2016;49(6):1399–414. https://doi.org/10.1016/j.otc.2016.07.008. Epub 2016 Oct 11
Wischhusen J, Qureshi U, Camacho M. Laser-assisted uvulopalatoplasty (LAUP) complications and side effects: a systematic review. Nat Sci Sleep. 2019;11:59–67. https://doi.org/10.2147/NSS.S178540.
Murphey AW, Kandl JA, Nguyen SA, Weber AC, Gillespie MB. The effect of glossectomy for obstructive sleep apnea: a systematic review and meta-analysis. Otolaryngol Head Neck Surg. 2015;153(3):334–42. https://doi.org/10.1177/0194599815594347. Epub 2015 Jul 16
Vicini C, Montevecchi F, Gobbi R, De Vito A, Meccariello G. Transoral robotic surgery for obstructive sleep apnea syndrome: principles and technique. World J Otorhinolaryngol Head Neck Surg. 2017;3(2):97–100. https://doi.org/10.1016/j.wjorl.2017.05.003.
Friedman M, Hamilton C, Samuelson CG, Kelley K, Taylor D, Pearson-Chauhan K, Maley A, Taylor R, Venkatesan TK. Transoral robotic glossectomy for the treatment of obstructive sleep apnea-hypopnea syndrome. Otolaryngol Head Neck Surg. 2012;146(5):854–62. https://doi.org/10.1177/0194599811434262. Epub 2012 Jan 13
Chen MM, Orosco RK, Lim GC, Holsinger FC. Improved transoral dissection of the tongue base with a next-generation robotic surgical system. Laryngoscope. 2018;128(1):78–83. https://doi.org/10.1002/lary.26649. Epub 2017 Jul 6
Park YM, Kim DH, Kang MS, Lim JY, Choi EC, Koh YW, Kim SH. The first human trial of transoral robotic surgery using a single-port robotic system in the treatment of Laryngo-pharyngeal cancer. Ann Surg Oncol. 2019;26(13):4472–80. https://doi.org/10.1245/s10434-019-07802-0. Epub 2019 Sep 9
Powell NB, Guilleminault C, Riley RW, Smith L. Mandibular advancement and obstructive sleep apnea. Bull Eur Physiopathol Respir. 1983:19607–10. https://pubmed.ncbi.nlm.nih.gov/6652268/
Riley RW, Powell NB, Guilleminault C, Nino-Murcia G. Maxillary, mandibular, and hyoid advancement: an alternative to tracheostomy in obstructive sleep apnea syndrome. Otolaryngol Head Neck Surg. 1986;94(5):584–8. https://doi.org/10.1177/019459988609400509.
Zaghi S, Holty JE, Certal V, Abdullatif J, Guilleminault C, Powell NB, Riley RW, Camacho M. Maxillomandibular advancement for treatment of obstructive sleep apnea: a meta-analysis. JAMA Otolaryngol Head Neck Surg. 2016;142(1):58–66. https://doi.org/10.1001/jamaoto.2015.2678.
Blumen MB, Buchet I, Meulien P, Hausser Hauw C, Neveu H, Chabolle F. Complications/adverse effects of maxillomandibular advancement for the treatment of OSA in regard to outcome. Otolaryngol Head Neck Surg. 2009;141(5):591–7. https://doi.org/10.1016/j.otohns.2009.08.025.
Abdullatif J, Certal V, Zaghi S, Song S, Chang E, Gillespie B. Camacho. Maxillary expansion and maxillomandibular expansion for adult OSA: a systematic review and meta-analysis. J Craniomaxillofac. 2016;44(5):574–8. https://doi.org/10.1016/j.jcms.2016.02.001. Epub 2016 Feb 6
Yoon A, Guilleminault C, Zaghi S, Liu S. Distraction Osteogenesis Maxillary Expansion (DOME) for adult obstructive sleep apnea patients with narrow maxilla and nasal floor. Sleep Med. 2020;65:172–6. https://doi.org/10.1016/j.sleep.2019.06.002. Epub 2019 Jun 13
Riley R, Guilleminault C, Powell N, et al. Mandibular osteotomy and hyoid bone advancement for obstructive sleep apnea: a case report. Sleep. 1984;7(1):79–82. https://doi.org/10.1093/sleep/7.1.79.
Li KK, Riley RW, Powell NB, Troell RJ. Obstructive sleep apnea surgery: genioglossus advancement revisited. J Oral Maxillofac Surg. 2001;59(10):1181–4.; ; discussion 1185. https://doi.org/10.1053/joms.2001.27111.
Song SA, Chang ET, Certal V, Del Do M, Zaghi S, Liu SY, Capasso R, Camacho M. Genial tubercle advancement and genioplasty for obstructive sleep apnea: a systematic review and meta-analysis. Laryngoscope. 2017;127(4):984–92. https://doi.org/10.1002/lary.26218. Epub 2016 Aug 22
Schwartz AR, Bennett ML, Smith PL, De Backer W, Hedner J, Boudewyns A, Van de Heyning P, Ejnell H, Hochban W, Knaack L, Podszus T, Penzel T, Peter JH, Goding GS, Erickson DJ, Testerman R, Ottenhoff F, Eisele DW. Therapeutic electrical stimulation of the hypoglossal nerve in obstructive sleep apnea. Arch Otolaryngol Head Neck Surg. 2001;127(10):1216–23. https://doi.org/10.1001/archotol.127.10.1216.
Strollo PJ Jr, Soose RJ, Maurer JT, de Vries N, Cornelius J, Froymovich O, Hanson RD, Padhya TA, Steward DL, Gillespie MB, Woodson BT, Van de Heyning PH, Goetting MG, Vanderveken OM, Feldman N, Knaack L. Strohl KP; STAR trial group. Upper-airway stimulation for obstructive sleep apnea. N Engl J Med. 2014;370(2):139–49. https://doi.org/10.1056/NEJMoa1308659.
Woodson BT, Soose RJ, Gillespie MB, Strohl KP, Maurer JT, de Vries N, Steward DL, Baskin JZ, Badr MS, Lin HS, Padhya TA, Mickelson S, Anderson WM, Vanderveken OM, Strollo PJ Jr, STAR trial investigators. Three-year outcomes of cranial nerve stimulation for obstructive sleep apnea: the STAR trial. Otolaryngol Head Neck Surg. 2016;154(1):181–8. https://doi.org/10.1177/0194599815616618. Epub 2015 Nov 17
Woodson BT, Strohl KP, Soose RJ, et al. Upper airway stimulation for obstructive sleep apnea: 5-year outcomes. Otolaryngol Head Neck Surg. 2018;159(1):194–202. https://doi.org/10.1177/0194599818762383. Epub 2018 March 27
Heiser C, Maurer JT, Steffen A. Functional outcome of tongue motions with selective hypoglossal nerve stimulation in patients with obstructive sleep apnea. Sleep Breath. 2016;20:553–60. https://doi.org/10.1007/s11325-015-1237-4. Epub 2015 Aug 28
Diercks GR, Wentland C, Keamy D, Kinane TB, Skotko B, de Guzman V, Grealish E, Dobrowski J, Soose R, Hartnick CJ. Hypoglossal nerve stimulation in adolescents with down syndrome and obstructive sleep apnea. JAMA Otolaryngol Head Neck Surg. 2018;144(1):37–42. https://doi.org/10.1001/jamaoto.2017.1871.
Center for Devices and Radiological Health. Inspire® UAS System. U.S. Food and Drug Administration. https://www.fda.gov/medical-devices/recently-approved-devices/inspirer-upper-airway-stimulation-p130008s039. Accessed November 16, 2020.
Vanderveken OM, Maurer JT, Hohenhorst W, et al. Evaluation of drug-induced sleep endoscopy as a patient selection tool for implanted upper airway stimulation for obstructive sleep apnea. J Clin Sleep Med. 2013;9(5):433–8. https://doi.org/10.5664/jcsm.2658.
Heiser C, Steffen A, Boon M, Hofauer B, Doghramji K, Maurer JT, Sommer JU, et al. Post-approval upper airway stimulation predictors of treatment effectiveness in the ADHERE registry. Eur Respir J. 2019;53(1):1801405. https://doi.org/10.1183/13993003.01405-2018.
Thaler E, Schwab R, Maurer J, et al. Results of the ADHERE upper airway stimulation registry and predictors of therapy efficacy. Laryngoscope. 2020;130(5):1333–8. https://doi.org/10.1002/lary.28286. Epub 2019 Sep 14
Woodson BT, Sitton M, Jacobowitz O. Expansion sphincter pharyngoplasty and palatal advancement pharyngoplasty: airway evaluation and surgical techniques. Oper Tech Otolaryngol. 2012;23:3–10. https://doi.org/10.1016/j.otot.2012.01.002.
Barrera JE, Powell NB, Riley RW. Facial skeletal surgery in the management of adult obstructive sleep apnea syndrome. Clin Plast Surg. 2007;34(3):565–73. https://doi.org/10.1016/j.cps.2007.04.010.
Maurer JT, Van de Heyning P, Lin H, Baskin J, Anders C, Hohenhorst W, Woodson T. Operative technique of Uppeer airway stimulation: an implantable treatment of obstructive sleep apnea. Otolaryngol Head Neck Surg. 2012;23(3):227–33. https://doi.org/10.1016/j.otot.2012.07.002.
Author information
Authors and Affiliations
Corresponding author
Editor information
Editors and Affiliations
Rights and permissions
Copyright information
© 2022 The Author(s), under exclusive license to Springer Nature Switzerland AG
About this chapter
Cite this chapter
Suurna, M.V., Cole, A., Sturm, J. (2022). Surgical Approaches to Treatment of Obstructive Sleep Apnea. In: Demerjian, G.G., Patel, M., Chiappelli, F., Barkhordarian, A. (eds) Dental Sleep Medicine. Springer, Cham. https://doi.org/10.1007/978-3-031-10646-0_11
Download citation
DOI: https://doi.org/10.1007/978-3-031-10646-0_11
Published:
Publisher Name: Springer, Cham
Print ISBN: 978-3-031-10645-3
Online ISBN: 978-3-031-10646-0
eBook Packages: MedicineMedicine (R0)