Log in

Pre-Operative Ability of Clinical Scores to Predict Obstructive Sleep Apnea (OSA) Severity in Susceptible Surgical Patients

  • Original Contributions
  • Published:
Obesity Surgery Aims and scope Submit manuscript

Abstract

Background

Severe obstructive sleep apnea (OSA) is an independent risk factor for perioperative complications. Clinical scores such as Snoring, Tiredness, Observed apnea, high blood Pressure, Body Mass Index (BMI) higher than 35 kg m−2, Age older than 50 years, Neck circumference larger than 40 cm, and male gender (STOP-Bang), perioperative sleep apnea prediction (P-SAP), and OSA50 have been proposed for detecting OSA. We recently proposed a new score based on morphological metrics only, the DES-OSA score. This study compared the DES-OSA score to the three other ones with regard to their ability to detect OSA. Obese patients are particularly at risk of OSA.

Methods

Following informed consent and institutional review board (IRB) approval, 1584 consecutive adults were. Should the STOP-Bang be indicative of increased risk of severe OSA, the patient was referred to complementary polysomnography (PSG). Eventual already existing recent PSG data were also collected. The abilities of the four scores to predict OSA severity were compared using sensitivity, specificity, Cohen’s kappa coefficient (CKC), and area under ROC curve (AUROC) analysis.

Results

PSG was performed in 150 patients. For detecting severe OSA, OSA50 had the highest sensitivity [value (95 % CI) 0.98 (0.90–1)]. STOP-Bang was significantly less sensitive than P-SAP and OSA50. In that respect, DES-OSA was significantly more specific than the three other ones [0.75 (0.65–0.83)]. The AUROC of DES-OSA was significantly the largest [0.9 (0.84–0.95)]. The highest CKC at detecting severe OSA was 0.62 (0.49–0.74) for DES-OSA. Similar results were obtained for moderate to severe OSA prediction.

Conclusions

DES-OSA, which is the only exclusively morphological score available, appears to surpass the three other scores in their ability to predict moderate to severe and severe OSA, at least in our setting and in our screened population.

Clinical Trial Registration

ClinicalTrial.gov NCT02051829

This is a preview of subscription content, log in via an institution to check access.

Access this article

Subscribe and save

Springer+ Basic
EUR 32.99 /Month
  • Get 10 units per month
  • Download Article/Chapter or Ebook
  • 1 Unit = 1 Article or 1 Chapter
  • Cancel anytime
Subscribe now

Buy Now

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2

Similar content being viewed by others

References

  1. Mutter TC, Chateau D, Moffatt M, Ramsey C, Roos LL, Kryger MA. Matched cohort study of postoperative outcomes in obstructive sleep apnea: could preoperative diagnosis and treatment prevent complications? Anesthesiology. 2014;121:707–18.

    Article  PubMed  Google Scholar 

  2. Dahan A, Aarts L, Smith TW. Incidence, reversal, and prevention of opioid-induced respiratory depression. Anesthesiology. 2010;112:226–38.

    Article  PubMed  Google Scholar 

  3. Eikermann M, Blobner M, Groeben H, et al. Postoperative upper airway obstruction after recovery of the train of four ratio of the adductor pollicis muscle from neuromuscular blockade. Anesth Analg. 2006;102:937–42.

    Article  PubMed  Google Scholar 

  4. Peppard PE, Young T, Palta M, Skatrud J. Prospective study of the association between sleep-disordered breathing and hypertension. N Engl J Med. 2000;342:1378–84.

    Article  CAS  PubMed  Google Scholar 

  5. Leung RS, Bradley TD. Sleep apnea and cardiovascular disease. Am J Respir Crit Care Med. 2001;164:2147–65.

    Article  CAS  PubMed  Google Scholar 

  6. Durgan DJ, Bryan RM. Cerebrovascular consequences of obstructive sleep apnea. J Am Heart Assoc. 2012;1:1–15.

    Article  Google Scholar 

  7. Ehrhardt J, Schwab M, Finn S, et al. Sleep apnea and asymptomatic carotid stenosis: a complex interaction. Chest. 2015;147:1029–36.

    Article  PubMed  Google Scholar 

  8. Bazan V, Grau N, Valles E, et al. Obstructive sleep apnea in patients with typical atrial flutter: prevalence and impact on arrhythmia control outcome. Chest. 2013;143:1277–83.

    Article  PubMed  Google Scholar 

  9. Deflandre E, Degey S, Opsomer N, Brichant JF, Joris J. Obstructive sleep apnea and smoking as a risk factor for venous thromboembolism events: review of the literature on the common pathophysiological mechanisms. Obes Surg. 2016;26:640–8.

    Article  PubMed  Google Scholar 

  10. Ramachandran SK, Kheterpal S, Consens F, et al. Derivation and validation of a simple perioperative sleep apnea prediction score. Anesth Analg. 2010;110:1007–15.

    Article  PubMed  Google Scholar 

  11. Memtsoudis S, Liu S, Ma Y, et al. Perioperative pulmonary outcomes in patients with sleep apnea after noncardiac surgery. Anesth Analg. 2011;112:113–21.

    Article  PubMed  Google Scholar 

  12. Singh M, Liao P, Kobah S, Wijeysundera DN, Shapiro C, Chung F. Proportion of surgical patients with undiagnosed obstructive sleep apnoea. Br J Anaesth. 2013;110:629–36.

    Article  CAS  PubMed  Google Scholar 

  13. Mehta V, Subramanyam R, Shapiro C, Chung F. Health effects of identifying patients with undiagnosed obstructive sleep apnea in the preoperative clinic: a follow-up study. Can J Anesth. 2012;59:544–55.

    Article  PubMed  PubMed Central  Google Scholar 

  14. Ankichetty S, Chung F. Considerations for patients with obstructive sleep apnea undergoing ambulatory surgery. Curr Opin Anaesthesiol. 2011;24:605–11.

    Article  PubMed  Google Scholar 

  15. Kurrek MM, Cobourn C, Wojtasik Z, Kiss A, Dain SL. Morbidity in patients with or at high risk for obstructive sleep apnea after ambulatory laparoscopic gastric banding. Obes Surg. 2011;21:1494–8.

    Article  PubMed  Google Scholar 

  16. Joshi GP, Ankichetty SP, Gan TJ, Chung F. Society for ambulatory anesthesia consensus statement on preoperative selection of adult patients with obstructive sleep apnea scheduled for ambulatory surgery. Anesth Analg. 2012;115:1060–8.

    Article  PubMed  Google Scholar 

  17. Flemons WW, Littner MR. Measuring agreement between diagnostic devices. Chest. 2003;124:1535–42.

    Article  PubMed  Google Scholar 

  18. Douglass AB, Bornstein R, Nino-Murcia G, et al. The sleep disorders questionnaire. I: creation and multivariate structure of SDQ. Sleep. 1994;17:160–7.

    CAS  PubMed  Google Scholar 

  19. Ramachandran SK, Josephs LAA. Meta-analysis of clinical screening tests for obstructive sleep apnea. Anesthesiology. 2009;110:928–39.

    Article  PubMed  Google Scholar 

  20. Chung F, Yegneswaran B, Liao P, et al. STOP questionnaire: a tool to screen patients for obstructive sleep apnea. Anesthesiology. 2008;108:812–21.

    Article  PubMed  Google Scholar 

  21. Chung F, Subramanyam R, Liao P, Sasaki E, Shapiro C, Sun Y. High STOP-Bang score indicates a high probability of obstructive sleep apnoea. Br J Anaesth. 2012;108:768–75.

    Article  CAS  PubMed  PubMed Central  Google Scholar 

  22. Chai-Coetzer CL, Antic NA, Rowland LS, et al. A simplified model of screening questionnaire and home monitoring for obstructive sleep apnoea in primary care. Thorax. 2011;66:213–9.

    Article  PubMed  Google Scholar 

  23. Nagappa M, Liao P, Wong J, et al. Validation of the STOP-Bang questionnaire as a screening tool for obstructive sleep apnea among different populations: a systematic review and meta-analysis. PLoS One. 2015;10:e0143697. doi:10.1371/journal.pone .eCollection 2015

    Article  PubMed  PubMed Central  Google Scholar 

  24. Deflandre E, Degey S, Brichant JF, Poirrier R, Bonhomme V. Development and validation of a morphologic obstructive sleep apnea prediction score: the DES-OSA score. Anesth Analg. 2016;122:363–72.

    Article  PubMed  Google Scholar 

  25. Lewis M, Keramati S, Benumof JL, Berry CC. What is the best way to determine oropharyngeal classification and mandibular space length to predict difficult laryngoscopy? Anesthesiology. 1994;81:69–75.

    Article  CAS  PubMed  Google Scholar 

  26. Samsoon GL, Young JR. Difficult tracheal intubation: a retrospective study. Anaesthesia. 1987;42:487–90.

    Article  CAS  PubMed  Google Scholar 

  27. Adesanya A, Lee W, Greilich N, Joshi G. Perioperative management of obstructive sleep apnea. Chest. 2010;138:1489–98.

    Article  PubMed  Google Scholar 

  28. Rechtshaffen A, Kales A. A manual of standardized terminology and scoring system for sleep stages of human subjects. Washington, DC: U.S. Government Printing Office ; 1968.NIH Publication No. 204

    Google Scholar 

  29. ASDA. EEG arousals: scoring rules and examples: a preliminary report from the sleep disorders atlas task force of the American Sleep Disorders Association. Sleep. 1992;15:173–84.

    Google Scholar 

  30. Berry RB, Budhiraja R, Gottlieb DJ, et al. Rules for scoring respiratory events in sleep: update of the 2007 AASM manual for the scoring of sleep and associated events. Deliberations of the sleep apnea definitions task force of the American Academy of Sleep Medicine. J Clin Sleep Med. 2012;8:597–619.

    PubMed  PubMed Central  Google Scholar 

  31. Landis JR, Koch GG. An application of hierarchical kappa-type statistics in the assessment of majority agreement among multiple observers. Biometrics. 1977;33:363–74.

    Article  CAS  PubMed  Google Scholar 

  32. Hanley JA, McNeil BJA. Method of comparing the areas under receiver operating characteristic curves derived from the same cases. Radiology. 1983;148:839–43.

    Article  CAS  PubMed  Google Scholar 

  33. Practice guidelines for the perioperative management of patients with obstructive sleep apnea: an updated report by the American Society of Anesthesiologists Task Force on perioperative management of patients with obstructive sleep apnea. Anesthesiology 2014; 120: 268–86

  34. Abrishami A, Khajehdehi A, Chung FA. Systematic review of screening questionnaires for obstructive sleep apnea. Can J Anaesth. 2010;57:423–38.

    Article  PubMed  Google Scholar 

  35. Nunes F, Danzi-Soares N, Genta P, Drager L, Cesar LM, Lorenzi-Filho G. Critical evaluation of screening questionnaires for obstructive sleep apnea in patients undergoing coronary artery bypass grafting and abdominal surgery. Sleep Breath. 2015;19:115–22.

    Article  PubMed  Google Scholar 

  36. Cakirer B, Hans MG, Graham G, Aylor J, Tishler PV, Redline S. The relationship between craniofacial morphology and obstructive sleep apnea in whites and in African-Americans. Am J Respir Crit Care Med. 2001;163:947–50.

    Article  CAS  PubMed  Google Scholar 

  37. Chung F, Abdullah HR, Liao P. STOP-Bang questionnaire: a practical approach to screen for obstructive sleep apnea. Chest. 2016;149:631–8.

    Article  PubMed  Google Scholar 

Download references

Details of Authors’ Contributions

E.D. Study design, data analysis, and writing up of the first draft of the paper.

S.D. Patient recruitment, data collection, and writing up the first draft of the paper.

J-F.B. Writing up of the first draft of the paper.

A-F.D. Data analysis.

R.F. Patient recruitment and data collection.

R.P. Writing up of the first draft of the paper.

V.B. Study design and writing up the first draft of the paper.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to E. Deflandre.

Ethics declarations

Funding

None.

Conflict of Interest

The authors declare that they have no conflict of interest.

Ethical Approval

All procedures performed in studies involving human participants were in accordance with the ethical standards of the institutional and/or national research committee and with the 1964 Helsinki declaration and its later amendments or comparable ethical standards.

Statement of Informed Consent

Informed consent was obtained orally from all individual participants included in the study.

Additional information

This report was previously presented, in part at the ASA Annual Meeting (San Diego, 2015) and SASM Annual Meeting (San Diego, 2015). It won the third best clinical poster award at the SASM meeting.

Appendix 1

Appendix 1

Table 5 The DES-OSA score
Table 6 Statistics observed for multiple threshold values of the STOP-Bang score in terms of number of true positives (TPs), true negatives (TNs), false positives (FPs), false negatives (FNs), sensitivity (Se), specificity (Sp), positive predictive value (PPV), negative predictive value (NPV), positive likelihood ratio (+LR), and negative likelihood ratio (−LR) at detecting an AHI >5, >15, and >30 events/h
Table 7 Statistics observed for multiple threshold values of the P-SAP score in terms of number of true positives (TPs), true negatives (TNs), false positives (FPs), false negatives (FNs), sensitivity (Se), specificity (Sp), positive predictive value (PPV), negative predictive value (NPV), positive likelihood ratio (+LR), and negative likelihood ratio (−LR) at detecting an AHI >5, >15, and >30 events/h
Table 8 Statistics observed for multiple threshold values of the OSA50 score in terms of number of true positives (TPs), true negatives (TNs), false positives (FPs), false negatives (FNs), sensitivity (Se), specificity (Sp), positive predictive value (PPV), negative predictive value (NPV), positive likelihood ratio (+LR), and negative likelihood ratio (−LR) at detecting an AHI >5, >15, and >30 events/h
Table 9 Statistics observed for multiple threshold values of the DES-OSA score in terms of number of true positives (TPs), true negatives (TNs), false positives (FPs), false negatives (FNs), sensitivity (Se), specificity (Sp), positive predictive value (PPV), negative predictive value (NPV), positive likelihood ratio (+LR), and negative likelihood ratio (−LR) at detecting an AHI >5, >15, and >30 events/h
Table 10 Comparison of sensibilities and specificities of the four scores at predicting an AHI value >5, >15, and >30 events/h (at least mild, moderate to severe, and severe OSA, respectively) using the Mc Nemar test
Table 11 Comparison of the areas under ROC curves describing the ability of the four scores at detecting an AHI value >5, >15, and >30 events/h (at least mild, moderate to severe, and severe OSA, respectively) using a z test
Table 12 Percentage of patients with a positive result in each of the four analyzed score

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Deflandre, E., Degey, S., Brichant, JF. et al. Pre-Operative Ability of Clinical Scores to Predict Obstructive Sleep Apnea (OSA) Severity in Susceptible Surgical Patients. OBES SURG 27, 716–729 (2017). https://doi.org/10.1007/s11695-016-2352-4

Download citation

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s11695-016-2352-4

Keywords

Navigation