Abstract
The functional time series signals generated during the operation of electromechanical systems contain fault characteristic information. This study proposes a fault identification method for electromechanical systems based on functional data feature engineering and multi-layer kernel extreme learning machine (MLKELM) optimized by sparrow search algorithm (SSA). First, multiple time series signals under different fault conditions are functionalized under the B-spline basis function system, and the feature reduction space is constructed by functional principal component analysis (FPCA) and principal differential analysis (PDA) to extract fault features. Second, the minimum redundancy and maximum relevance (mRMR) method is performed on the initial feature set for feature selection. In addition, the size of the optimal feature subset is determined by the class separability of feature subset (CSFS) criterion. Finally, deep feature learning and fault identification are implemented by MLKELM and the pre-defined parameters are optimized based on the SSA in this process to improve its performance. The experimental results show that the proposed method can effectively extract the fault features of function time series signals, and then accurately identify the faults of electromechanical systems.
Similar content being viewed by others
References
Q. Q. Zhao and B. L. Hou, Fault location and diagnosis for the modification of the virtual prototype of an automatic shell magazine, Journal of Harbin Engineering University, 38 (3) (2017) 440–445+447.
L. P. Yao, B. L. Hou, X. Liu and X. Wang, Terminal siding mode control of automatic shell magazine based on nonlinear disturbance observer, China Mechanical Engineering, 31 (15) (2020) 1787–1792+1797.
S. Q. Kang, C. Y. Qiao, Y. J. Wang, Q. Y. Wang, M. W. Hu and V. I. Mikulovich, Fault diagnosis method of rolling bearings under varying working conditions based on deep feature transfer, Journal of Mechanical Science and Technology, 34 (11) (2020) 4383–4391.
A. Singh and A. Parey, Gearbox fault diagnosis under non-stationary conditions with independent angular re-sampling technique applied to vibration and sound emission signals, Applied Acoustics, 144 (2019) 11–22.
A. C. Jahagirdar and K. K. Gupta, Fractional envelope to enhance spectral features of rolling element bearing faults, Journal of Mechanical Science and Technology, 34 (2) (2020) 573579.
H. S. Kumar and S. H. Manjunath, Use of empirical mode decomposition and K-nearest neighbour classifier for rolling element bearing fault diagnosis, Materials Today: Proceedings, 52 (2022) 796–801.
J. Y. Long, J. D. Mou, L. W. Zhang, S. H. Zhang and C. Li, Attitude data-based deep hybrid learning architecture for intelligent fault diagnosis of multi-joint industrial robots, Journal of Manufacturing System, 61 (2021) 736–745.
J. T. Jose, J. Das, S. K. Mishra and G. Wrat, Early detection and classification of internal leakage in boom actuator of mobile hydraulic machines using SVM, Engineering Applications of Artificial Intelligence, 106 (2021) 104492.
J. O. Ramsay and B. W. Silverman, Functional Data Analysis, 2nd Ed., Spring Science, New York, USA (2005).
X. X. Gao, B. L. Hou and H. G. Sun, Fault diagnosis of shell transfer arm based on FDA and neural network, Journal of Nan**g University of Science and Technology, 39 (6) (2015) 711–716.
X. Zhou and X. Q. Lei, Fault diagnosis method of the construction machinery hydraulic system based on artificial intelligence dynamic monitoring, Mobile Information Systems, 2021 (2021) 1093960.
F. Sattar and F. Rudzicz, Principal differential analysis for detection of bilabial closure gestures from articulatory data, Computer Speech and Language, 36 (2016) 294–306.
J. G. Staniswalis, C. Dodoo and A. Sharma, Local principal differential analysis: Graphical methods for functional data with covariates, Communications in Statistics-Simulation and Computation, 46 (3) (2016) 2346–2359.
M. D. Rosa, L. M. Sangalli and S. Vantini, Principal differential analysis of the Aneurisk65 data set, Advances in Data Analysis and Classification, 8 (2014) 287–302.
E. Jang and Y. Lim, Classification via principal differential analysis, Communications for Statistical Applications and Methods, 28 (2) (2021) 135–150.
V. Bolón-Canedo and A. Alonso-Betanzos, Ensembles for feature selection: a review and future trends, Information Fusion, 52 (2019) 1–12.
H. C. Peng, F. H. Long and C. Ding, Feature selection based on mutual information criteria of max-dependency, max-relevance, and min-redundancy, IEEE Transactions on Pattern Analysis and Machine Intelligence, 27 (8) (2005) 1226–1238.
D. T. Hoang and H. J. Kang, A survey on deep learning based bearing fault diagnosis, Neurocomputing, 335 (2019) 327–335.
G. B. Huang, Q. Y. Zhu and C. K. Siew, Extreme learning machine: theory and applications. Neurocomputing, 70 (2006) 489–501.
L. L. C. Kasum, H. M. Zhou, G. B. Huang and C. M. Vong, Representational learning with ELMs for big data, IEEE Intelligent System, 28 (6) (2013) 31–34.
J. X. Tang, C. W. Deng and G. B. Huang, Extreme learning machine for multilayer perceptron, IEEE Transactions on Neural Networks and Learning Systems, 27 (4) (2016) 809–821.
J. J. Li, B. B. **, Q. Du, R. Song, Y. S. Li and G. B. Ren, Deep kernel extreme-learning machine for the spectral-spatial classification of hyperspectral imagery, Remote Sensing, 10 (12) (2018) 2036.
M. Zhu, A. Q. Xu, Q. Xu and R. F. Li, Fault diagnosis of analog circuits based on improved multilayer kernel extreme learning machine, Acta Armamentarii, 42 (2) (2021) 356–369.
Y. B. Pan, H. Wang, J. Chen and R. L. Hong, Performance degradation state recognition of slewing bearing based on improved multi-layer kernel extreme learning machine autoencoder, 2021 Global Reliability and Prognostics and Health Management (PHM-Nan**g), Nan**g, Chain (2021) 1–7.
X. A. Yan and M. P. Jia, Intelligent fault diagnosis of rotating machinery using improved multiscale dispersion entropy and mRMR feature selection, Knowledge-Based Systems, 163 (2019) 450–471.
G. B. Huang, H. M. Zhou, X. J. Ding and R. Zhang, Extreme learning machine for regression and multiclass classification, IEEE Transactions on Systems, Man, and Cybernetics, Part B (Cybernetics), 42 (2) (2012) 513–529.
J. K. Xue and B. Shen, A novel swarm intelligence optimization approach: sparrow search algorithm, Systems Science and Control Engineering, 8 (1) (2020) 22–34.
Acknowledgments
This research is supported by the National Natural Science Foundation of China (Grant No. 52105022).
Author information
Authors and Affiliations
Corresponding author
Additional information
Hao Wen received his B.S. in 2017 from Nan**g University of Science and Technology, Nan**g, China. Now he is pursuing a Ph.D. there. His main research interests include action reliability and fault diagnosis of electromechanical system.
Baolin Hou is a Professor at Nan**g University of Science and Technology, Nan**g, China. He received his Ph.D. in Mechanical Engineering from Nan**g University of Science and Technology in 2003. His research interests include dynamic analysis, robust control, reliability and fault diagnosis of electromechanical system.
**n ** is a lecturer at Nan**g University of Science and Technology, Nan**g, China. He received his Ph.D. in Mechanical Engineering from Nan**g University of Science and Technology in 2016. His research interests include data analysis, bionic, machine learning, and control.
Rights and permissions
About this article
Cite this article
Wen, H., Hou, B. & **, X. Fault identification of a chain conveyor based on functional data feature engineering and optimized multi-layer kernel extreme learning machine. J Mech Sci Technol 37, 2289–2300 (2023). https://doi.org/10.1007/s12206-023-0405-x
Received:
Revised:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s12206-023-0405-x