Methodological Individualism, Scientific Explanation, and Hermeneutics

  • Chapter
  • First Online:
The Palgrave Handbook of Methodological Individualism

Abstract

This chapter examines the contribution that the rationality theory of L. von Mises and the theory of scientistic explanation and the “hermeneutic circle” of H.-G. Gadamer can offer to define a more comprehensive theory of IM. The chapter focuses, in particular, on the fact that Gadamer’s “hermeneutic circle” describes a Popperian cognitive process that proceeds by conjecture and refutation and that it is fundamental to scientifically explain the actor’s interpretation of the problematic context in which she finds herself. This hermeneutical approach allows the social scientist to reconstruct the “good reasons” that lead individuals to identify a certain hypothesis of action as a solution for a problem given the situation of uncertainty in which they find themselves.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Subscribe and save

Springer+ Basic
EUR 32.99 /Month
  • Get 10 units per month
  • Download Article/Chapter or Ebook
  • 1 Unit = 1 Article or 1 Chapter
  • Cancel anytime
Subscribe now

Buy Now

Chapter
USD 29.95
Price excludes VAT (Canada)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 169.00
Price excludes VAT (Canada)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Hardcover Book
USD 219.99
Price excludes VAT (Canada)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free ship** worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Notes

  1. 1.

    This thesis had already been advanced by M. Weber (2012 [19031906]: 101–2), for whom “the categories of ‘aim’ and ‘means’, without which there is in general no teleological ‘thinking’, contain, as soon as one proceeds scientifically with their aid, conceptually formed nomological knowledge, i.e. concepts and rules developed in relation to the category of causality. Indeed, there is indeed a causal relationship without teleology, but there can be no teleological concepts without causal rules”.

  2. 2.

    “Motivations and determining beliefs, Hempel and Oppenheim argued, must be classified among the preceding conditions of a motivational explanation, and in this respect there is no difference between a motivational and a causal explanation” (Hempel, Oppehneim 1948: 143).

  3. 3.

    As Weber writes, “the goal is the representation of an effect which becomes the cause of the action” (Weber 2005 [1903–1906]: 11). Equally necessary is the use of NDM to explain the intentional and, above all, unintentional genesis of macro-social phenomena. In this case, the actions and the programmed and unplanned ways in which they combine must be considered as explanans (initial conditions), while the systemic effects, from the most banal to the most complex, as explanda. A very clear example of an individualistic and nomological explanation is that proposed by Weber (2005 [19041905]: 101 ff) of the genesis of capitalism. Weber answers the three key questions for the methodological individualist: (i) who caused the phenomenon: the Calvinist entrepreneurs who avoided accumulating profits and reinvested them; (ii) why they acted in this way: because, on the basis of a religious belief, they regarded professional success as a signum salutis, etc.; (iii) how one moves from the micro level of individual actions to the macro level of macro-social events: the simple addition of a very large number of actions of Calvinist entrepreneurs who behaved in this way gave rise to what Weber called the “spirit of capitalism”. Weber’s theory is built around a dual causal explanation: (i) when he states that Calvinist entrepreneurs reinvested their profits because they believed that professional success was an indication of their salvation, he proposes a causal relationship between these actions and the reasons behind them, based on an implicit law, according to which “anyone who wants to expand his econo-nomic activities tends to reinvest his profits”; (ii) when he makes explicit the link between the individual actions of entrepreneurs and the “spirit of capitalism”, he uses a law that can therefore be made explicit: “The large scale diffusion of economic activities by individual entrepreneurs gives rise to the system of economic relations called ‘capitalism’”.

  4. 4.

    They, beginning as Elster (1998), have held that this model of explanation is to be rejected because it is committed to determinism. “The deductive-nomological model is not applicable because the deterministic social laws that it presupposes do not exist” (Hedström 2005: 22).

  5. 5.

    Examples of laws used implicitly or explicitly are: “Everyone at the beginning (of a war) is more determined” (Thucydides); “Individuals tend not to change what they hold sacred” (Dilthey); “You are more certain to win if your enemies are separated” (Mommsen).

  6. 6.

    Regarding the nature of laws in both the natural and social sciences, see S. Berry, “On the Problem of Laws in Nature and History: A Comparison”, in History and Theory, n. 4, 1999: 121 ff.

  7. 7.

    For more examples of this kind, see Opp (2013).

  8. 8.

    The interpreter, Gadamer explains, approaches the text with a tabula plena mindset, rich in “pre-understanding”, which derives from tradition. On the basis of this knowledge, he formulates a first “interpretive sketch” about the meaning of the text, which checks on the “text” and the “context”, where “context” means all the information that is “around the text” and that can be useful for checking this interpretive hypothesis. In case of conflict between a part of the text or the context and the “interpretive project”, the interpreter is forced to formulate a new hypothesis, to be submitted to the same control. This cognitive procedure is the “hermeneutic circle”, which for Gadamer is a “virtuous circuit”, in principle infinite, because it advances knowledge of a text by eliminating interpretations that conflict with the text itself and with the context (Gadamer 1976 [1960]: 180ff).

  9. 9.

    I have developed this thesis in Di Nuoscio (2014).

  10. 10.

    From a hermeneutical point of view, for traces, whatever they may be, what Ricoeur writes about human action is valid: they are “an open work” to “whoever knows how to read”, whose meaning “is waiting for new interpretations which decide their meaning” (Ricoeur 1986: 189).

  11. 11.

    It is precisely the possibility of producing an objective interpretation (admitted by the former and denied by the latter), which represented one of the most important points of contrast between Gadamer and Derrida (in Michelfelden, Palmer 1989).

  12. 12.

    This thesis finds significant confirmation in the very words of Gadamer, who said: “One element that connects me to Popper—not so much to Albert—is that he sees research as a process of discovering truth and, ultimately, the criterion of truth: the very process of research is revealed as the only possible way to find truth”; (in C. Grossner 1980 [1971], 335). And Popper in turn observed: “in truth, I am as far from positivism as Gadamer: in fact, I have discovered—and my critique of positivism is based on this—that the natural sciences do not operate positivistically, but essentially use a method that operates with ‘prejudices’, only that they eventually use new prejudices and prejudices that are subject to criticism, and expose them to rigorous criticism […]. What distinguishes me from Gadamer is a better understanding of the ‘method’ of natural science, a logical theory of truth and a critical attitude. But my theory is just as anti-positivist as his, and I have shown that the interpretation of texts (hermeneutics) functions with the same methods as the natural sciences”; ivi.

  13. 13.

    It is significant that Ricoeur himself has argued that Gadamer’s “hermeneutic circle” is not a “virtuous circle”, since it is subject to “validation procedures”, which include “invalidation procedures comparable to the criterion of falsifiability defined by K. Popper in his logic of scientific discovery” (Ricoeur 1986: 195).

  14. 14.

    “The scheme of ‘formulation of the hypothesis’ and its ‘proof’ - writes Gadamer - is valid for any kind of research, even in the humanities, even in philology” (Gadamer 1976 [1960]: 701).

  15. 15.

    The same thesis has been expressed by R.J. Bernstein (1983: 30).

References

  • Albert, H., Antiseri, D. 2006. L’ermeneutica è scienza? [Is Hermeneutics a Science?]. Soveria Mannelli: Rubbettino.

    Google Scholar 

  • Antiseri, D. 2001 [1981]. Teoria unificata del metodo [Unified Theory of Method]. Torino: Utet.

    Google Scholar 

  • Bernstein, R. J. 1983. Beyond Objectivism and Relativism. Science, Hermeneutics and Praxis. Philadelphia: University of Philadelphia Press.

    Google Scholar 

  • Boudon, R. 1984. La place du désordre [Transl. 1991. Theories of Social Change: A Critical Appraisal. New York: Polity Press]. Paris: PUF.

    Google Scholar 

  • Boudon, R. 2005. Teoria della scelta razionale e individualismo metodologico: sono la stessa cosa? [Rational Choice Theory and Methodological Individualism: Are They the Same Thing?] In Borlandi, M., Sciolla L. (a cura di) 2005. La spiegazione sociologica. Bologna: il Mulino.

    Google Scholar 

  • Boudon, R. 2007. Essais sur la théorie générale de la rationalité [Essays on the General Theory of Rationality]. Paris: PUF.

    Google Scholar 

  • Boudon, R. 2010. La sociologie comme science [Sociology as Science]. Paris: La Découverte.

    Book  Google Scholar 

  • Boudon, R. 2011. Les deux grandes orientations de la sociologie [The Two Main Orientations of Sociology]. Paris: Académie des Sciences Morales et Politiques. https://academiesciencesmoralesetpolitiques.fr/2011/09/26/reflexions-sur-la-sociologie/.

  • Copi, I. M., Cohen, C. 2014 [1964]. Introduction to Logic. Edinburgh: Pearson Education Limited.

    Google Scholar 

  • Croce, B. 1966 [1927]. Storia d’italia dal 1871 al 1915 [History of Italy from 1871 to 1915]. Bari: Laterza.

    Google Scholar 

  • Di Iorio, F., Di Nuoscio, E. 2014. Rethinking Boudon’s Cognitive Rationality in the Light of Mises’ Apriorism and Gadamer’s Hermeneutics. Journal des Économistes et des Études Humanines, 2, 129–142.

    Article  Google Scholar 

  • Di Iorio, F., Di Nuoscio, E. 2022. On Situational Analysis and the Explanatory Power of Mechanisms: Analytical Sociology and the Deductive Nomological Model. Social Sciences Information, 61(1), 54–76.

    Article  Google Scholar 

  • Di Iorio, F. 2015. Cognitive Autonomy and Methodological Individualism. New York: Springer.

    Book  Google Scholar 

  • Di Nuoscio, E., Di Iorio, F. 2019. Filosofia della scienza e scienze sociali [Philosophy of Science and Social Sciences]. In P. Barrotta & E. Montuschi (eds.) La Filosofia della Scienza in Italia. Roma: Armando.

    Google Scholar 

  • Di Nuoscio, E. 2004. Tucidide come Einstein? La spiegazione scientifica in storiografia [Thucydides as Einstein? The Scientific Explanation in Historiography]. Soveria Mannelli: Rubbettino.

    Google Scholar 

  • Di Nuoscio, E. 2009. The Rationality of Human Action: Toward a Model Mises-Popper-Boudon? In M. Cherkaoui & P. Hamilton (eds.) Raymond Boudon. A Life in Sociology. Oxford: The Bardwell Press.

    Google Scholar 

  • Di Nuoscio, E. 2014. Ermeneutica ed economia [Hermeneutics and Economics]. Soveria Mannelli: Rubbettino.

    Google Scholar 

  • Di Nuoscio, E. 2018. The Logic of Explanation in the Social Sciences. Oxford: Bardwell Press.

    Google Scholar 

  • Eger, M. 1993. Hermeneutics as an Approach to Science: Part I. Science & Education, 2.

    Google Scholar 

  • Elster, J. 1998. A Plea for Mechanisms. In P. Hedström & R. Sweldberg (eds.) Social Mechanisms. Cambridge: Cambridge University Press.

    Google Scholar 

  • Hedström, P., Ylikoski, P. 2010. Causal Mechanisms in the Social Sciences. Annual Review of Sociology, 36, 49–67.

    Article  Google Scholar 

  • Hedström, P. 2005. Dissecting the Social: On the Principles of Analytical Sociology. Cambridge: Cambridge University Press.

    Book  Google Scholar 

  • Gadamer, H.-G. 1976 [1960]. Verité et méthode [Truth and Method]. Paris : Seuil.

    Google Scholar 

  • Gadamer, H.-G. 1985 [1967]. Rhetoric, Hermeneutics and Critique of Ideology. In The Hermeneutics Readers. New York: Kurt Mueller-Vollmer.

    Google Scholar 

  • Gadamer, H.-G. 1996 [1985]. Natura e mondo. Ermeneutica e scienza della natura [Nature and the World. Hermeneutics and the Science of Nature]. In Verità e metodo [Truth and Method] 2, tr. it. Milano: Bompiani.

    Google Scholar 

  • Goodman, N. 1969. Languages of Art. Oxford: Oxford University Press.

    Google Scholar 

  • Grossner, C. 1980 [1971]. I filosofi tedeschi contemporanei tra neomarxismo, ermeneutica e razionalismo critico [Contemporary German Philosophers between Neo-Marxism, Hermeneutics and Critical Rationalism] tr. it. Roma: Città Nuova.

    Google Scholar 

  • Hayek, von F. A. 1945. The Use of Knowledge in Society. In 2009 [1949]. Individualism and Economic Order. Auburn: The Mises Institute.

    Google Scholar 

  • Hempel, C. G. 1965. Aspects of Scientific Explanation an Others Essays. New York: McMillan.

    Google Scholar 

  • Hempel, C. G., Oppenheim, P. 1948. Studies in the Logic of Explanation. Philosophy of Science, 15(2), 135–175.

    Article  Google Scholar 

  • Lachmann, L. 1991. Austrian Economics. A Hermeneutic Approach. In D. Lavoie (ed.) Economics and Hermeneutics. London: Routledge.

    Google Scholar 

  • Michelfelden, D. P., Palmer, R. E. 1989. Dialogue and Deconstruction. The Gadamer-Derrida Encounter. New York: State University of New York Press.

    Google Scholar 

  • Mises, L. von. 1949. Human Action a Tratise on Economics. New Haven: Yale University Press.

    Google Scholar 

  • Nagel, E. 1961. The Structure of Science. New York: Harcourt Brace & World.

    Book  Google Scholar 

  • Opp, K-R. 2013. What is Analytical Sociology? Strengths and Weaknesses of a New Sociological Research Program. Social Science Information, 52(3), 329–360.

    Article  Google Scholar 

  • Peirce, C. S. 1935–1966 [1903]. Pragmatism and Abduction. In Collected Paper, Cambridge MA: Harvard University Press.

    Google Scholar 

  • Polanyi, M. 1958. Personal Knowledge: Towards a Post-Critical Philosophy. Chicago: University of Chicago Press.

    Google Scholar 

  • Popper K. 1982 [1974]. Undended Quest. An Intellectual Biography. La Sale (Ill.): Open Court.

    Google Scholar 

  • Popper, K. 1994 [1964]. Models, Instruments and Truth. In The Myth of the Framework. In Defense of the Science and Rationality. London: Routledge.

    Google Scholar 

  • Popper, K. 2002 [1957]. The Poverty of Historicism. London: Routledge.

    Google Scholar 

  • Popper, K. 2002 [1963]. Conjectures and Refutations: The Growth of Scientific Knowledge. London: Routledge.

    Google Scholar 

  • Ricoeur, P. 1986. DutTexte à l’action [From Text to Action]. Paris: Seuil.

    Book  Google Scholar 

  • Scriven, M. 1959. Truism as the Ground for Historical Explanation. In P. Gardiner (ed.) Theories of History. Glencoe: Free Press.

    Google Scholar 

  • Thucydides. 1950 [iv sec. a.C.]. Thucydides The History of Peloponnesian War. London: E.P. Dutton and Company.

    Google Scholar 

  • Weber, M. 2005 [1904–1905]. The Protestant Ethic and the Spirit of Capitalism. London: Routledge.

    Google Scholar 

  • Weber, M. 2012 [1903–1906]. Roscher and Knies and the Logical Problems of Historical Economics. In H. Henrik Bruun & S. Whimster (eds.) Collected Methodological Writings. London: Routledge.

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Enzo Di Nuoscio .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2023 The Author(s), under exclusive license to Springer Nature Switzerland AG

About this chapter

Check for updates. Verify currency and authenticity via CrossMark

Cite this chapter

Di Nuoscio, E. (2023). Methodological Individualism, Scientific Explanation, and Hermeneutics. In: Bulle, N., Di Iorio, F. (eds) The Palgrave Handbook of Methodological Individualism. Palgrave Macmillan, Cham. https://doi.org/10.1007/978-3-031-41512-8_10

Download citation

  • DOI: https://doi.org/10.1007/978-3-031-41512-8_10

  • Published:

  • Publisher Name: Palgrave Macmillan, Cham

  • Print ISBN: 978-3-031-41511-1

  • Online ISBN: 978-3-031-41512-8

  • eBook Packages: Social SciencesSocial Sciences (R0)

Publish with us

Policies and ethics

Navigation