Abstract
The exact controllability of the semilinear wave equation \(y_{tt}-y_{xx}+ f(y)=0\), \(x\in (0,1)\) assuming that f is locally Lipschitz continuous and satisfies the growth condition \(\limsup _{\vert r\vert \rightarrow \infty } \vert f(r)\vert /(\vert r\vert \ln ^{p}\vert r\vert )\leqslant \beta \) for some \(\beta \) small enough and \(p=2\) has been obtained by Zuazua (Ann Inst H Poincaré Anal Non Linéaire 10(1):109–129, 1993). The proof based on a non-constructive fixed point arguments makes use of precise estimates of the observability constant for a linearized wave equation. Under the above asymptotic assumption with \(p=3/2\), by introducing a different fixed point application, we present a simpler proof of the exact boundary controllability which is not based on the cost of observability of the wave equation with respect to potentials. Then, assuming that f is locally Lipschitz continuous and satisfies the growth condition \(\limsup _{\vert r\vert \rightarrow \infty } \vert f^\prime (r)\vert /\ln ^{3/2}\vert r\vert \leqslant \beta \) for some \(\beta \) small enough, we show that the above fixed point application is contracting yielding a constructive method to approximate the controls for the semilinear equation. Numerical experiments illustrate the results. The results can be extended to the multi-dimensional case and for nonlinearities involving the gradient of the solution.
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The authors thank the funding by the French government research program “Investissements d’Avenir” through the IDEX-ISITE initiative 16-IDEX-0001 (CAP 20-25).
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Appendix: Proof of Theorem 7
Appendix: Proof of Theorem 7
In what follows, in order to simplify the notations, we shall just write \(\rho =\rho (t)\) and \(\rho _1=\rho _1(t)\) instead of \(\rho =\rho (s;x,t)\) and \(\rho _1=\rho _1(s;t)\).
Preliminary to the proof and following [18], for all \(f\in \mathcal {C}^0(\mathbb R;E)\) (where E is a Banach space) and any \(\tau >0\), we define \(\delta _\tau f:= f\left( t+\frac{\tau }{2} \right) - f\left( t-\frac{\tau }{2} \right) \) and
Let now \(w_s\in P_s\) and the solution \(y_s \in L^2(Q_T)\) be given by 6. Then, z defined by \(z=\mathcal {T}_\tau w_s\) belongs to \(P_s\), where \(w_s\) as well as \(y_s\) can be extended uniquely on \((-\infty ,0)\) and \((T,+\infty )\). Indeed, in the interval \((-\infty , 0)\) the solution \(y_s\) satisfies the following set of equations
![](http://media.springernature.com/lw346/springer-static/image/art%3A10.1007%2Fs00498-022-00331-4/MediaObjects/498_2022_331_Equ53_HTML.png)
where the source term \(B\in L^2(Q_T)\) is assumed to be extendable by 0 outside (0, T). Recall that the boundary condition \(y_s(1,t) =0\) holds outside (0, T) since \(\eta =0\) (appearing in the formula of \(v_s\)) vanishes outside \((\delta , T-\delta )\).
Similarly, in \((T, + \infty )\) we can define the solution \(y_s\) uniquely, and \(y_s(t)=0\) for all \(t\geqslant T\). It follows that the solution \(y_s\) satisfies \(y_s\in \mathcal {C}^0(\mathbb R;L^2(\Omega ))\cap \mathcal {C}^1(\mathbb R;H^{-1}(\Omega ))\) and \(y_s\in \mathcal {C}^0((-\infty ,\delta ];H^1(\Omega ))\cap \mathcal {C}^1((-\infty ,\delta ];L^2(\Omega ))\) and \(y_s\in \mathcal {C}^0([T-\delta , +\infty );H^1(\Omega ))\cap \mathcal {C}^1([T-\delta ,+ \infty );L^2(\Omega ))\) (see [26]). We extend as well the weights \(\rho \) and \(\rho _1\) in \(\Omega \times \mathbb {R}\) so that it preserves smoothness and positivity properties.
This ensures the extension of the solution \(w_s\) which satisfies the following set of equations in \(\mathbb R\)
![](http://media.springernature.com/lw254/springer-static/image/art%3A10.1007%2Fs00498-022-00331-4/MediaObjects/498_2022_331_Equ54_HTML.png)
Moreover, it can be seen that \(Lw_s=0\) in \([T, + \infty )\), since \(y_s\) is a controlled solution to (53).
We now proceed to the proof of Theorem 7, done in three steps.
Step 1 : We suppose first that \(u_0\in H^1_0(\Omega )\cap H^2(\Omega )\), \(u_1\in H_0^1(\Omega )\) and \(B\in \mathcal {D}(0,T;L^2(\Omega ))\) and prove that \(v_s\in H^1(0,T)\) and \((y_s)_t\in L^2(Q_T)\).
We start by considering the variational formulation (12) by choosing \(z=\mathcal {T}_\tau w_s\) as test function. Since \(w_s \in \mathcal {C}^0(\mathbb R;H^1_0(\Omega ))\cap \mathcal {C}^1(\mathbb R;L^2(\Omega ))\) solves (54), it is clear that \(\mathcal {T}_\tau w_s \in \mathcal {C}^0([0,T]; H^1_0(\Omega )) \cap \mathcal {C}^1([0,T]; L^2(\Omega ))\), \((\mathcal {T}_\tau w_s)_x\in L^2(0,T)\). With this z, the formulation reads
Sub-step 1. Let us start with the first integral in the left hand side of (55). We have
Now, observe that
The equality (56) then reads
Next, we shall look into the second term in the left hand side of (55). First, recall the smooth function \(\eta \) given by (9) satisfies \(\eta =0\) in \((-\infty , \delta ]\cup [T-\delta , +\infty )\) (with \(\delta >0\) given in (9)). Then, in a similar way that have lead to (56), we have assuming \(|\tau |\leqslant \delta \) :
Then, using the identity
with \(a = \eta ^2(t) \rho ^{-2}_1(t)\), \(b = (w_s)_x(1,t+\tau )\), \(c=\eta ^2(t+\tau ) \rho ^{-2}_1(t+\tau )\) and \(d = (w_s)_x(1,t)\), we obtain from (59)
Now, using (58) and (61) in the formulation (55), we have
Sub-step 2. In this step, we obtain precise estimates for the terms \(I_1\) and \({I_4}\) and then an estimate of the left hand side of (62).
(i) Estimate of \({I_1}\). Young’s inequality leads to
(ii) Estimate of \({I_4}\). We have
(iii) A first estimate of the left hand side of (62). The previous estimates and (62) give
Sub-step 3 : We prove that the left hand side of (65) is bounded uniformly with respect to \({|\tau |}\in [0,\delta ]\).
(i) \(J_1\) is bounded. Since \(\rho ^{-2}\in {\mathcal {C}^\infty (\mathbb {R}\times \overline{\Omega })}\), \((\rho ^{-1})_t=-2s\lambda \beta (t-\frac{T}{2}) \phi \rho ^{-1}\) and \(Lw_s\in \mathcal {C}^0(\mathbb R;L^2(\Omega ))\):
as \(\tau \rightarrow 0\) and thus \(J_1\) is bounded.
(ii) \(J_2\) is bounded. Since \(\rho ^{-2}Lw_s=y_s\in \mathcal {C}^0(\mathbb R;L^2(\Omega ))\), \(\rho ^{-2}\in {\mathcal {C}^\infty (\mathbb {R}\times \overline{\Omega })}\) and \(L w_s=\rho ^2y_s\in \mathcal {C}^1((-\infty ,\delta ];L^2(\Omega ))\) we have, as \(\tau \rightarrow 0\)
and thus \(J_2\) is bounded.
(iii) \(J_3\) is bounded. Since \(\rho ^{-2}Lw_s=y_s\in \mathcal {C}^0(\mathbb R;L^2(\Omega ))\), \(\rho ^{-2}\in \mathcal {C}^\infty (\mathbb {R}\times \overline{\Omega })\) and \(L w_s=\rho ^2y_s\in \mathcal {C}^1([T-\delta , +\infty );L^2(\Omega ))\) we have, as \(\tau \rightarrow 0\)
and thus \(J_3\) is bounded.
(iv) \(J_4\) is bounded. Since \((w_s)_x(1,\cdot )\in L^2(0,T)\) and \(\eta \rho ^{-1}_1\in \mathcal {C}^1(\mathbb R)\) we have
as \(\tau \rightarrow 0\) and thus \({J_4}\) is bounded.
(v) \(J_5\) is bounded. For \(\tau \) small enough, since \(B\in \mathcal {D}(\mathbb R;L^2(\Omega ))\) and \(w_s\in \mathcal {C}{{}^0}(\mathbb R; L^2(\Omega ))\), we have
as \(\tau \rightarrow 0\) and thus \({ J_5}\) is bounded.
(vi) \(J_6\) is bounded. We have \(L w_s=\rho ^2 y_s\in \mathcal {C}^0(\mathbb R;L^2(\Omega ))\) and \(w_s\in \mathcal {C}^0(\mathbb R;H^1_0(\Omega ))\), thus \((w_s)_{tt}= Lw_s + (w_s)_{xx} \in \mathcal {C}(\mathbb R;H^{-1}(\Omega ))\). We then have, for all \(t \in \mathbb R \):
This yields
Now, since \(L w_s=\rho ^2y_s\in \mathcal {C}^1((-\infty ,\delta ];L^2(\Omega ))\), we write that
On the other hand, since \(u_0\in H^2(\Omega )\cap H^1_0(\Omega )\) and \(w_s\in \mathcal {C}^0(\mathbb R; H^1_0(\Omega ))\):
since moreover \(w_s\in \mathcal {C}^1(\mathbb {R};L^2(\Omega ))\). Thus
as \(\tau \rightarrow 0\) and thus \({J_6}\) is bounded.
(vii) \(J_7\) is bounded. We have \(L w_s=\rho ^2 y_s\in \mathcal {C}^0(\mathbb R;L^2(\Omega ))\) and \(w_s\in \mathcal {C}^1(\mathbb R;H^1_0(\Omega ))\), thus \((w_s)_{tt}= \rho ^2 y_s + (w_s)_{xx} \in \mathcal {C}^0(\mathbb R;H^{-1}(\Omega ))\). Therefore
as \(\tau \rightarrow 0\) and thus
as \(\tau \rightarrow 0\).
\({J_7}= \left| \int _\Omega u_1 \mathcal {T}_\tau w (\cdot ,0) \,\text {d}x\right| \) is therefore bounded.
(viii) Then we can conclude, from (65), that the terms
and
are bounded. Remark that this implies that the two terms \(\int _{Q_T}\rho ^{-2}(t) |L (\frac{\delta _\tau w_s}{\tau })|^2 \,\text {d}x\text {d}t\) and \(\int _0^T \eta ^2(t)\rho ^{-2}_1(t) |(\frac{\delta _\tau w_s}{\tau })_x(1,t)|^2 \text {d}t\) are bounded; indeed,
We also have
and each term of the right hand side is bounded.
Sub-step 4. In this step, we prove that \(v_s\in H^1(0,T)\) and \(y_s\in \mathcal {C}^0([0,T];H^1(\Omega ))\cap \mathcal {C}^1([0,T];L^2(\Omega ))\).
Since \(\frac{\delta _\tau w_s}{\tau }\in \mathcal {C}^0([0,T];H_0^1(\Omega ))\cap \mathcal {C}^1([0,T];L^2(\Omega ))\) and satisfies \((\frac{\delta _\tau w_s}{\tau })_x(1,\cdot )\in L^2(0,T)\) then the Carleman estimates (10) gives
Therefore, since the right hand side is bounded, \((\frac{\delta _\tau w_s}{\tau })_{t}\) and \((\frac{\delta _\tau w_s}{\tau })_x\) are bounded in \(L^2(Q_T)\) and thus \((w_s)_{tt}\in L^2(Q_T)\) and \((w_s)_{t}\in L^2(0,T;H^1_0(\Omega ))\). Moreover, \(\frac{\delta _\tau w_s}{\tau }(\cdot ,0)\) is bounded in \(H^1_0(\Omega )\) thus \((w_s)_t(\cdot ,0)\in H^1_0(\Omega )\). We also have \(L (\frac{\delta _\tau w_s}{\tau }) \) bounded in \(L^2(Q_T)\) so \(L( w_s)_t\in L^2(Q_T)\). Thus \((w_s)_t\) satisfies
and thus \((w_s)_t\in \mathcal {C}^0([0,T];H^1_0(\Omega ))\cap \mathcal {C}^1([0,T];L^2(\Omega ))\) and \((w_s)_{tx}(1,\cdot )\in L^2(0,T)\). Therefore from the definition of \(v_s\), \(v_s\in H^1(0,T)\) while from the equation satisfied by \((y_s,v_s)\) (see (17)), \(y_s\in \mathcal {C}^0([0,T];H^1(\Omega ))\cap \mathcal {C}^1([0,T];L^2(\Omega ))\).
Remark 1 We then have \(w_s\in \mathcal {C}^1([0,T];H^1_0(\Omega ))\cap \mathcal {C}^2([0,T];L^2(\Omega ))\) and from the equation satisfied by \(w_s\), since \(Lw_s\in \mathcal {C}^1([0,T];L^2(\Omega ))\) we deduce that \((w_s)_{xx}=(w_s)_{tt}-L w_s \in \mathcal {C}^0([0,T];L^2(\Omega ))\) and thus that \((w_s)_{xx}(\cdot ,0)\in L^2(\Omega )\).
Step 2 : In this step, we give estimates on \((v_s)_t\) and \((y_s)_t\).
First of all, since \((w_s)_t\in \mathcal {C}^0([0;T];H^1_0(\Omega ))\cap \mathcal {C}^1([0,T];L^2(\Omega ))\), \(L (w_s)_t\in L^2(Q_T)\) and \((w_s)_{tx}(1,\cdot )\in L^2(0,T)\), we can write the Carleman estimate (10) for \((w_s)_t\) leading to
Sub-step 1 : In this step, we pass to the limit when \(\tau \rightarrow 0\) in equation (62). We have, since \(y_s=\rho ^{-2} Lw_s\in \mathcal {C}^1(\mathbb {R};L^2(\Omega ))\) :
as \(\tau \rightarrow 0\) and since \((w_s)_{tx}(1,\cdot )\in L^2(-\delta ,T+\delta )\) and \(\eta \rho _1^{-1}\in \mathcal {C}(\mathbb {R})\) :
as \(\tau \rightarrow 0\). Since \(y_s=\rho ^{-2} Lw_s\in \mathcal {C}^1(\mathbb R;L^2(\Omega ))\), \(Lw_s\in \mathcal {C}^1(\mathbb R;L^2(\Omega ))\) and \((\rho ^{-1})_t=-2s\lambda \beta (t-\frac{T}{2}) \phi \rho ^{-1}\) in \(Q_T\), we infer that
and
as \(\tau \rightarrow 0\).
Similarly, since \(w_s\in \mathcal {C}^2(\mathbb R;L^2(\Omega ))\) and \((w_s)_{tx}(1,\cdot )\in L^2(-\delta ,T+\delta )\),
and
as \(\tau \rightarrow 0\). Since \((w_s)_{tt}(\cdot ,0)\in L^2(\Omega )\), the convergence (70) reads
Similarly, since \((w_s)_t(\cdot ,0)\in H^1_0(\Omega )\), (69) reads
We conclude that the limit with respect to \(\tau \rightarrow 0\) in (62) leads to the following equality
Sub-step 2 : In this step, we estimate each term \(K_i, i=1,\cdots ,8\).
(i) We get that, there exists \(C>0\) only depending on T such that
(ii) Similarly, recalling that \(y_s(\cdot ,0)=u_0\) and \((y_s)_t(\cdot ,0)=u_1\), there exists \(C>0\) such that
(iii) Using that \((\rho _1^{-1})_t=-2s\lambda \beta (t-\frac{T}{2}) \phi \rho _1^{-1}\), we obtain
We now estimate the term \(\int _0^T\rho _1^{-2}|(w_s)_x(1,t)|^2 \text {d}t\) appearing in the previous inequality: proceeding as in [23, Lemma 3.7] with \(q(x,t)=x\rho ^{-2}(x,t)\) such that \(q(0,t)=0\) and \(q(1,t)=\rho _1^{-2}(t)\), we get the equality
Writing that \(\vert \rho ^{-1}\rho _x^{-1}\vert \leqslant Cs \rho ^{-2}\) and \(\vert \rho ^{-1}\rho _t^{-1}\vert \leqslant Cs \rho ^{-2}\), we obtain (since \(s\geqslant 1\))
leading, using the Carleman estimate (10), to
Thus,
(iv) Using the Carleman estimate (72) we have
(v) Similarly, using again the Carleman estimate (72) we have
(vi) Simpler, we get
(vii) and
(viii) Eventually, (72) leads to
Sub-step 3 : In this step, we give estimates on \((v_s)_t\) and \((y_s)_t\). Collecting the previous estimates, we get from (73)
We have
thus using the estimates (74) and (14), (75) implies for \(s\geqslant s_0\geqslant 1\) that
which gives the announced estimate (19) in the case of regular data.
Step 3 : Case where \(B\in L^2(Q_T)\) and \((u_0,u_1)\in H^1_0(\Omega )\times L^2(\Omega )\). We proceed by density: there exist \((u_0^n)_{n\in \mathbb N}\in H^2(\Omega )\cap H^1_0(\Omega )\), \((u_1^n)_{n\in \mathbb N}\in H^1_0(\Omega )\) and \((B^n)_{n\in \mathbb N}\in \mathcal {D}(0,T;L^2(\Omega ))\) such that \(u_0^n\rightarrow u_0\) in \(H^1_0(\Omega )\), \(u_1^n\rightarrow u_1\) in \(L^2(\Omega )\) and \(B^n\rightarrow B\) in \(L^2(Q_T)\) as \(n\rightarrow \infty \).
Let \((y^n_s,v^n_s)\) be the solution of (6) given in Theorem 6 associated to \((u_0^n, u_1^n,B^n)\). Then, by linearity, we have for all \((n,m)\in \mathbb N^2\), from (14)
while from (19)
and from (21).
Therefore \(v^n_s\rightarrow v_s\) in \(H^1(0,T)\) and \(y^n_s\rightarrow y_s\in \mathcal {C}^0([0,T];H^1(\Omega ))\cap \mathcal {C}^1([0,T];L^2(\Omega ))\) and, passing to the limit in the equation (6) satisfied by \((y^n,v^n)\), we obtain that \((y_s,v_s)\) solves (6). Moreover, passing to the limit in the estimate (19) satisfied by \((y^n_s,v^n_s)\), we deduce that \((y_s,v_s)\) also satisfies (19). Using (10), we easily check that \((y_s,v_s)\) satisfies \(v_s = s\eta ^2\rho _1^{-2}(w_s)_x(1,\cdot )\) and \(y_s=\rho ^{-2}L w_s\) where \(w_s\in P_s\) is the unique solution of (12). The proof of Theorem 7 is complete.
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Bhandari, K., Lemoine, J. & Münch, A. Exact boundary controllability of 1D semilinear wave equations through a constructive approach. Math. Control Signals Syst. 35, 77–123 (2023). https://doi.org/10.1007/s00498-022-00331-4
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DOI: https://doi.org/10.1007/s00498-022-00331-4