Abstract
Introduction
To determine potential risk factors for postoperative coronal imbalance following posterior osteotomy for adult scoliosis.
Materials and methods
A total of 74 patients underwent osteotomy for rigid adult lumbar scoliosis. A group of 20 patients with postoperative coronal imbalance was identified. Clinical data and surgical strategies were compared to determine the risk factors, including age, gender, etiology, Cobb angle, preoperative coronal balance distance, direction of preoperative imbalance, T1 tilt, tilt of upper instrumented vertebra (UIV), UIV translation, location of UIV (T6 above or below), fusion to L5 or S1, lower instrumented vertebra (LIV) tilt, LIV rotation, screw density, osteotomy procedure (PSO or SPOs) and use of iliac screws.
Results
Comparison between patients with and without postoperative coronal imbalance showed that postoperative coronal imbalance occurred in older patients and those with degenerative scoliosis as the etiology, UIV above T6, preoperative LIV rotation, preoperative LIV tilt and preoperative coronal imbalance towards the convex side and who underwent Smith–Petersen osteotomy. All seven parameters were included in the logistic regression analysis. UIV above T6 (P = 0.010), LIV rotation (P = 0.012) and preoperative coronal imbalance towards the convex side (P = 0.005) were identified as risk factors for postoperative coronal imbalance after osteotomy.
Conclusions
Patients with preoperative coronal imbalance towards the convex side (UIV above T6) and LIV rotation were more likely to develop coronal imbalance than those without risk factors. Older patients and those with degenerative scoliosis were also at a relatively higher risk of postoperative coronal imbalance.
![](http://media.springernature.com/m312/springer-static/image/art%3A10.1007%2Fs00402-020-03633-x/MediaObjects/402_2020_3633_Fig1_HTML.jpg)
Similar content being viewed by others
References
Kotwal S, Pumberger M, Hughes A, Girardi F (2011) Degenerative scoliosis: a review. HSS J 7(3):257–264
Cecchinato R, Berjano P, Aguirre MFI, Lamartina C (2014) Asymmetrical pedicle subtraction osteotomy in the lumbar spine in combined coronal and sagittal imbalance. Eur Spine J 24(1):66–71
Cho KJ, Bridwell KH, Lenke LG et al (2005) Comparison of Smith-Petersen versus pedicle subtraction osteotomy for the correction of fixed sagittal imbalance. Spine. https://doi.org/10.1097/01.brs.0000179085.92998.ee
Lafage V, Ames C, Schwab F et al (2012) Changes in thoracic kyphosis negatively impact sagittal alignment after lumbar pedicle subtraction osteotomy: a comprehensive radiographic analysis. Spine. https://doi.org/10.1097/BRS.0b013e318225b926
Cho W, Mason JR, Smith JS et al (2013) Failure of lumbopelvic fixation after long construct fusions in patients with adult spinal deformity: Clinical and radiographic risk factors. J Neurosurg Spine. https://doi.org/10.3171/2013.6.SPINE121129
Glassman SD, Berven S, Bridwell K et al (2005) Correlation of radiographic parameters and clinical symptoms in adult scoliosis. Spine 30:682–688
Bao H, Zhu F, Liu Z et al (2014) Coronal curvature and spinal imbalance in degenerative lumbar scoliosis: disc degeneration is associated. Spine. https://doi.org/10.1097/BRS.0000000000000603
Ploumis A, Simpson AK, Cha TD et al (2015) Coronal spinal balance in adult spine deformity patients with long spinal fusions: a minimum 2- to 5-year follow-up study. J Spinal Disord Tech. https://doi.org/10.1097/BSD.0b013e3182aab2ff
Daubs MD, Lenke LG, Bridwell KH et al (2013) Does correction of preoperative coronal imbalance make a difference in outcomes of adult patients with deformity? Spine. https://doi.org/10.1097/BRS.0b013e3182846eb3
Enercan M, Ozturk C, Kahraman S et al (2013) Osteotomies/spinal column resections in adult deformity. Eur Spine J 22(2):254–264
Drerup B (1984) Principles of measurement of vertebral rotation from frontal projections of the pedicles. J Biomech. https://doi.org/10.1016/0021-9290(84)90005-8
Aebi M (2005) The adult scoliosis. Eur Spine J 14(10):925–948
Miller DJ, Jameel O, Matsumoto H et al (2010) Factors affecting distal end & global decompensation in coronal/sagittal planes 2 years after fusion. Stud Health Technol Inform 158:141–146
Li S, Chen ZH, Qiu Y et al (2018) Coronal decompensation after posterior-only thoracolumbar hemivertebra resection and short fusion in young children with congenital scoliosis. Spine. https://doi.org/10.1097/BRS.0000000000002383
Bao H, Liu Z, Zhang Y et al (2019) Sequential correction technique to avoid postoperative global coronal decompensation in rigid adult spinal deformity: a technical note and preliminary results. Eur Spine J. https://doi.org/10.1007/s00586-019-06043-9
Arlet V, Aebi M (2013) Junctional spinal disorders in operated adult spinal deformities: present understanding and future perspectives. Eur Spine J 22(2):276–295
Liu Z, Guo J, Zhu Z et al (2013) Role of the upper and lowest instrumented vertebrae in predicting the postoperative coronal balance in Lenke 5C patients after selective posterior fusion. Eur Spine J. https://doi.org/10.1007/s00586-013-2808-3
Scheer JK, Lafage V, Smith JS et al (2014) Maintenance of radiographic correction at 2 years following lumbar pedicle subtraction osteotomy is superior with upper thoracic compared with thoracolumbar junction upper instrumented vertebra. Eur Spine J. https://doi.org/10.1007/s00586-014-3391-y
Kim HJ, Boachie-Adjei O, Shaffrey CI et al (2014) Upper thoracic versus lower thoracic upper instrumented vertebrae endpoints have similar outcomes and complications in adult scoliosis. Spine. https://doi.org/10.1097/BRS.0000000000000339
Barsi J, Caprio B, Garg S et al (2015) Do intraoperative LIV-tilt and disk angle remain stable at 2-year follow-up compared with upright radiographs in patients with idiopathic scoliosis? J Spinal Disord Tech. https://doi.org/10.1097/BSD.0b013e3182aa4c4b
Ishikawa M, Cao K, Pang L et al (2015) Postoperative behavior of thoracolumbar/lumbar curve and coronal balance after posterior thoracic fusion for Lenke 1C and 2C adolescent idiopathic scoliosis. J Orthopa Sci. https://doi.org/10.1007/s00776-014-0655-7
Erken HY, Burc H, Saka G, Aydogan M (2014) Disagreements in surgical planning still exist between spinal surgeons in adolescent idiopathic scoliosis: a multisurgeon assessment. Eur Spine J. https://doi.org/10.1007/s00586-014-3278-y
Li J, Hwang SW, Shi Z et al (2011) Analysis of radiographic parameters relevant to the lowest instrumented vertebrae and postoperative coronal balance in lenke 5C patients. Spine 36:1673–1678. https://doi.org/10.1097/BRS.0b013e3182091fba
Koller H, Meier O, Hitzl W (2014) Criteria for successful correction of thoracolumbar/lumbar curves in AIS patients: results of risk model calculations using target outcomes and failure analysis. Eur Spine J. https://doi.org/10.1007/s00586-014-3405-9
Qiu XS, Wang ZW, Qiu Y et al (2013) Preoperative pelvic axial rotation: a possible predictor for postoperative coronal decompensation in thoracolumbar/lumbar adolescent idiopathic scoliosis. Eur Spine J. https://doi.org/10.1007/s00586-013-2695-7
Gum JL, Asher MA, Burton DC et al (2007) Transverse plane pelvic rotation in adolescent idiopathic scoliosis: primary or compensatory? Eur Spine J. https://doi.org/10.1007/s00586-007-0400-4
Lagrone MO, Bradford DS, Moe JH et al (1988) Treatment of symptomatic flatback after spinal fusion. J Bone Jt Surg. https://doi.org/10.2106/00004623-198870040-00014
Bao H, He S, Liu Z et al (2015) Will immediate postoperative imbalance improve in patients with thoracolumbar/lumbar degenerative kyphoscoliosis? A comparison between smith-petersen osteotomy and pedicle subtraction osteotomy with an average 4 years of follow-up. Spine. https://doi.org/10.1097/BRS.0000000000000744
Funding
This work was funded by the Natural Science Foundation of Jiangsu Province (No. BK20180122); and funded by the Special Funds for Health Science and Technology Development of Nan**g City (No. YKK18092).
Author information
Authors and Affiliations
Contributions
All authors contributed to the study conception and design. Material preparation, data collection and analysis were performed by (SS), (WJ). The first draft of the manuscript was written by (SS), (MB) and all authors commented on previous versions of the manuscript. All authors read and approved the final manuscript.
Corresponding author
Ethics declarations
Conflict of interest
All authors declare that they have no conflict of interest.
Ethical approval
The study was approved by the Drum Tower hospital’s Ethics Committee and certify that the study was performed in accordance with the ethical standards as laid down in the 1964 Declaration of Helsinki and its later amendments or comparable ethical standards. The authors are accountable for all aspects of the work (including full data access, integrity of the data and the accuracy of the data analysis) in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved.
Informed consent
The informed consent was obtained from all subjects included in this study.
Additional information
Publisher's Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Rights and permissions
About this article
Cite this article
Shu, S., **g, W., Zhu, Z. et al. Risk factors for postoperative coronal decompensation in adult lumbar scoliosis after posterior correction with osteotomy. Arch Orthop Trauma Surg 142, 211–217 (2022). https://doi.org/10.1007/s00402-020-03633-x
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s00402-020-03633-x