The Formation of States and Changes in Restraint

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Civilisations, Civilising Processes and Modernity – A Debate

Part of the book series: Palgrave Studies on Norbert Elias ((PSNE))

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Abstract

Elias addresses the issue of long-term historical and period-transcending processes showing an accumulative character or directionality over multiple millennia or many centuries such as the increasing socio-political integration of humankind or the increasing demographic size of the largest self-ruling units (political collectivities or ‘states’). He cites McNeill’s thesis of a crucial change in the balance of power between states and nomadic or tribal peoples in favour of the former which McNeill attributed to the rise of modern warfare with standing armies and firearms. Elias traces the earlier roots of this change to the emergence of the city-state as a form of socio-political organisation during the fourth millennium BC. This and the increasing demographic size of the self-ruling units are essentially qualitative changes in the social and political organisation, not only quantitative changes, connected to innovations not only in the economic structure but also in the means of constraint and control, that is in the ‘technology’ of power. Another very important aspect of this long-term change is the shifting balance of power between priests and military leaders (or ‘warriors’) at the top of social hierarchies. This changing balance found expression, for example, in the early wave towards a secularisation of knowledge which was represented and expressed by ancient Greek philosophy and science. The results of this early wave were partially, but never completely reversed during the decline of the Roman empire and the period of dominance of the Christian church. These and other period-transcending processes give examples of very long, structured and unplanned processes of change in society and culture which do not simply bear the character of ‘history’ in the usual, narrow sense, but of long-term developments transcending historical periods.

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Notes

  1. 1.

    This is a transcription of a tape-recording of Elias’s remarks. It has been lightly edited in accordance with the principles adopted for editing Elias’s English in the Collected Works; see Stephen Mennell’s ‘Note on editorial policy’, in Supplements and Index to the Collected Works (Dublin: UCD Press, 2014 [Collected Works, vol. 18]), pp. xi–xiv.

  2. 2.

    In his last years, Elias was fairly pessimistic about the risk of a ‘third great war’, and at the time more specifically a nuclear war between the USA and USSR. See, for example, his book Humana Conditio, in The Loneliness of the Dying and Humana Conditio (Dublin: UCD Press, 2010 [Collected Works, vol. 6]).—eds.

  3. 3.

    William H. McNeill, Europe’s Steppe Frontier: 1500–1800 (Chicago: University of Chicago Press, 1964), p. 7.—eds.

  4. 4.

    Keith Hopkins, ‘Economic growth and towns in classical Antiquity’, in Philip Abrams and E. A. Wrigley (eds), Towns in Societies: Essays in Economic History and Historical Sociology (Cambridge: Cambridge University Press, 1978), pp. 35–77.

  5. 5.

    V. Gordon Childe, Man Makes Himself (London: Watts, 1936).

  6. 6.

    Elias served as Professor of Sociology at the University of Ghana in 1962–4, following his retirement from Leicester.—eds.

  7. 7.

    Elias, Norbert, ‘The retreat of sociologists into the present’, in Essays III: On Sociology and the Humanities (Dublin: UCD Press, 2009), pp. 107–26 [first published as ‘Über den Rückzug der Soziologen auf den Gegenwart, Kölner Zeitschrift für Soziologie und Sozialpsychologie 35: 1 (1983), pp. 29–40.]

  8. 8.

    Norbert Elias, On the Process of Civilisation (Dublin: University College Dublin Press [Collected Works, vol. 3].), pp. 301–11. [Original publication, Über den Prozess der Zivilisation, 1939; earlier English editions published under the title The Civilizing Process.]

  9. 9.

    See note 1, p. 27 above.

  10. 10.

    Elias is alluding to the fact that in many European languages, the word for ‘knight’—such as Ritter in German, chevalier in French, caballero in Spanish, cavaliere in Italian, riddare in Swedish—means ‘rider’ or ‘horseman’.—eds.

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Elias, N. (2022). The Formation of States and Changes in Restraint. In: Bogner, A., Mennell, S. (eds) Civilisations, Civilising Processes and Modernity – A Debate. Palgrave Studies on Norbert Elias. Palgrave Macmillan, Cham. https://doi.org/10.1007/978-3-030-80379-7_6

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  • DOI: https://doi.org/10.1007/978-3-030-80379-7_6

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