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Husserl, hallucination, and intentionality

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Abstract

There is currently no consensus about a general account of hallucination and its object. The problem of hallucination has de facto generated contrasting accounts of perception, led to opposing epistemic and metaphysical positions, and, most significantly, exposed a manifold of diverging views concerning the intentionality of experience, in general, and perceptual intentionality, in particular. In this article, I aim to clarify the controversial status, experiential possibility, and intentional structure of hallucination qua distinctive phenomenon. The analysis will first detect a phenomenological, Husserlian-informed concept of hallucination in its irreducibility to other kinds and modes of sensory experience. This will set the theoretical basis to develop an account of hallucination by means of a morphological description of those diversified structures of intentional consciousness that lend themselves to generate hallucinatory appearances. I will then describe both the turning of certain kinds of intentional experience into hallucinatory perceptions and the status of hallucinatory objects. This will support the possibility of hallucination in a strict and rigorous sense, elucidate the enigmatic claim that ‘in hallucination we are conscious of something while nothing truly appears,’ and offer a seminal perspective concerning the alleged problem that hallucinations pose on perceptual intentionality. With the aid of some crucial distinctions, I will then argue that hallucinations do not affect perceptual intentionality as a dyadic, relational structure.

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Notes

  1. A minimal version of disjunctivism may concede that veridical (v) and illusory (i) cases share a common mental core but rejects the idea that hallucination (H) falls into the fundamental kind of genuine perception (P). Accordingly, in contrast to conjunctivism that considers perception to include veridical, illusory, and hallucinatory episodes [P = (v, i, h)], a minimal version of disjunctivism contends that: (vP ∧ iP) H. For an overview of the conjunctivism-disjunctivist controversy, see Haddock and Macpherson (2008), and Byrne and Logue (2009).

  2. Here and in what follows I use the term ‘thing’ in its general meaning, and not as Husserl’s technical expression (Ding) that indicates the specific material-ontological domain of causal-material substantial unities (see Sect. 4.2 below).

  3. The word ‘hallucination’ probably comes from the Ancient Greek ἀλύω that, in earlier times, indicated the state of ‘being deeply stirred,’ ‘moved,’ ‘restless’ (from grief, despair, excitement, etc.) and, later, meant ‘to wander’ or ‘roam about,’ from which the Latin term alucinari took one of its meanings: ‘to wander in the mind.’ See also the considerations in Sect. 4.2.

  4. The German pagination is followed by the English pagination of the corresponding translation. When no English pagination is given, the translation of Husserl’s texts is my own.

  5. For Husserl’s general account of illusion and hallucination and its most significant differences from the positions available in the contemporary conjuctivism-disjunctivism debate, allow me to refer to my studies: Cimino (2019, 2021).

  6. For an overview of Husserl’s concept of horizon, see Djian (2021) and Geniusas (2021). For a more restricted analysis of perceptual horizon, see Cimino (2021 in particular, pp. 758–764).

  7. This line of reasoning differs from Smith (2008), see Zahavi (2017, pp. 87–90).

  8. Drummond (2013) provides convincing arguments to support this interpretation.

  9. “In Displacing, an aspect of experience that is taken to be presenting a non-existent object is redescribed as misrepresenting a property of a perceived external concrete particular. The redescription turns what we regard as a hallucination into an illusion” (Masrour, 2020, p. 743).

  10. Properly examined, the misidentification is not a mere case of ‘perceptual’ misrecognition. It is rather an illusion characterized by the illegitimate thetic positing of a fictum (i.e., the depicted ‘human being’) as actually existing. Accordingly, this empirical illusion is generated by the turning of perceptual fantasy into sense perception.

  11. See also Sect. 4.2 below.

  12. For the metaphysical and doxastic sense of hallucinations, see Masrour (2020, pp. 740–741). A further clarification of these senses with a specific regard to the status of the hallucinatory object will be provided in Sect. 4.2 below.

  13. For the broader, heterogenous distinction of intuitive consciousness in actually experiencing and quasi-experiecing acts, see Husserl (1980, pp. 504/605).

  14. Obviously, the fact that Husserl describes ‘reproductive modification’ in terms of ‘presentification of a presenting act’ is not in contrast to what has been shown above: namely, that in the complete structure of presentifying reproductive consciouness what is presentified is the cogitatum, and not the reproduced cogitatio (see also Sect. 3.2 below).

  15. Likewise, if through an intuitive consciousness of expectation (Erwartung) something were impressionally given to me not in the temporal mode of the future but as actually being now, I would see the future as present. I would have something akin to a prophetic vision.

  16. This does not entail, however, that what is presentified is a replica of what was perceived (i.e., the object intended), that is, an image of the object and not the object itself.

  17. “The fantasized object is impossible as a unity coexisting with what is present—not only objectively impossible, but also, as characterized phenomenologically, incompatible with it. What appears in the manner peculiar to fantasy is therefore not present” (Husserl, 1980, pp. 67–68/73; translation modified, emphases added).

  18. Memory is here intended as ‘secondary memory’ and not as ‘primary memory’ or retention. To claim that the intentional structure of retentional consciousness lends itself to veer into hallucinatory perception is indeed phenomenologically absurd. Such a claim would only stem from a profound misunderstanding of retention as well as its relation to perceptual consciousness and its role in the constitution of the living present.

  19. See Sect. 2.2 above.

  20. In a moment of intense ‘immersion,’ for instance, a person endowed with a vivid imagination can be terrorized by the products of her own fantasy.

  21. As empirically demonstrated by pathological cases, states of ‘complete absorption’ can result in the subject’s inability to recognize the hallucinatory character of the experience. Here, one can legitimately assume that the hallucination is not, has never been, and hypothetically will never be subjectively identified as such by the concrete ego that is taken in by the hallucinatory experience. Yet, this experience is a hallucination through and through and, phenomenologically considered, must be properly described as an ‘annulled or invalid perception’ (see Sect. 1 above). As extensively discussed in Cimino (2021 in particular, pp. 766–770), the factual impossibility of an empirical ego to discern between veridical, illusory, and hallucinatory experience is perfectly compatible with the crucial insight according to which, as a matter of principle, no phenomenological discourse about truly existing, illusory, or hallucinatory objects could maintain its intelligibility if detached from a description of the synthetic, rational processes of validation or invalidation occurring in immanent consciousness. The hallucinatory character of experience is necessarily linked to the devaluating and annulling processes performed by an actual consciousness which, however, does not need to be the one that undergoes the hallucination. Moreover, to say that the ego can be ‘completely absorbed’ in fantasy does not amount to claim that the real world is completely lost or entirely swallowed up in fantasy.

  22. In this way, the analysis supports the claims in Drummond (2015, pp. 260–261). The dyadic structure of perceptual intentionality should be properly understood in light of both the relation and the distinction between the noema as ‘transcendence in immanence’ (e.g., the ‘perceived-tree qua perceived’) and the object as ontic-existential transcendence (e.g., the tree simpliciter as really existing in nature) which exclude the presence of a mediating, intensional entity and also prevent one from considering the noematic content as an independent, third relatum (see, for instance, Husserl, 1976, pp. 205/177, and my analysis below). See also the Conclusion below.

  23. See also Sect. 2.2 above.

  24. This is, instead, constitutive for the metaphysical sense of hallucinations: see the analysis below.

  25. For Husserl’s conception of reason, see Cimino (2020).

  26. See footnote 3 above.

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Acknowledgements

The analysis developed in the present study originates from a long discussion with Claudio Majolino, to whom goes my deepest gratitude. The core ideas were first presented at the Journée d’études: Phenomenon: Open Questions organized at the University of Lille (UMR-CNRS 8163 STL) and at the Husserl-Archives Colloquium at KU Leuven in 2018. I also presented an earlier version of this article in an invited talk in 2019 at the University of Milan (ERC-funded research: AN-ICON, An-Iconology: History, Theory, and Practices of Environmental Images, id. 834033). I would like to thank the organizers and participants of all these events and, in particular, Julia Jansen, Andrea Staiti, Andrea Pinotti, and Pietro Conte. I am also grateful to the anonymous reviewers for their insightful suggestions. This research has been funded by the FWO junior postdoctoral fellowship (Project: 1288722N).

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Cimino, A. Husserl, hallucination, and intentionality. Synthese 200, 304 (2022). https://doi.org/10.1007/s11229-022-03777-w

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