State of Health Estimation of Lithium-Ion Batteries from Charging Data: A Machine Learning Method

  • Conference paper
  • First Online:
Proceedings of IncoME-VI and TEPEN 2021

Part of the book series: Mechanisms and Machine Science ((Mechan. Machine Science,volume 117))

  • 1601 Accesses

Abstract

Accurate state of health (SOH) estimation of the lithium-ion battery plays an important role in ensuring the reliability and safety of the battery management system (BMS). The data-driven method based on the selection of degradation features can be effectively applied to SOH estimation. In practice, lithium batteries often work in complex discharge conditions, but they are charged under constant current (CC) conditions. Therefore, the suitable degradation features of the battery are extracted in this work for accurate SOH estimation. First, the degradation features are summarized and extracted from the CC charging data. Second, the Pearson correlation coefficient is utilized to quantify the relationship between the extracted degradation features and the battery SOH, thus determining the most influential degradation feature. Finally, the long short term memory (LSTM) is used for model training and SOH estimation based on the selected feature. The results show that LSTM model can give reliable and accurate SOH estimation with \(R^2\) of 1 and lower mean absolute error (MAE) and maximum error (MAX).

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Subscribe and save

Springer+ Basic
EUR 32.99 /Month
  • Get 10 units per month
  • Download Article/Chapter or Ebook
  • 1 Unit = 1 Article or 1 Chapter
  • Cancel anytime
Subscribe now

Buy Now

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 169.00
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 219.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free ship** worldwide - see info
Hardcover Book
USD 219.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free ship** worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Similar content being viewed by others

References

  1. Bian, X., Liu, L., Yan, J., Zou, Z., Zhao, R.: An open circuit voltage-based model for state-of-health estimation of lithium-ion batteries: model development and validation. J. Power Sources 448, 227401 (2020)

    Article  Google Scholar 

  2. Li, Y., Stroe, D.I., Cheng, Y., Sheng, H., Sui, X., Teodorescu, R.: On the feature selection for battery state of health estimation based on charging–discharging profiles. J. Energy Storage 33, 102122 (2021)

    Article  Google Scholar 

  3. Dai, H., Zhao, G., Lin, M., Wu, J., Zheng, G.: A novel estimation method for the state of health of lithium-ion battery using prior knowledge-based neural network and Markov chain. IEEE Trans. Industr. Electron. 66(10), 7706–7716 (2018)

    Article  Google Scholar 

  4. Wang, Z., Zeng, S., Guo, J., Qin, T.: State of health estimation of lithium-ion batteries based on the constant voltage charging curve. Energy 167, 661–669 (2019)

    Article  Google Scholar 

  5. Bian, X., Liu, L., Yan, J., Zou, Z. Zhao, R.: An open circuit voltage-based model for state-of-health estimation of lithium-ion batteries: model development and validation. J. Power Sources, 227401 (2019)

    Google Scholar 

  6. Bi, Y., Yin, Y., Choe, S.Y.: Online state of health and aging parameter estimation using a physics-based life model with a particle filter. J. Power Sources 476, 228655 (2020)

    Article  Google Scholar 

  7. Downey, A., Lui, Y.H., Hu, C., Laflamme, S., Hu, S.: Physics-based prognostics of lithium-ion battery using non-linear least squares with dynamic bounds. Reliab. Eng. Syst. Saf. 182, 1–12 (2019)

    Article  Google Scholar 

  8. Ng, M.F., Zhao, J., Yan, Q., Conduit, G.J., Seh, Z.W.: Predicting the state of charge and health of batteries using data-driven machine learning. Nat. Mach. Intell. 2(3), 161–170 (2020)

    Article  Google Scholar 

  9. Pan, H., Lü, Z., Wang, H., Wei, H., Chen, L.: Novel battery state-of-health online estimation method using multiple health indicators and an extreme learning machine. Energy 160, 466–477 (2018)

    Article  Google Scholar 

  10. Chen, L., Wang, H., Liu, B., Wang, Y., Ding, Y., Pan, H.: Battery state-of-health estimation based on a metabolic extreme learning machine combining degradation state model and error compensation. Energy 215, 119078 (2020)

    Article  Google Scholar 

  11. Zhang, S., Zhai, B., Guo, X., Wang, K., Peng, N., Zhang, X.: Synchronous estimation of state of health and remaining useful lifetime for lithium-ion battery using the incremental capacity and artificial neural networks. J. Energy Storage 26, 100951 (2019)

    Article  Google Scholar 

  12. Fan, Y., **ao, F., Li, C., Yang, G., Tang, X.: A novel deep learning framework for state of health estimation of lithium-ion battery. J. Energy Storage 32, 101741 (2020)

    Article  Google Scholar 

  13. Christoph, R.B.: Diagnosis and Prognosis of Degradation in Lithium-Ion Batteries Doctoral dissertation, Ph. D. Thesis, Department of Engineering Science, University of Oxford, Oxford, UK (2017)

    Google Scholar 

  14. Liu, Y., Shu, X., Yu, H., Shen, J., Zhang, Y., Liu, Y., Chen, Z.: State of charge prediction framework for lithium-ion batteries incorporating long short-term memory network and transfer learning. J. Energy Storage 37, 102494 (2021)

    Article  Google Scholar 

  15. Chen, Z., Zhao, H., Shu, X., Zhang, Y., Shen, J., Liu, Y.: Synthetic state of charge estimation for lithium-ion batteries based on long short-term memory network modeling and adaptive H-Infinity filter. Energy 228, 120630 (2021)

    Article  Google Scholar 

  16. Ma, L., Hu, C., Cheng, F.: State of charge and state of energy estimation for lithium-ion batteries based on a long short-term memory neural network. J. Energy Storage 37, 102440 (2021)

    Article  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Guo** Feng .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2023 The Author(s), under exclusive license to Springer Nature Switzerland AG

About this paper

Check for updates. Verify currency and authenticity via CrossMark

Cite this paper

Wang, Z., Feng, G., Zhen, D., Gu, F., Ball, A.D. (2023). State of Health Estimation of Lithium-Ion Batteries from Charging Data: A Machine Learning Method. In: Zhang, H., Feng, G., Wang, H., Gu, F., Sinha, J.K. (eds) Proceedings of IncoME-VI and TEPEN 2021. Mechanisms and Machine Science, vol 117. Springer, Cham. https://doi.org/10.1007/978-3-030-99075-6_57

Download citation

  • DOI: https://doi.org/10.1007/978-3-030-99075-6_57

  • Published:

  • Publisher Name: Springer, Cham

  • Print ISBN: 978-3-030-99074-9

  • Online ISBN: 978-3-030-99075-6

  • eBook Packages: EngineeringEngineering (R0)

Publish with us

Policies and ethics

Navigation